Case Details

CourtSouthern District of Florida
Docket number9:11-cv-81347
Date case filed2011-12-14
Date case closed2012-02-24
Date of latest filing
Assigned toJudge Kenneth A. Marra
Case cause15:0077 Securities Fraud
Nature of suit850 Securities/Commodities
Jury demandPlaintiff
Demand
JurisdictionFederal Question

Case Parties

Party: Norman Pondick
Party type: Plaintiff
Individually and on behalf of all others similarly situated
Attorney name: Christopher Steven Jones
Attorney Contact:
Saxena White PA
2424 N Federal Highway
Suite 257
Boca Raton, FL 33431
561-394-3399
Fax: 394-3382
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: Lester Rene Hooker
Attorney Contact:
Saxena White PA
2424 N Federal Highway
Suite 257
Boca Raton, FL 33431
561-394-3399
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: Maya Susan Saxena
Attorney Contact:
Saxena White PA
2424 N Federal Highway
Suite 257
Boca Raton, FL 33431
561-394-3399
Fax: 394-3382
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: Joseph E. White , III
Attorney Contact:
Saxena White PA
2424 N Federal Highway
Suite 257
Boca Raton, FL 33431
561-394-3399
Fax: 394-3382
Email: [email protected]
ATTORNEY TO BE NOTICED
Party: Imperial Holdings, Inc.
Party type: Defendant
Attorney name: Jeff G. Hammel
Attorney Contact:
Latham & Watkins
885 3rd Avenue
Suite 1000
New York, NY 10022
212-906-1260
Email: [email protected]
LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Jeffrey L. Cox
Attorney Contact:
Sallah & Cox LLC
One Boca Place
2255 Glades Road
Suite 300E
Boca Raton, FL 33431
561-989-9080
Fax: 561-989-9020
Email: [email protected]
ATTORNEY TO BE NOTICED
Party: Antony Mitchell
Party type: Defendant
Attorney name: Jeff G. Hammel
Attorney Contact:
(See above for address)
LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Jeffrey L. Cox
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Richard A. O'Connell
Party type: Defendant
Attorney name: Jeff G. Hammel
Attorney Contact:
(See above for address)
LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Jeffrey L. Cox
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Jerome A. Parsley
Party type: Defendant
Attorney name: Jeff G. Hammel
Attorney Contact:
(See above for address)
LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Jeffrey L. Cox
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Jonathan Neuman
Party type: Defendant
Attorney name: Jeff G. Hammel
Attorney Contact:
(See above for address)
LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Jeffrey L. Cox
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: David A. Buzen
Party type: Defendant
Attorney name: Jeff G. Hammel
Attorney Contact:
(See above for address)
LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Jeffrey L. Cox
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: FBR Capital Markets & Co.
Party type: Defendant
Party: JMP Securities LLC
Party type: Defendant
Party: Wunderlich Securities, Inc.
Party type: Defendant

