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Case: 13-2141 Document: 00116584899 Page: 1 Date Filed: 09/19/2013 Entry ID: 5765063

U.S. District Court

District of New Hampshire (Concord)

CIVIL DOCKET FOR CASE #: 1:12−cv−00343−PB

APPEAL,CLOSED,JDrecused,SMrecused

Beckman v. Oppenheimer &Co. et al
Assigned to: Judge Paul J. Barbadoro
Case in other court: Strafford County Superior Court,

219−2012−cv−00315

Cause: 28:1441 Petition for Removal− Contract Dispute
Plaintiff

Date Filed: 09/05/2012
Date Terminated: 08/06/2013
Jury Demand: None
Nature of Suit: 160 Stockholders Suits
Jurisdiction: Diversity

Edward Robert Beckman

V.

Defendant

represented by Edward Robert Beckman
105 Whitehouse Rd., Lot 76
Rochester, NH 03867
603 841−0071
PRO SE

Oppenheimer &Co.

represented by Paul J. Alfano

Alfano Law Office PLLC
4 Park St, Ste 303
Concord, NH 03301
603 856−8411
Email: [email protected]
ATTORNEY TO BE NOTICED

Defendant

John Stoltzfus
TERMINATED: 11/16/2012

represented by Paul J. Alfano

(See above for address)
ATTORNEY TO BE NOTICED

Date Filed

# Page Docket Text

09/05/2012

1

09/06/2012

2

NOTICE OF REMOVAL from Strafford County Superior Court, case number
219−2012−cv−00315. (Filing fee $350, receipt number 0102−917231) filed by
John Stoltzfus, Oppenheimer &Co.. Answer Follow Up on 9/28/2012. State
Court Record Follow Up 9/24/2012. (Attachments: # 1 Summons − Waiver
Order of Notice &Complaint, # 2 Notice ECF Notice of Removal to Pltf. Pro
se, # 3 Notice ECF Notice of Removal to State Court Clerk, # 4 Civil Cover
Sheet)(Alfano, Paul) (Entered: 09/05/2012)

Disclosure Statement by Oppenheimer &Co., John Stoltzfus disclosing parent
company and no merger agreement (Alfano, Paul) Docket entry modified on
9/7/2012 to add the text "no" in front of merger agreement since no merger
was diclosed in the attached disclosure statement. (jeb). (Entered: 09/06/2012)

Case: 13-2141 Document: 00116584899 Page: 2 Date Filed: 09/19/2013 Entry ID: 5765063

09/07/2012

09/07/2012

09/20/2012

09/20/2012

09/21/2012

09/28/2012

09/28/2012

10/01/2012

3

4

5

6

10/29/2012

7

11/02/2012

Case assigned to Judge Paul J. Barbadoro. The case designation is:
1:12−cv−343−PB. Please show this number with the judge designation on all
future pleadings. (jeb) (Entered: 09/07/2012)

NOTICE. This case has been designated for Electronic Case Filing. All further
submissions shall be filed in compliance with the Administrative Procedures
for Electronic Case Filing. Pro se litigants are not required to file
electronically and may continue to file documents in paper format. Persons
filing electronically are strongly encouraged to complete the interactive
training modules available on the courts website. To access these modules,
click HERE.(jeb) (Entered: 09/07/2012)

Certified Copies of State Court Record. State Court Case No.
219−2012−cv−00315, Strafford County Superior Court(Alfano, Paul)
(Entered: 09/20/2012)

Certified Copies of State Court Record. State Court Case No.
219−2012−cv−00315, Strafford County Superior Court(Alfano, Paul)
(Entered: 09/20/2012)

NOTICE of ECF Filing Error re: 4 State Court Record filed by John Stoltzfus,
Oppenheimer &Co. Disclosure Statement attached to the State Court record
needs to be filed as a separate document. Documents must be provided in an
electronically converted PDF text searchable format in accordance with A.P.
2.3(a). If the filing party has any questions concerning this notice, please
contact the judge's case manager at 603−225−1423. Notice of Compliance
Deadline set for 10/1/2012.(mm) (Entered: 09/21/2012)

ANSWER to Complaint filed by Oppenheimer &Co., John Stoltzfus.(Alfano,
Paul) (Entered: 09/28/2012)

MOTION to Dismiss filed by Oppenheimer &Co., John Stoltzfus. Follow up
on Objection on 10/15/2012. (Attachments: # 1 Exhibit Affidavit − Exh.
A)(Alfano, Paul) (Entered: 09/28/2012)

