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Case: 11-126 Document: 63 Page: 1 04/25/2011 272927 401

11-0126-cv

United States Court of Appeals

for the

Second Circuit





TERRA FIRMA INVESTMENTS (GP) 2 LIMITED, TERRA FIRMA

INVESTMENTS (GP) 3 LIMITED,

Plaintiffs-Appellants,

– v. –

CITIGROUP INC., CITIGROUP GLOBAL MARKETS LIMITED, CITIGROUP

GLOBAL MARKETS INC., CITIBANK, N.A.,

Defendants-Appellees.

_______________________________

ON APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE SOUTHERN DISTRICT OF NEW YORK

JOINT APPENDIX

Volume 19 of 65 (Pages A-5401 to A-5700)










PAUL, WEISS, RIFKIND, WHARTON

& GARRISON LLP

1285 Avenue of the Americas
New York, New York 10019
(212) 373-3000

BOIES, SCHILLER & FLEXNER LLP
575 Lexington Avenue, 7th Floor
New York, New York 10022
(212) 446-2300


Attorneys for Defendants-Appellees

Attorneys for Plaintiffs-Appellants






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i

TABLE OF CONTENTS

District Court Docket Entries ....................................
Summons and Complaint, dated December 11, 2009
Declaration of Adrian Briggs, for Defendants, in

Support of Motion to Dismiss, dated January 20,
2010, with attached Curriculum Vitae ...................
Declaration of Strauss, for Plaintiffs, in Opposition

Page
A-1
A-39

A-89

to Defendants’ Motion, dated February 2010,
with attached Curriculum Vitae ............................. A-106

Second Declaration of Adrian Briggs, for

Defendants, in Support of Motion to Dismiss,
dated February 11, 2010 ........................................ A-137

Defendants’ Answer to Plaintiff’s Complaint, dated

April 7, 2010.......................................................... A-149

Notice of Motion for Summary Judgment, by

Defendants, dated August 13, 2010 ....................... A-171

Defendants’ Local Rule 56.1 Statement of

Undisputed Facts in Support of Motion for
Summary Judgment, dated August 13, 2010 ......... A-173

Declaration of Gary R. Carney, in Support of

Defendants’ Motion for Summary Judgment,
dated August 13, 2010 ........................................... A-199
Exhibit 1 to Carney Declaration -
Terra Firma Private Placement Memorandum,
dated April 2006 .................................................... A-217
Exhibit 2 to Carney Declaration -
Terra Firma Capital Partners II Q3 2007 report,
dated November 2007............................................ A-318

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Page

Exhibit 3 to Carney Declaration -
E-mail from Smith to Wormsley, dated
December 14, 2006................................................ A-363
Exhibit 4 to Carney Declaration -
Letter from Kelly to EMI Group plc, dated
December 14, 2006................................................ A-366
Exhibit 5 to Carney Declaration -
Letter from Nicoli to Kelly, dated
December 15, 2006................................................ A-368
Exhibit 6 to Carney Declaration -
EMI Press Release, dated February 20, 2007........ A-369
Exhibit 7 to Carney Declaration -
Letter from Gildersleeve to Bronfman, dated
March 2, 2007........................................................ A-371
Exhibit 8 to Carney Declaration -
Minutes of March 1 and March 2, 2007 EMI
Group plc Directors meetings................................ A-372
Exhibit 9 to Carney Declaration -
E-mail from Klein to Wormsley and Smith, dated
April 20, 2007........................................................ A-383
Exhibit 10 to Carney Declaration -
Witness statement of Nicoli, dated July 5, 2010.... A-385
Exhibit 11 to Carney Declaration -
EMI Group plc Directors meeting, dated
April 20, 2007........................................................ A-396
Exhibit 12 to Carney Declaration -
E-mail from Barak to Wormsley et al., dated
April 20, 2007, with attachment ............................ A-404

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Page

Exhibit 13 to Carney Declaration -
E-mail from Barak to Wormsley et al., dated
April 20, 2007, with attachments........................... A-415
Exhibit 14 to Carney Declaration -
E-mail from Ashcroft to Wormsley et al., dated
April 23, 2007, with attachment ............................ A-427
Exhibit 15 to Carney Declaration -
EMI News Release, dated May 4, 2007 ................ A-437
Exhibit 16 to Carney Declaration -
Letter from Bronfman to Gildersleeve, dated
May 10, 2007......................................................... A-439
Exhibit 17 to Carney Declaration -
Memorandum from Punja et al. to the IAC, dated
February 5, 2007.................................................... A-441
Exhibit 18 to Carney Declaration -
Memorandum from Seymour to Punja, dated
March 2, 2007........................................................ A-457
Exhibit 19 to Carney Declaration -
E-mail from Reid to Seymour, dated
May 16, 2007......................................................... A-462
Exhibit 20 to Carney Declaration -
Music Industry Key Market Outlook Summary of
Findings prepared by L.E.K. Consulting, dated
May 15, 2007......................................................... A-656
Exhibit 21 to Carney Declaration -
Project Dice Limited Scope Financial Due
Diligence Report, dated May 17, 2007.................. A-783
Exhibit 22 to Carney Declaration -
Project Mulberry Limited Scope Financial Due
Diligence Report, Volume I, dated May 4, 2007 ... A-887

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Page

Exhibit 23 to Carney Declaration -
E-mail from Bell to Wormsley and Smith, dated
May 9, 2007, with attachments.............................. A-929
Exhibit 24 to Carney Declaration -
E-mail from Vallance on behalf of Hands to
Punja et al., dated May 6, 2007 ............................. A-937
Exhibit 25 to Carney Declaration -
E-mail from Vallance on behalf of Hands to
Punja, dated May 7, 2007 ...................................... A-939
Exhibit 26 to Carney Declaration -
E-mail from Randell to Slattery, dated
May 19, 2007......................................................... A-940
Exhibit 27 to Carney Declaration -
Memorandum from Punja et al. to the IAC, dated
May 7, 2007........................................................... A-944
Exhibit 28 to Carney Declaration -
Terra Firma Investments (GP) 3 Limited Board of
Directors meeting, dated May 8, 2007................... A-954
Exhibit 29 to Carney Declaration -
Agreement between Terra Firma Investments
(GP) 2 Limited and Terra Firma Investments
(GP) 3 Limited and EMI Group plc regarding
Project Mulberry, dated May 9, 2007 .................... A-963
Exhibit 30 to Carney Declaration -
E-mail from Van der Spuy to Bell and Punja,
dated May 11, 2007, with attachments .................. A-976
Exhibit 31 to Carney Declaration -
E-mail from Van der Spuy to TFCP Managing
Directors and Ford, dated May 15, 2007, with
attachment.............................................................. A-995

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Page

Exhibit 32 to Carney Declaration -
E-mail from Punja to Hands, dated May 17, 2007 A-1003
Exhibit 33 to Carney Declaration -
E-mail from Borrows to Bell, dated
April 26, 2007........................................................ A-1005
Exhibit 34 to Carney Declaration -
E-mail from Lee to Scelfo et al., dated
May 2, 2007........................................................... A-1006
Exhibit 35 to Carney Declaration -
E-mail from Fong to Vakilian, dated
May 15, 2007......................................................... A-1007
Exhibit 36 to Carney Declaration -
E-mail from Hayward-Cole to Bell, dated
May 4, 2007........................................................... A-1008
Exhibit 37 to Carney Declaration -
E-mail from Ashcroft to Gildersleeve, dated
May 10, 2007......................................................... A-1009
Exhibit 38 to Carney Declaration -
E-mail from Wormsley to Smith, dated
May 6, 2007........................................................... A-1011
Exhibit 39 to Carney Declaration -
E-mail from Wormsley to Miller, dated
May 8, 2007........................................................... A-1012
Exhibit 40 to Carney Declaration -
E-mail from Vallance on behalf of Hands to TF
Team Dice, dated May 8, 2007.............................. A-1013
Exhibit 41 to Carney Declaration -
E-mail from Vallance on behalf of Hands to
Klein, dated May 17, 2007 .................................... A-1014

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Page

Exhibit 42 to Carney Declaration -
E-mail from Curtis to Klein, dated May 17, 2007. A-1015
Exhibit 43 to Carney Declaration -
E-mail from Van der Spuy to Hoang, dated May
18, 2007, with attachments .................................... A-1016
Exhibit 44 to Carney Declaration -
E-mail from Ginsburg to Billington, dated
May 20, 2007......................................................... A-1020
Exhibit 45 to Carney Declaration -
E-mail from Govindia to Rawlings, Lorkin, and
Dolenec, dated May 20, 2007................................ A-1022
Exhibit 46 to Carney Declaration -
E-mail from Rawlings to Dolenec, dated
May 20, 2007......................................................... A-1024
Exhibit 47 to Carney Declaration -
E-mail from Dolenec to Simpkin, dated
May 20, 2007......................................................... A-1026
Exhibit 48 to Carney Declaration -
E-mail from Dolenec to Simpkin, dated
May 20, 2007......................................................... A-1029
Exhibit 49 to Carney Declaration -
E-mail from Ginsburg to Dolenec, dated
May 21, 2007......................................................... A-1033
Exhibit 50 to Carney Declaration -
E-mail from Quigley to O’Haire and Van der
Spuy, dated May 20, 2007 ..................................... A-1036
Exhibit 51 to Carney Declaration -
Project Dice Presentation to the IAC, dated
May 18, 2007......................................................... A-1041

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Page

Exhibit 52 to Carney Declaration -
E-mail from Khan to Dolenec et al., dated
May 19, 2007......................................................... A-1202
Exhibit 53 to Carney Declaration -
E-mail from Dolenec to Hands, dated
May 20, 2007......................................................... A-1203
Exhibit 54 to Carney Declaration -
E-mail from Bell to Wormsley et al., dated
May 16, 2007......................................................... A-1207
Exhibit 55 to Carney Declaration -
E-mail from Barak to Bell et al., dated
May 18, 2007......................................................... A-1208
Exhibit 56 to Carney Declaration -
Minutes of EMI Group plc Directors meeting,
dated May 18, 2007 ............................................... A-1212
Exhibit 57 to Carney Declaration -
E-mail from Bell to Borrows, dated
May 17, 2007......................................................... A-1220
Exhibit 58 to Carney Declaration -
E-mail from Bell to Stewart and Barak, dated
May 18, 2007......................................................... A-1221
Exhibit 59 to Carney Declaration -
E-mail from Pryce to Hands, dated May 18, 2007 ... A-1225
Exhibit 60 to Carney Declaration -
E-mail from Stewart to Barak, dated
May 20, 2007......................................................... A-1226
Exhibit 61 to Carney Declaration -
E-mail from Shott to Bell, dated May 20, 2007,
with attachment...................................................... A-1231

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Page

Exhibit 62 to Carney Declaration -
E-mail from Wolf to Holt, dated May 20, 2007..... A-1235
Exhibit 63 to Carney Declaration -
E-mail from Gildersleeve to Ashcroft et al., dated
May 20, 2007......................................................... A-1237
Exhibit 64 to Carney Declaration -
E-mail from Ashcroft to Stewart et al., dated
May 20, 2007......................................................... A-1239
Exhibit 65 to Carney Declaration -
E-mail from Hands to Wormsley, dated
May 20, 2007......................................................... A-1241
Exhibit 66 to Carney Declaration -
E-mail from Punja to Van der Spuy et al., dated
May 22, 2007......................................................... A-1245
Exhibit 67 to Carney Declaration -
Memorandum from Punja et al. to the IAC, dated
May 18, 2007......................................................... A-1246
Exhibit 68 to Carney Declaration -
Draft Minutes of a Terra Firma Investments (GP)
2 Limited Board of Directors meeting, dated
May 18, 2007......................................................... A-1247
Exhibit 69 to Carney Declaration -
Minutes of a Terra Firma Investments (GP) 3
Limited Board of Directors meeting, dated
May 18, 2007......................................................... A-1259
Exhibit 70 to Carney Declaration -
Project Dice Presentation to the IAC, dated
May 20, 2007......................................................... A-1271

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Page

Exhibit 71 to Carney Declaration -
Minutes of a meeting of the Investment Advisory
Committee of Terra Firma Capital Partners
Limited, dated May 20, 2007................................. A-1348
Exhibit 72 to Carney Declaration -
Minutes of a Terra Firma Investments (GP) 2
Limited Board of Directors meeting, dated
May 20, 2007......................................................... A-1350
Exhibit 73 to Carney Declaration -
Minutes of a Terra Firma Investments (GP) 3
Limited Board of Directors meeting, dated
May 20, 2007......................................................... A-1354
Exhibit 74 to Carney Declaration -
Minutes of a meeting of a Committee of the
Board of Directors of Terra Firma Investments
(GP) 2 Limited, dated May 21, 2007..................... A-1356
Exhibit 75 to Carney Declaration -
Minutes of a meeting of a Committee of the
Board of Directors of Terra Firma Investments
(GP) 3 Limited, dated May 21, 2007..................... A-1359
Exhibit 76 to Carney Declaration -
Letter from Stokes to EMI Group plc, dated
May 21, 2007......................................................... A-1362
Exhibit 77 to Carney Declaration -
Recommended Cash Offer by Maltby Limited for
EMI Group plc....................................................... A-1372
Exhibit 78 to Carney Declaration -
Minutes of a EMI Group plc Directors meeting,
dated May 21, 2007 ............................................... A-1554