NOTICE OF PRETRIAL CONFERENCE. Pretrial Conference set for
11/5/2012 10:30 AM before Magistrate Judge Landya B. McCafferty. Follow
up on Discovery Plan 10/29/2012. Please note pursuant to Title 28 USC
636(c) and Local Rule 73.1, the parties may consent to have the case
reassigned to the Magistrate Judge, but are free to withhold consent without
adverse consequences.(kad) (Entered: 10/01/2012)

Proposed Discovery Plan filed by Edward Robert Beckman, Oppenheimer
&Co., John Stoltzfus. Parties have requested court sponsored mediation
Mediation List of 5 Mediators Due on 11/5/2012.(Alfano, Paul) (Entered:
10/29/2012)

NOTICE OF RESCHEDULING PRETRIAL CONFERENCE. Pretrial
Conference reset for 11/5/2012 01:30 PM (time change only) before
Magistrate Judge Landya B. McCafferty. Please note pursuant to Title 28 USC
636(c) and Local Rule 73.1, the parties may consent to have the case
reassigned to the Magistrate Judge, but are free to withhold consent without
adverse consequences.(kad) (Entered: 11/02/2012)

11/05/2012

Minute Entry for proceedings held before Magistrate Judge Landya B.

Case: 13-2141 Document: 00116584899 Page: 3 Date Filed: 09/19/2013 Entry ID: 5765063

11/05/2012

8

11/06/2012

11/16/2012

11/21/2012

9

11/26/2012

12/21/2012

10

12/28/2012

05/31/2013

11

05/31/2013

McCafferty. PRETRIAL CONFERENCE held on 11/5/2012. Order to issue.
(Pltfs Atty: Edward Beckman) (Defts Atty: Paul Alfano) (Tape #1:35)(Total
Hearing Time: :15) (kad) (Entered: 11/05/2012)

ORDER approving in part 7 Discovery Plan. Length of Trial 2 days. Case
Track: Standard. So Ordered by Magistrate Judge Landya B.
McCafferty. Summary Judgment Motions due by 6/3/2013. Dispositive
Motion Filing Deadline 2/1/2013. Miscellaneous Deadline set for
12/3/2012.(mm) (Entered: 11/06/2012)

TRIAL NOTICE: LR 16.2(d) Objections due 9/17/13.. Bench Trial set for the
two−week period beginning 10/1/2013 09:30 AM before Judge Paul J.
Barbadoro. Final Pretrial Conference set for 9/23/2013 02:00 PM before Judge
Paul J. Barbadoro. Pretrial Statements due 9/3/2013. (mm) (Entered:
11/06/2012)

///ENDORSED ORDER granting 6 Motion to Dismiss. Text of Order: I
agree that the complaint does not state a claim for relief against John
Stoltzfus. The motion to dismiss on this basis is granted. So Ordered by
Judge Paul J. Barbadoro.(mm) (Entered: 11/16/2012)

Assented to MOTION to Continue and Extend Deadlines deadline to file
motion to supplement discovery plan filed by Oppenheimer &Co..(Alfano,
Paul) (Entered: 11/21/2012)

ENDORSED ORDER granting 9 Motion to Continue and Extend
Deadline to file motion to supplement discovery plan. Text of Order:
Granted. So Ordered by Magistrate Judge Landya B. McCafferty.(gla)
(Entered: 11/26/2012)

Proposed Discovery Plan Supplemental Joint Discovery Plan Regarding ESI
filed by Edward Robert Beckman, Oppenheimer &Co.. (Alfano, Paul)
(Entered: 12/21/2012)

ENDORSED ORDER approving 10 Discovery Plan.. Text of Order:
Approved and adopted as a pretrial scheduling order So Ordered by
Magistrate Judge Landya B. McCafferty.(mm) (Entered: 01/07/2013)

MOTION for Summary Judgment filed by Oppenheimer &Co., John Stoltzfus.
Follow up on Objection on 7/5/2013. (Attachments: # 1 Memorandum of Law
Memorandum of Law, # 2 Exhibit (Affidavit) Affidavit of Edward R.
Beckman, # 3 Exhibit 1−A, # 4 Exhibit 1−B, # 5 Exhibit 1−C, # 6 Exhibit
1−D, # 7 Exhibit 1−E, # 8 Exhibit 1−F, # 9 Exhibit 1−G, # 10 Exhibit 1−I, #
11 Exhibit 1−J, # 12 Exhibit 1−K, # 13 Exhibit 1−N, # 14 Exhibit 1−O, # 15
Exhibit 1−P, # 16 Exhibit 1−Q, # 17 Exhibit 2, # 18 Exhibit 3, # 19 Exhibit 4,
# 20 Exhibit 5)(Alfano, Paul) (Entered: 05/31/2013)