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Page

Exhibit 79 to Carney Declaration -
Offer Update and Extension of the
Recommended Cash Offer by Maltby Limited for
EMI Group plc, dated June 28, 2007..................... A-1563
Exhibit 80 to Carney Declaration -
E-mail from Vallance on behalf of Hands to TF
Team Dice et al., dated June 14, 2007................... A-1567
Exhibit 81 to Carney Declaration -
Offer Update and Extension of the
Recommended Cash Offer by Maltby Limited for
EMI Group plc, dated July 5, 2007........................ A-1568
Exhibit 82 to Carney Declaration -
Update and Extension of the Recommended Cash
Offer by Maltby Limited for EMI Group plc,
dated July 13, 2007................................................ A-1571
Exhibit 83 to Carney Declaration -
Update and Extension of the Recommended Cash
Offer by Maltby Limited for EMI Group plc,
dated July 20, 2007................................................ A-1574
Exhibit 84 to Carney Declaration -
Extension of the Recommended Cash Offer by
Maltby Limited for EMI Group plc, dated
July 28, 2007.......................................................... A-1577
Exhibit 85 to Carney Declaration -
E-mail from Seaton to Foreman et al., dated
August 1, 2007....................................................... A-1580
Exhibit 86 to Carney Declaration -
Maltby Capital Ltd. Annual Review for the Year
Ended 31 March 2008............................................ A-1590

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Page

Exhibit 87 to Carney Declaration -
EMI Business Description prepared by Terra
Firma...................................................................... A-1691
Exhibit 88 to Carney Declaration -
£1,175,000,000 Senior Facilities Agreement for
Maltby Limited, dated August 13, 2007 ................ A-1693
Exhibit 89 to Carney Declaration -
£1,410,000,000 Securitisation Bridge Facility
Agreement for Maltby Limited, dated
August 13, 2007..................................................... A-1900
Exhibit 90 to Carney Declaration -
£155,000,000 Mezzanine Facility Agreement for
Maltby Limited, dated August 13, 2007 ................ A-2079
Exhibit 91 to Carney Declaration -
E-mail from Dowler to Hands, dated
May 21, 2007......................................................... A-2246
Exhibit 92 to Carney Declaration -
E-mail from Melvin to Hands et al., dated
May 22, 2007......................................................... A-2248
Exhibit 93 to Carney Declaration -
E-mail from Aldred on behalf of Alexander to
Hands, dated September 24, 2007 ......................... A-2249
Exhibit 94 to Carney Declaration -
E-mail from Vallance to TF Team Dice, dated
September 25, 2007 ............................................... A-2250
Exhibit 95 to Carney Declaration -
E-mail from Draffan to Simpkin and Smith, dated
January 14, 2008.................................................... A-2253

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Exhibit 96 to Carney Declaration -
E-mail from Wormsley to Hands, dated
February 1, 2008.................................................... A-2254
Exhibit 97 to Carney Declaration -
E-mail from Womsley to Miles, dated
April 30, 2008........................................................ A-2256
Exhibit 98 to Carney Declaration -
E-mail from Wormsley to Hands, dated
February 6, 2009.................................................... A-2258
Exhibit 99 to Carney Declaration -
E-mail from Robert-Tissot to Hands, dated
February 6, 2009.................................................... A-2261
Exhibit 100 to Carney Declaration -
E-mail from Hands to Wormsley, dated
July 8, 2008............................................................ A-2263
Exhibit 101 to Carney Declaration -
E-mail from Wormsley to Cabrey, dated
July 1, 2008............................................................ A-2266
Exhibit 102 to Carney Declaration -
EMI Investment Structure Chart............................ A-2269
Exhibit 103 to Carney Declaration -
November 2007 IAC EMI Update......................... A-2270
Exhibit 104 to Carney Declaration -
Memorandum from Simpkin et al. to Leat et al.,
dated December 21, 2007 ...................................... A-2296
Exhibit 105 to Carney Declaration -
E-mail from Burns to Prior et al., dated
July 4, 2008............................................................ A-2301

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Page

Exhibit 106 to Carney Declaration -
Minutes of a meeting of the Board of Directors of
Maltby Capital Limited, dated March 6, 2009 ...... A-2307
Exhibit 107 to Carney Declaration -
Letter from Maltby Acquisitions Limited and
Maltby Investments Limited to Citibank
International plc, dated March 10, 2008................ A-2312
Exhibit 108 to Carney Declaration -
Letter from Citibank International plc to Maltby
Acquisitions Limited and Maltby Investments
Limited, dated March 17, 2009.............................. A-2314
Exhibit 109 to Carney Declaration -
Compliance Certificate from Maltby Acquisitions
Limited to Citibank International plc, dated
May 14, 2009......................................................... A-2317
Exhibit 110 to Carney Declaration -
Letter from Sckerl to Chadd, dated
September 24, 2009 ............................................... A-2327
Exhibit 111 to Carney Declaration -
Letter from Maltby Investments Limited to
Citibank N.A., London Branch, dated
October 7, 2009 ..................................................... A-2329
Exhibit 112 to Carney Declaration -
Maltby Investments Limited Director’s Report
and Consolidated Financial Statements, dated
March 31, 2009...................................................... A-2334
Exhibit 113 to Carney Declaration -
E-mail from Lo to Bazinet, Kulp, and Harlalka,
dated July 15, 2009................................................ A-2479

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Page

Exhibit 114 to Carney Declaration -
E-mail from Leat to Lynn, Cockerill, and
Simpkin, dated March 26, 2009............................. A-2480
Exhibit 115 to Carney Declaration -
E-mail from Simpkin to Cockerill and Lynn,
dated April 18, 2009 .............................................. A-2481
Exhibit 116 to Carney Declaration -
E-mail from Smith on behalf of Hands to Lynn
and Leat, dated August 19, 2009 ........................... A-2482
Exhibit 117 to Carney Declaration -
E-mail from Lo to Bazinet, Kulp, and Harlalka,
dated August 15, 2009 ........................................... A-2484
Exhibit 118 to Carney Declaration -
Article titled, “Terra Firma in EMI Restructuring
Talks With Citi,” dated July 13, 2009.................... A-2487
Exhibit 119 to Carney Declaration -
Citi Investment Research & Analysis Report
regarding Warner Music Group, dated
September 15, 2009 ............................................... A-2489
Exhibit 120 to Carney Declaration -
Michael Slattery’s Project Dice notes.................... A-2510
Exhibit 121 to Carney Declaration -
Draft Minutes of a meeting of a Committee of the
Board of Directors of Terra Firma Investments
(GP) 2 Limited, dated May 23, 2007..................... A-2558
Exhibit 122 to Carney Declaration -
Update to the IAC regarding Project Dice, dated
June 21, 2007......................................................... A-2560

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Page

Exhibit 123 to Carney Declaration -
Letter from Leat to Hands, dated
November 10, 2009 ............................................... A-2581
Exhibit 124 to Carney Declaration -
E-mail from Vallance on behalf of Hands to
Klein, dated May 18, 2007 .................................... A-2583
Exhibit 125 to Carney Declaration -
E-mail from Vallance on behalf of Hands to
Wormsley, dated May 18, 2007 ............................. A-2584
Exhibit 126 to Carney Declaration -
E-mail from Tabet to Hands, dated May 18, 2007. A-2586
Exhibit 127 to Carney Declaration -
Declaration of John Loveridge in Opposition to
Defendants’ Motion to Dismiss executed on
February 3, 2010 and filed in this action on
February 4, 2010.................................................... A-2588
Exhibit 128 to Carney Declaration -
Excerpts of The Takeover Code............................. A-2597

Excerpts of Deposition Transcripts:
Stephen Alexander, dated August 11, 2010................ A-2602
Mark Nimrod Barak, dated July 15, 2010 ................. A-2611
Jason Bazinet, dated June 30, 2010 ........................... A-2617
Peter Edward Bell, dated June 22, 2010 .................... A-2631
Simon A. Borrows, dated June 25, 2010.................... A-2702
Andre Bourbonnais, dated July 13, 2010................... A-2779
Andrew Chadd, dated July 23, 2010

(Reproduced herein at pp. CA-1-CA-53)

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Page
Ricardo Hacelas Coats, dated June 23, 2010............. A-2795
Karen Dolenec, dated June 18, 2010 ......................... A-2799
John Gildersleeve, dated June 30, 2010..................... A-2803
Guy Hands, dated July 15, 2010................................ A-2813
Guy Hayward-Cole, dated July 27, 2010................... A-2959
Elio Leoni-Sceti, dated June 25, 2010 ....................... A-2974
John Loveridge, dated July 30, 2010 ......................... A-2982
Bruce MacInnes, dated July 8, 2010.......................... A-3027
Eric Nicoli, dated July 5, 2010 .................................. A-3039
Timothy Pryce, dated July 22, 2010 .......................... A-3087
Riaz Punja, dated July 28, 2010................................. A-3130
Michael Slattery, dated August 6, 2010 ..................... A-3169
Martin David Stewart, dated July 7 and 8, 2010........ A-3177
Iain Stokes, dated August 6, 2010.............................. A-3183
Kamal Fouad Tabet, dated July 29, 2010................... A-3238
Francois Van der Spuy, dated July 7, 2010 ................ A-3242
Julie Williamson, dated July 28, 2010 ....................... A-3267
Alexander Wolf, dated July 14, 2010......................... A-3280
David Wormsley, dated July 20, 2010 ....................... A-3305
Report Pursuant to Rule 44.1 of McQuater, dated

July 30, 2010.......................................................... A-3316

Appendix 1 —
Curriculum Vitae of Ewan McQuater QC ................. A-3340

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Page

Appendix 2 —
AIC Limited v ITS Testing Services (UK) Ltd [2006]

EWCA Civ 1601.................................................... A-3346

Uzinterimpex JSC v Standard Bank Plc [2007]

EWHC 1151 (Comm) ............................................ A-3455

Raiffeisen Zentralbank Osterreich AG v The Royal

Bank of Scotland Plc [2010] EWHC 1392
(Comm).................................................................. A-3493

BSkyB Ltd v Sky Subscribers Services Limited

[2010] EWHC 86................................................... A-3606
Re H and Others (Minors) [1996] AC 563 ................ A-4074
MCI WorldCom International Inc v Primus

Telecommunications Inc [2004] EWCA Civ 957 .. A-4105

IFE Fund SA v Goldman Sachs International [2006]

EWHC 2887 (QB) (Comm), [2007] EWCA Civ
811 ......................................................................... A-4119
Derry v Peek (1889) 14 App Cas 337........................ A-4163
Angus v Clifford [1891] 2 Ch 449.............................. A-4207
Armstrong v Strain [1951] 1 TLR 856....................... A-4240
Bradford Building Society v Borders [1941] 2 All

ER 205 ................................................................... A-4258
Downs v Chappell [1997] 1 WLR 426 ...................... A-4277
Edgington v Fitzmaurice (1882) 29 Ch Div 459 ....... A-4298
Dadourian Group International Inc v Simms [2009]

EWCA Civ 169...................................................... A-4325

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Page

JEB Fasteners v Marks Bloom & Co [1983] 1 All

ER 583 ................................................................... A-4395

Avon Insurance v Swire Fraser [2000] 1 All ER

(Comm) 573........................................................... A-4403

Renault UK Ltd v Fleetpro Technical Services Ltd

[2007] EWHC 2541 (QB)...................................... A-4471

Hedley Byrne & Co Ltd v Heller & Partners Ltd

[1964] AC 465 ....................................................... A-4522

Henderson v Merrett Syndicates Ltd [1995] 2 AC

145 ......................................................................... A-4598
Williams v Natural Life Foods [1998] 1 WLR 830.... A-4661
McNaughton Paper Group Ltd v Hicks Anderson &