NOTICE of ECF Filing Error re: 11 MOTION for Summary Judgment filed
by John Stoltzfus, Oppenheimer &Co.. No description of exhibit or attachment
was included. Exhibit or attachment shall be followed by a short description of
the document and shall not exceed five words. AP 2.5(a). See How to Properly
Attach Exhibits to Pleadings. NO ACTION REQUIRED − FOR
INFORMATIONAL PURPOSES ONLY AND MERELY INTENDED TO
EDUCATE ALL PARTIES IN THE CASE. If the filing party has any
questions concerning this notice, please contact the judge's case manager at

Case: 13-2141 Document: 00116584899 Page: 4 Date Filed: 09/19/2013 Entry ID: 5765063

08/06/2013

603−225−1423.(mxm) (Entered: 05/31/2013)

9 ///ENDORSED ORDER granting 11 Motion for Summary Judgment.
Text of Order: Accepting as true the uncontested factual allegations on
which the motion is based, I determine that the defendant is entitled to
judgment as a matter of law. Motion granted. So Ordered by Judge Paul J.
Barbadoro.(jna) (Entered: 08/06/2013)

08/06/2013

12

7 JUDGMENT is hereby entered in accordance with Order on Motion to

Dismiss, Order on Motion for Summary Judgment,. Signed by Clerk
James R. Starr. (Case Closed) (mm) (Entered: 08/06/2013)

09/17/2013

13

10 NOTICE OF APPEAL as to 12 Judgment, Order on Motion for Summary

Judgment, by Edward Robert Beckman. Filing fee $ 455(NOT PAID).
File−stamped copy to be sent to parties/USCA by Clerks Office.

NOTICE TO COUNSEL: Counsel should register for a First Circuit
CM/ECF Appellate Filer Account at http://pacer.psc.uscourts.gov/cmecf/.
Counsel and pro se parties should also review the First Circuit
requirements for electronic filing by visiting the CM/ECF Information
section at http://www.ca1.uscourts.gov/efiling.htm(vln) (Entered:
09/17/2013)

09/17/2013

14

09/17/2013

15

MOTION to Proceed in forma pauperis on Appeal, by Edward Robert
Beckman.(vln) (Entered: 09/17/2013)

FINANCIAL AFFIDAVIT re: 14 Motion to Proceed in forma pauperis on
Appeal by Edward Robert Beckman(vln) (Entered: 09/17/2013)

09/17/2013

16

5 Appeal Cover Sheet as to 13 Notice of Appeal, filed by Edward Robert

Beckman (vln) (Entered: 09/17/2013)

09/17/2013

17

6 Clerk's Certificate transmitting Record on Appeal to US Court of Appeals,

documents numbered 12,13,16,17, re 13 Notice of Appeal. A copy of the
Notice of Appeal mailed to all parties this date.(vln) (Entered: 09/17/2013)

Case: 13-2141 Document: 00116584899 Page: 5 Date Filed: 09/19/2013 Entry ID: 5765063

Case 1:12-cv-00343-PB Document 16 Filed 09/17/13 Page 1 of 1

UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF NEW HAMPSHIRE

APPEAL COVER SHEET

D.C.# Civil No. 12-cv-343-PB

C.C.A.#

TITLE OF CASE: Edward Robert Beckman v. Oppenheimer & Co.

NAME OF COUNSEL FOR APPELLANT(S):
See certified copy of docket (ECF registered users not provided with a copy of docket)

NAME OF COUNSEL FOR APPELLEE(S):
See certified copy of docket (ECF registered users not provided with a copy of docket)

NAME OF JUDGE: Paul Barbadoro, United States District Judge

COURT REPORTER(S) & DATES:


TRANSCRIPTS ORDERED / ON FILE

HEARING / TRIAL EXHIBITS

COURT-APPOINTED COUNSEL

FEE PAID

IN FORMA PAUPERIS




7.

8.

9.

10.