Co [1991] 2 QB 113............................................... A-4671

Bankers Trust International v Dharmala Sakti

Sejahtera [1996] CLC 518..................................... A-4688

Valse Holdings SA v Merrill Lynch International

Bank Ltd [2004] EWHC 2471 ............................... A-4741

Peekay Intermark v Australia and New Zealand

Banking Group [2006] EWCA Civ 386................. A-4779

JP Morgan Chase Bank v Springwell Navigation

Corp [2008] EWHC 1186 (Comm) ....................... A-4803

Titan Steel Wheels Limited v Royal Bank of Scotland

Plc [2010] EWHC 211 (Comm) ............................ A-5085

Trident Turboprop (Dublin) Ltd v First Flight
Couriers Ltd [2008] EWHC 1686 (Comm),
[2009] 1 All ER (Comm) 16, [2009] EWCA Civ
290 ......................................................................... A-5126

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xix

IFE Fund SA v Goldman Sachs International 1

[2007] Lloyd's Rep 264 ......................................... A-5184

Page

William Sindall plc v Cambridgeshire County

Council [1994] 1 WLR 1016 ................................. A-5200
Tudor Grange Holdings v Citibank [1992] Ch 53 ..... A-5231
OBG Ltd v Allen [2007] UKHL 21 ............................ A-5250
Mogul Steamship Co Ltd v McGregor Gow & Co

[1892] AC 25 ......................................................... A-5325
Allen v Flood [1898] AC 1......................................... A-5361
Isaac Oren v Red Box Toy Factory [1999] FSR 785 . A-5542
RCA Corporation v Pollard [1983] CH 135.............. A-5553
Future Investments SA v FIFA [2010] EWHC 1019

(Ch)........................................................................ A-5577
Johnson v Gore Wood [2002] 2 AC 1 ........................ A-5591
Prudential Assurance Co Ltd v Newman Industries

Ltd (No. 2) [1982] Ch 204 ..................................... A-5659
Gardner v Parker [2004] EWCA Civ 781................. A-5692
Livingstone v Rawyards Coal Co (1880) 5 App Cas

25 ........................................................................... A-5708

Smith New Court Securities v Citibank NA [1997]

AC 254................................................................... A-5727

Chitty on Contracts, 13th Edition, paragraphs 6-142

and 6-158 ............................................................... A-5760

Clerk & Lindsell on Torts, 19th Edition, paragraphs

8-101, 8-108, 18-01, 18-28, 18-32, 18-36, 18-37.. A-5763

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xx

Page

McGregor on Damages, 17th Edition, paragraph 1-

021 ......................................................................... A-5774

Halsbury's Laws of England, 4th Edition, Vol 33,

paragraph 614 ........................................................ A-5777

Cartwright on Misrepresentation, Mistake and Non-

Disclosure, 2nd Edition, paragraph 6.12 ............... A-5780
The Unfair Contract Terms Act 1977......................... A-5783
Response of Plaintiffs to Defendants’ Statement of
Undisputed Facts Pursuant to Local Rule 56.1,
dated August 27, 2010 ........................................... A-5807

Declaration of Kirsten Randell, in Support of

Plaintiffs’ Opposition to Defendants’ Motion for
Summary Judgment, dated August 26, 2010 ......... A-5883
Exhibit A to Randell Declaration -
Handwritten Notes................................................. A-5887

Declaration of John Loveridge, in Support of

Plaintiffs’ Opposition to Motion for Summary
Judgment, dated August 27, 2010.......................... A-5891
Exhibit A to Loveridge Declaration -
Senior Facilities Agreement, dated
August 13, 2007..................................................... A-5894
Exhibit B to Loveridge Declaration -
Securitisation Bridge Facility Agreement, dated
August 13, 2007..................................................... A-6101
Exhibit C to Loveridge Declaration -
Mezzanine Facility Agreement, dated
August 13, 2007..................................................... A-6280

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xxi

Page

Declaration of Christopher E. Duffy in Opposition
to Defendants’ Motion for Summary Judgment,
dated September 2, 2010........................................ A-6447
Exhibit 1 to Duffy Declaration -
Amended and Restated Advisory Agreement
relating to Terra Firma Investments (GP) 2
Limited and Terra Firma Capital Partners
Limited, dated October 9, 2003 ............................. A-6471
Exhibit 2 to Duffy Declaration -
Advisory Agreement relating to Terra Firma
Capital Partners III, L.P., dated February 8, 2006 . A-6493
Exhibit 3 to Duffy Declaration -
Minutes of a Terra Firma Investments (GP) 2
Limited Directors’ meeting, dated May 20, 2007.. A-6512
Exhibit 4 to Duffy Declaration -
Minutes of a Terra Firma Investments (GP) 3
Limited Directors’ meeting, dated May 20, 2007.. A-6515
Exhibit 5 to Duffy Declaration -
E-mail from Rowland to Laskowski and Crocker,
dated September 18, 2008, with attachment.......... A-6517
Exhibit 6 to Duffy Declaration -
E-mail from Smith to Small, dated May 21, 2007. A-6521
Exhibit 7 to Duffy Declaration -
E-mail from Wormsley to Hands, dated
November 7, 2006 ................................................. A-6523
Exhibit 8 to Duffy Declaration -
E-mail from Wormsley to Hands, dated
September 19, 2007 ............................................... A-6524

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xxii

Page

Exhibit 9 to Duffy Declaration -
E-mail from Wormsley to Hands, dated
October 23, 2006 ................................................... A-6529
Exhibit 10 to Duffy Declaration -
E-mail from Wormsley to Hands, dated
November 15, 2006 ............................................... A-6530
Exhibit 11 to Duffy Declaration -
E-mail from Klein to Hands, dated
December 13, 2006................................................ A-6531
Exhibit 12 to Duffy Declaration -
E-mail from Smith to Del Rio, dated
July 20, 2007.......................................................... A-6532
Exhibit 13 to Duffy Declaration -
Answer and Affirmative Defenses of Defendant
Citigroup Inc. to Plaintiffs’ Amended Complaint
in Sungate Securities LLLP v. Citigroup, Inc.
(Case No. 09-040664 CA 43) in the Circuit Court
of the Ninth Judicial District of the State of
Florida, dated July 22, 2010 .................................. A-6533
Exhibit 14 to Duffy Declaration -
Memorandum from Simpkin, et al. to Klein, et
al., dated November 16, 2007................................ A-6549
Exhibit 15 to Duffy Declaration -
Interoffice memorandum from Lindsay to
Drayton, et al., dated February 17, 2005 ............... A-6559
Exhibit 16 to Duffy Declaration -
E-mail from Tague to Lindsay, et al., dated
March 9, 2007........................................................ A-6566
Exhibit 17 to Duffy Declaration -
E-mail from Bayazid to Favaro, Richards and
Pavlus, dated April 19, 2007.................................. A-6571

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xxiii

Page

Exhibit 18 to Duffy Declaration -
July 2006 “EMI Group plc 2006 Annual Review”... A-6576
Exhibit 19 to Duffy Declaration -
Two letters from Smith for and on behalf of
Citigroup Global Markets Limited to Stewart,
dated September 4, 2006........................................ A-6593
Exhibit 20 to Duffy Declaration -
E-mail from Nicoli to Gildersleeve, et al., dated
November 28, 2006 ............................................... A-6611
Exhibit 21 to Duffy Declaration -
E-mail from Wormsley to Dicks, dated May 22,
2007, with attachment............................................ A-6613
Exhibit 22 to Duffy Declaration -
E-mail from Wormsley to Klein, dated
November 21, 2006 ............................................... A-6615
Exhibit 23 to Duffy Declaration -
E-mail from Ashcroft to Borrows and Nicoli,
dated December 11, 2006 ...................................... A-6616
Exhibit 24 to Duffy Declaration -
E-mail from Wormsley to Smith, dated
May 21, 2007......................................................... A-6617
Exhibit 25 to Duffy Declaration -
Minutes of an EMI Group plc Directors’ meeting,
dated April 20, 2007 .............................................. A-6620
Exhibit 26 to Duffy Declaration -
E-mail from Barak to Wormsley, et al., dated
April 20, 2007, with attachments........................... A-6628
Exhibit 27 to Duffy Declaration -
E-mail from Barak to Wormsley, et al., dated
April 20, 2007, with attachments........................... A-6640

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xxiv

Page

Exhibit 28 to Duffy Declaration -
EMI Press Release, dated January 12, 2007.......... A-6651
Exhibit 29 to Duffy Declaration -
EMI Press Release, dated February 14, 2007........ A-6654
Exhibit 30 to Duffy Declaration -
E-mail from Wormsley to Klein and Smith, dated
April 19, 2007........................................................ A-6655
Exhibit 31 to Duffy Declaration -
E-mail from Gildersleeve to Nicoli and Borrows,
dated April 20, 2007 .............................................. A-6656
Exhibit 32 to Duffy Declaration -
E-mail from Gildersleeve to Wormsley, dated
April 20, 2007........................................................ A-6658
Exhibit 33 to Duffy Declaration -
E-mail from Klein to Wormsley and Smith, dated
April 20, 2007........................................................ A-6659
Exhibit 34 to Duffy Declaration -
E-mail from Smith to Wormsley, dated
April 22, 2007........................................................ A-6661
Exhibit 35 to Duffy Declaration -
E-mail from Smith to Wormsley, dated
April 13, 2007........................................................ A-6663
Exhibit 36 to Duffy Declaration -
E-mail from Smith to Stewart and Barak, dated
April 30, 2007, with attachment ............................ A-6664
Exhibit 37 to Duffy Declaration -
EMI Press Release, dated May 4, 2007 ................. A-6667
Exhibit 38 to Duffy Declaration -
E-mail from Ashcroft to Wormsley, et al., dated
April 23, 2007, with attachment ............................ A-6669

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xxv

Page

Exhibit 39 to Duffy Declaration -
Letter from Bronfman to Gildersleeve, dated
March 1, 2007........................................................ A-6679
Exhibit 40 to Duffy Declaration -
Letter from Bronfman to Gildersleeve, dated
May 10, 2007......................................................... A-6683
Exhibit 41 to Duffy Declaration -
Mobile telephone records of David Wormsley ...... A-6685
Exhibit 42 to Duffy Declaration -
E-mail from Vallance to Wormsley and Lindsay,
dated March 2, 2007 .............................................. A-6693
Exhibit 43 to Duffy Declaration -
E-mail from Vallance on behalf of Hands to
Punja, et al., dated May 6, 2007 ............................ A-6694
Exhibit 44 to Duffy Declaration -
E-mail from Vallance on behalf of Hands to
Wormsley, dated May 6, 2007 ............................... A-6696
Exhibit 45 to Duffy Declaration -
E-mail from Borrows to Tuke, Stewart and
Gildersleeve, dated May 8, 2007 ........................... A-6697
Exhibit 46 to Duffy Declaration -
Letter from Kelly for and on behalf of Terra
Firma Investments (GP) 2 Limited and Terra
Firma Investments (GP) 3 Limited, dated
May 8, 2007........................................................... A-6699
Exhibit 47 to Duffy Declaration -
E-mail from Wormsley to Gildersleeve, dated
May 9, 2007........................................................... A-6703

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xxvi

Page

Exhibit 48 to Duffy Declaration -
E-mail from Wormsley to Miller, dated
May 8, 2007........................................................... A-6706
Exhibit 49 to Duffy Declaration -
E-mail from Miller to Zogheb, dated
May 16, 2007......................................................... A-6707
Exhibit 50 to Duffy Declaration -
E-mail from Barclay to Conroy, et al., dated
May 13, 2007......................................................... A-6709
Exhibit 51 to Duffy Declaration -
E-mail from Bell to Wormsley, et al., dated
May 16, 2007......................................................... A-6711
Exhibit 52 to Duffy Declaration -
E-mail from Gildersleeve to Borrows, et al.,
dated May 13, 2007 ............................................... A-6712
Exhibit 53 to Duffy Declaration -
Minutes of a Wise Men Committee meeting,
dated July 23, 2007................................................ A-6716
Exhibit 54 to Duffy Declaration -
E-mail from Wormsley to Poyser, dated
May 18, 2007......................................................... A-6718
Exhibit 55 to Duffy Declaration -
E-mail from Wormsley to Tabet, dated
May 18, 2007......................................................... A-6719
Exhibit 56 to Duffy Declaration -
E-mail from Poyser to Wormsley, dated
May 18, 2007......................................................... A-6720
Exhibit 57 to Duffy Declaration -
E-mail from Wormsley to Poyser, Klein and
Brumpton, dated May 17, 2007 ............................. A-6721