11. MOTIONS PENDING


GUIDELINES CASE

RELATED CASES ON APPEAL



NO

N/A

NO

NO

NO

YES – Motion to Proceed IFP on
Appeal

NO

NO





1.

2.

3.


4.


5.

6.



12.

13.





14.



C.C.A. # (IF AVAILABLE):

DATE OF LAST N OF A:













SPECIAL COMMENTS:



Case: 13-2141 Document: 00116584899 Page: 6 Date Filed: 09/19/2013 Entry ID: 5765063

Case 1:12-cv-00343-PB Document 17 Filed 09/17/13 Page 1 of 1

UNITED STATES DISTRICT COURT

DISTRICT OF NEW HAMPSHIRE

Civil No. 12-cv-343-PB



Edward Robert Beckman

v.

Oppenheimer & Co.







CLERK'S CERTIFICATE TO

CIRCUIT COURT OF APPEALS



I, Vincent Negron, Deputy Clerk of the United States District Court for the District of New

Hampshire, do hereby certify that the following are herewith transmitted to the First Circuit Court of
Appeals to constitute the record on appeal



DOCUMENTS NUMBERED: 12,13,16,17




IN TESTIMONY WHEREOF, I hereunto set my
hand and affix the seal of said Court, at Concord,
in said District, on this day, September 17, 2013

JAMES R. STARR, Clerk

By: ____________________________

Vincent Negron
Deputy Clerk







cc: Edward Robert Beckman

Paul Alfano, Esq.



Case: 13-2141 Document: 00116584899 Page: 7 Date Filed: 09/19/2013 Entry ID: 5765063

Case 1:12-cv-00343-PB Document 12 Filed 08/06/13 Page 1 of 2

UNITED STATES DISTRICT COURT

DISTRICT OF NEW HAMPSHIRE

Civil No. 12-cv-343-PB



J U D G M E N T



Edward Robert Beckman

v.

Oppenheimer & Co.








In accordance with Judge Paul Barbadoro’s order dated November 16, 2012, granting the

motion to dismiss John Stoltzfus and his order dated August 6, 2013, granting defendant's

motion for summary judgment, judgment is hereby entered.










Date: August 6, 2013







By the Court,

/s/ James R. Starr
James R. Starr
Clerk of Court






Case: 13-2141 Document: 00116584899 Page: 8 Date Filed: 09/19/2013 Entry ID: 5765063

Case 1:12-cv-00343-PB Document 12 Filed 08/06/13 Page 2 of 2

cc: Paul Alfano, Esq.

Edward Beckman, Pro se



Case: 13-2141 Document: 00116584899 Page: 9 Date Filed: 09/19/2013 Entry ID: 5765063

Case 1:12-cv-343 NEF for Docket Entry Filed 08/06/2013 Page 1 of 1

MIME−Version:1.0
From:[email protected]
To:[email protected]
Bcc:
−−Case Participants: Paul J. Alfano ([email protected],
[email protected]), Judge Paul J. Barbadoro ([email protected])
−−Non Case Participants:
−−No Notice Sent:

Message−Id:[email protected]
Subject:Activity in Case 1:12−cv−00343−PB Beckman v. Oppenheimer &Co. et al Order on
Motion for Summary Judgment
Content−Type: text/html

U.S. District Court

District of New Hampshire

Notice of Electronic Filing

The following transaction was entered on 8/6/2013 at 1:48 PM EDT and filed on 8/6/2013

Beckman v. Oppenheimer &Co. et al
1:12−cv−00343−PB

Case Name:
Case Number:
Filer:
Document Number: No document attached
Docket Text:
///ENDORSED ORDER granting [11] Motion for Summary Judgment. Text of Order:
Accepting as true the uncontested factual allegations on which the motion is based, I
determine that the defendant is entitled to judgment as a matter of law. Motion granted. So
Ordered by Judge Paul J. Barbadoro.(jna)

1:12−cv−00343−PB Notice has been electronically mailed to:

Paul J. Alfano [email protected], [email protected]

1:12−cv−00343−PB Notice, to the extent appropriate, must be delivered conventionally to:

Edward Robert Beckman
105 Whitehouse Rd., Lot 76
Rochester, NH 03867

Case: 13-2141 Document: 00116584899 Page: 10 Date Filed: 09/19/2013 Entry ID: 5765063

Case 1:12-cv-00343-PB Document 13 Filed 09/17/13 Page 1 of 1