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xxvii

Page

Exhibit 58 to Duffy Declaration -
E-mail from Wormsley to Gildersleeve and
Nicoli, dated May 16, 2007 ................................... A-6722
Exhibit 59 to Duffy Declaration -
E-mail from Smith to Poyser, dated
May 17, 2007......................................................... A-6723
Exhibit 60 to Duffy Declaration -
E-mail from Tessler to Teitelbaum and Wolf,
dated May 18, 2007 ............................................... A-6724
Exhibit 61 to Duffy Declaration -
E-mail from Shott to Bell, et al., dated May 20,
2007, with attachment............................................ A-6726
Exhibit 62 to Duffy Declaration -
E-mail from Ashcroft to Stewart, et al., dated
May 20, 2007......................................................... A-6730
Exhibit 63 to Duffy Declaration -
Teleconference Information from May 20, 2007
(Reproduced at p. CA-54)
Exhibit 64 to Duffy Declaration -
E-mail from Watson to Rawlinson, et al., dated
May 20, 2007......................................................... A-6732
Exhibit 65 to Duffy Declaration -
Mobile telephone records of David Wormsley,
dated June 27, 2007 ............................................... A-6736
Exhibit 66 to Duffy Declaration -
May 2007 mobile telephone records of Nicoli
(Reproduced at pp. CA-55-CA-66)
Exhibit 67 to Duffy Declaration -
E-mail from Smith to Wormsley, dated
May 17, 2007......................................................... A-6746

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xxviii

Page

Exhibit 68 to Duffy Declaration -
Minutes of a Terra Firma Capital Partners
Limited Investment Advisory Committee
meeting, dated May 20, 2007 ................................ A-6747
Exhibit 69 to Duffy Declaration -
Excerpts of handwritten notes of Michael Slattery.... A-6749
Exhibit 70 to Duffy Declaration -
E-mail from Wormsley to Nicoli, dated
May 21, 2007......................................................... A-6755
Exhibit 71 to Duffy Declaration -
E-mail from Tabet to Wormsley, dated
May 21, 2007......................................................... A-6756
Exhibit 72 to Duffy Declaration -
E-mail from Nicoli to Ashcroft, et al., dated
May 2, 2007........................................................... A-6759
Exhibit 73 to Duffy Declaration -
Minutes of a Terra Firma Investments (GP) 2
Limited Committee of the Board of Directors’
meeting, dated May 21, 2007 ................................ A-6765
Exhibit 74 to Duffy Declaration -
Minutes of a Terra Firma Investments (GP) 3
Limited Committee of the Board of Directors’
meeting, dated May 21, 2007 ................................ A-6768
Exhibit 75 to Duffy Declaration -
E-mail from Thornton on behalf of Hands to Bell,
dated May 21, 2007 ............................................... A-6771
Exhibit 76 to Duffy Declaration -
Letter from Terra Firma Investments (GP) 3
Limited to Gildersleeve, dated May 21, 2007 ....... A-6772

Case: 11-126 Document: 63 Page: 30 04/25/2011 272927 401



xxix

Page

Exhibit 77 to Duffy Declaration -
Minutes of an EMI Group plc Directors’ meeting,
dated May 21, 2007 ............................................... A-6782
Exhibit 78 to Duffy Declaration -
E-mail from Watson to Dowler, dated May 21,
2007, with attachment............................................ A-6791
Exhibit 79 to Duffy Declaration -
E-mail from Smith to Badhe, dated May 21, 2007 A-6818
Exhibit 80 to Duffy Declaration -
E-mail from Smith to Mehta, dated May 21, 2007 A-6819
Exhibit 81 to Duffy Declaration -
E-mail from Smith to Kirshenbaum, dated
May 21, 2007......................................................... A-6821
Exhibit 82 to Duffy Declaration -
E-mail from Wormsley to Tague, dated
May 22, 2007......................................................... A-6822
Exhibit 83 to Duffy Declaration -
Letter from Smith to Stewart, dated July 19,
2007, with attachment............................................ A-6823
Exhibit 84 to Duffy Declaration -
E-mail from Smith to Watson, dated
August 17, 2007..................................................... A-6827
Exhibit 85 to Duffy Declaration -
November 2009 presentation titled, “EMI Debt
Interest Expense Analysis” .................................... A-6828
Exhibit 86 to Duffy Declaration -
E-mail from Poyser to Vakilian, dated
May 21, 2007......................................................... A-6835

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xxx

Page

Exhibit 87 to Duffy Declaration -
E-mail from Simonian to Smith, dated
May 21, 2007......................................................... A-6837
Exhibit 88 to Duffy Declaration -
E-mail from Wormsley to Lindsay, dated
September 17, 2007 ............................................... A-6838
Exhibit 89 to Duffy Declaration -
Memorandum from Simpkin et al. to Klein et al.,
dated November 16, 2007
(Reproduced at pp. CA-67-CA-76)
Exhibit 90 to Duffy Declaration -
E-mail from Borrows to Nicoli, Gildersleeve and
Parker, dated July 31, 2007.................................... A-6843
Exhibit 91 to Duffy Declaration -
Minutes of a Wise Men Committee meeting,
dated July 23, 2007................................................ A-6844
Exhibit 92 to Duffy Declaration -
E-mail from Grigorova to Cockerill, et al., dated
September 5, 2007 ................................................. A-6846
Exhibit 93 to Duffy Declaration -
E-mail from Sckerl to Cockerill, dated June 9,
2009 with Attachment
(Reproduced at pp. CA-77-CA-80)
Exhibit 94 to Duffy Declaration -
E-mail from Grigorova to Sckerl, dated
February 16, 2009.................................................. A-6850
Exhibit 95 to Duffy Declaration -
E-mail from Wormsley to Klein, dated
November 23, 2007 ............................................... A-6855

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xxxi

Page

Exhibit 96 to Duffy Declaration -
E-mail from Grigorova to Cockerill and Sckerl,
dated February 2, 2009, with attachment............... A-6856
Exhibit 97 to Duffy Declaration -
E-mail from Rochford to Trask and Zogheb,
dated June 25, 2009
(Reproduced at pp. CA-81-CA-83)
Exhibit 98 to Duffy Declaration -
E-mail from Romero-Apsilos to Hurst, dated
March 17, 2009...................................................... A-6859
Exhibit 99 to Duffy Declaration -
E-mail from Bazinet to Salamander, dated
September 28, 2009, with attachment.................... A-6860
Exhibit 100 to Duffy Declaration -
E-mail from Bronfman to Rosen, dated
September 29, 2009 ............................................... A-6882
Exhibit 101 to Duffy Declaration -
E-mail from Bronfman to Fleisher, dated
October 7, 2009 ..................................................... A-6883
Exhibit 102 to Duffy Declaration -
E-mail from Cotton to Pastor, dated
December 21, 2009................................................ A-6885
Exhibit 103 to Duffy Declaration -
E-mail from Smith to Ponti and Hands, dated
March 22, 2010...................................................... A-6886
Exhibit 104 to Duffy Declaration -
E-mail from Nicoli to Wormsley, dated
May 20, 2007......................................................... A-6889

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xxxii

Page

Exhibit 105 to Duffy Declaration -
E-mail from Wormsley to Klein and Smith, dated
April 19, 2007........................................................ A-6893
Exhibit 106 to Duffy Declaration -
Memorandum from Punja, et al. to the IAC,
dated May 7, 2007 ................................................. A-6894
Exhibit 107 to Duffy Declaration -
Revised memorandum from Punja, et al. to the
IAC, dated May 7, 2007 ........................................ A-6904
Exhibit 108 to Duffy Declaration -
E-mail from Vallance on behalf of Hands to
Punja, dated May 7, 2007 ...................................... A-6914
Exhibit 109 to Duffy Declaration -
Presentation titled, “Project Dice: Presentation to
the IAC,” dated May 18, 2007............................... A-6916
Exhibit 110 to Duffy Declaration -
Presentation titled, “Project Dice: Presentation to
the IAC,” dated May 20, 2007............................... A-7076
Exhibit 111 to Duffy Declaration -
Agreement (the “PMA”) between Terra Firma
Investments (GP) 2 Limited and Terra Firma
Investments (GP) 3 Limited and EMI Group plc
regarding Project Mulberry, dated May 9, 2007.... A-7153
Exhibit 112 to Duffy Declaration -
Article from Billboard.biz titled, “Terra Firma In
EMI Restructuring Talks With Citi,” dated
July 13, 2009.......................................................... A-7166
Exhibit 113 to Duffy Declaration -
E-mail from Bazinet to Cohen, dated
October 14, 2009 ................................................... A-7168

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xxxiii

Page

Exhibit 114 to Duffy Declaration -
Letter from Nicoli to Kelly, dated
December 15, 2006................................................ A-7169
Exhibit 115 to Duffy Declaration -
E-mail from Smith to Wormsley, dated
December 14, 2006................................................ A-7170
Exhibit 116 to Duffy Declaration -
E-mail from Frederick to Nicoli, et al., dated
December 5, 2006.................................................. A-7171
Exhibit 117 to Duffy Declaration -
E-mail from Randell to Becker, dated
May 10, 2007......................................................... A-7178
Exhibit 118 to Duffy Declaration -
Letter from Terra Firma Investments (GP) 2 and
Terra Firma Investments (GP) 3 to Gildersleeve,
dated May 8, 2007 ................................................. A-7190
Exhibit 119 to Duffy Declaration -
E-mail from Van der Spuy to Punja, dated
May 9, 2007........................................................... A-7194
Exhibit 120 to Duffy Declaration -
Letter from Smith to Stewart, dated
April 27, 2007........................................................ A-7197
Exhibit 121 to Duffy Declaration -
E-mail from Tabet to Klein, dated May 17, 2007.. A-7199
Exhibit 122 to Duffy Declaration -
E-mail from Plotnik to Miller, et al., dated
May 19, 2007
(Reproduced at pp. CA-84-CA-87)

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xxxiv

Page

Exhibit 123 to Duffy Declaration -
Compliance “tree” for Citigroup, dated
January 14, 2010.................................................... A-7324
Exhibit 124 to Duffy Declaration -
E-mail from Zogheb to Miller, dated
May 16, 2007......................................................... A-7326
Exhibit 125 to Duffy Declaration -
E-mail from Wirdnam to Leat, dated
August 9, 2007....................................................... A-7328
Exhibit 126 to Duffy Declaration -
Compliance “tree” for Citigroup, dated
January 14, 2010.................................................... A-7329
Exhibit 127 to Duffy Declaration -
E-mail from Smith to Poyser, dated
May 18, 2007......................................................... A-7333
Exhibit 128 to Duffy Declaration -
E-mail from Heh to Llewelyn-Jones, dated
June 13, 2007......................................................... A-7335
Exhibit 129 to Duffy Declaration -
E-mail from Fong to Llewelyn-Jones, dated
August 1, 2007....................................................... A-7337
Exhibit 130 to Duffy Declaration -
Leveraged Finance Memorandum, dated
May 18, 2007
(Reproduced at pp. CA-88-CA-153)
Exhibit 131 to Duffy Declaration -
E-mail from Masiello to Nelson, dated
August 16, 2007..................................................... A-7338

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xxxv

Page

Exhibit 132 to Duffy Declaration -
E-mail from Dolenec to Hands et al., dated
May 18, 2007......................................................... A-7340
Exhibit 133 to Duffy Declaration -
E-mail from Pryce to Burrows and Wormsley,
dated May 18, 2007 ............................................... A-7342
Exhibit 134 to Duffy Declaration -
Article from Music Week titled, “Cheques in the
City: EMI Joins Hands,” dated June 2, 2007......... A-7343
Exhibit 135 to Duffy Declaration -
August 2009 Classified Credit Report (CCR)
belonging to Maltby Limited/EMI Group
(Reproduced at pp. CA-154-CA-156)
Exhibit 136 to Duffy Declaration -
Maltby Investments Limited – Director’s Report
and Consolidated Financial Statements, dated
March 31, 2009...................................................... A-7345
Exhibit 137 to Duffy Declaration -
E-mail from Leoni-Sceti to Williamson, dated
November 21, 2009
(Reproduced at pp. CA-157-CA-163)
Exhibit 138 to Duffy Declaration -
October 2009 Citi presentation titled, “ICG Top
10 Risks”
(Reproduced at pp. CA-164-CA-264)
Exhibit 139 to Duffy Declaration -
E-mail from Cockerill to Bates and Dean, dated
June 11, 2009 ......................................................... A-7410

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xxxvi

Page

Exhibit 140 to Duffy Declaration -
E-mail from Schmitt to O’Driscoll and Leoni-
Sceti, dated December 8, 2009
(Reproduced at pp. CA-265-CA-266)
Exhibit 141 to Duffy Declaration -
Chart entitled, “EMI Investment Structure” .......... A-7413
Exhibit 142 to Duffy Declaration -
E-mail from Stewart to Smith and Barak, dated
May 13, 2007......................................................... A-7414
Exhibit 143 to Duffy Declaration -
Minutes of a Terra Firma Investments (GP) 2
Limited Directors meeting, dated May 25, 2007... A-7415
Exhibit 144 to Duffy Declaration -
Project Mulberry Bidders Contact Detail