Case Docket

Docket
Item
Date FiledDocument
Available
Short
Description
Long Description
12011-12-14 COMPLAINT against All Defendants. Filing fee $ 350.00 receipt number 113C-4307377, filed by Norman Pondick. (Attachments: # 1 Civil Cover Sheet, # 2 Certification)(White, Joseph) (Entered: 12/14/2011)
1.1 Civil Cover Sheet
1.2 Certification
22011-12-14 Judge Assignment to Senior Judge Kenneth L. Ryskamp (bb) (Entered: 12/15/2011)
32011-12-19 ORDER OF PRETRIAL PROCEDURES. Signed by Senior Judge Kenneth L. Ryskamp on 12/19/2011. (lh) (Entered: 12/20/2011)
42011-12-22 Notice of Pendency of Other Action by David A. Buzen, Imperial Holdings, Inc., Antony Mitchell, Jonathan Neuman, Richard A. O'Connell, Jerome A. Parsley (Cox, Jeffrey) (Entered: 12/22/2011)
52011-12-22 Corporate Disclosure Statement by Imperial Holdings, Inc. (Cox, Jeffrey) (Entered: 12/22/2011)
62012-01-10 ORDER TRANSFERRING CASE to Judge Kenneth A. Marra for all further proceedings, accepted and signed on 1/10/12. Senior Judge Kenneth L. Ryskamp no longer assigned to case. Signed by Senior Judge Kenneth L. Ryskamp on 1/10/2012. (lh) (Entered: 01/10/2012)
72012-01-17 MOTION to Appoint Lead Counsel Weiss & Lurie , MOTION to Appoint Lead Plaintiff Robert Aberman , MOTION to Consolidate Cases by Robert Aberman. Responses due by 2/3/2012 (Attachments: # 1 Affidavit Declaration of Julie Vianale in Support of Motion, # 2 Text of Proposed Order)(Vianale, Julie) (Entered: 01/17/2012)
82012-01-17 MEMORANDUM in Support re 7 MOTION to Appoint Lead Counsel Weiss & Lurie MOTION to Appoint Lead Plaintiff Robert Aberman MOTION to Consolidate Cases by Robert Aberman. (Vianale, Julie) (Entered: 01/17/2012)
92012-01-18 Unopposed MOTION for Extension of Time to File Answer RE: Complaints re 1 Complaint by David A. Buzen, Imperial Holdings, Inc., Antony Mitchell, Jonathan Neuman, Richard A. O'Connell, Jerome A. Parsley. (Attachments: # 1 Text of Proposed Order)(Cox, Jeffrey) (Entered: 01/18/2012)
102012-01-25 ORDER granting 9 Motion for Extension of Time to Answer 1 Complaint. Signed by Judge Kenneth A. Marra on 1/25/2012. (ir) (Entered: 01/25/2012)
112012-01-25 ORDER requiring parties file submissions within 10 days of entry of this Order. Signed by Judge Kenneth A. Marra on 1/25/2012. (ir) (Entered: 01/25/2012)
122012-01-25 Initial Disclosure(s) of Rule 7.1 by JMP Securities LLC (Betensky, Gary) (Entered: 01/25/2012)
132012-01-25 Initial Disclosure(s) of Rule 7.1 by FBR Capital Markets & Co. (Betensky, Gary) (Entered: 01/25/2012)
142012-01-25 Initial Disclosure(s) of Rule 7.1 by Wunderlich Securities, Inc. (Betensky, Gary) (Entered: 01/25/2012)
152012-02-02 RESPONSE/REPLY to 11 Order by Robert Aberman. (Vianale, Julie) (Entered: 02/02/2012)
162012-02-03 RESPONSE/REPLY to 11 Order by City of Roseville Employees Retirement System, Individually and on Behalf of All Others Similarly Situated. (Foster, Dana) (Entered: 02/03/2012)
172012-02-03 RESPONSE/REPLY to 11 Order Regarding Sequency by FBR Capital Markets & Co., JMP Securities LLC, Wunderlich Securities, Inc.. (Betensky, Gary) (Entered: 02/03/2012)
182012-02-03 MOTION to Consolidate Cases with Incorporated Memorandum of Law by David A. Buzen, Imperial Holdings, Inc., Antony Mitchell, Jonathan Neuman, Richard A. O'Connell, Jerome A. Parsley. Responses due by 2/21/2012 (Attachments: # 1 Text of Proposed Order)(Cox, Jeffrey) (Entered: 02/03/2012)
192012-02-03 RESPONSE/REPLY to 11 Order by David A. Buzen, Imperial Holdings, Inc., Antony Mitchell, Jonathan Neuman, Richard A. O'Connell, Jerome A. Parsley. (Cox, Jeffrey) (Entered: 02/03/2012)
202012-02-03 RESPONSE/REPLY to 11 Order by Richard Sauer, Frances Sauer, Stephen Sauer, Tamara Sauer. (Hooker, Lester) (Entered: 02/03/2012)
212012-02-03 RESPONSE in Opposition re 7 MOTION to Appoint Lead Counsel Weiss & Lurie MOTION to Appoint Lead Plaintiff Robert Aberman MOTION to Consolidate Cases filed by Frances Sauer, Richard Sauer, Stephen Sauer, Tamara Sauer. (Hooker, Lester) (Entered: 02/03/2012)
222012-02-06 RESPONSE/REPLY to 11 Order by Norman Pondick. (White, Joseph) (Entered: 02/06/2012)
232012-02-06 Clerks Notice to Filer re 17 Response/Reply (Other). Document not filed in Text Searchable Format; ERROR - The document was not filed in Text Searchable Format. All future filings must be submitted in Text Searchable format as instructed in the CM/ECF Administrative Procedures. (lh) (Entered: 02/06/2012)
242012-02-08 ORDER granting Motion for extension of time re (18 in 9:11-cv-81347-KAM) MOTION to Consolidate Cases with Incorporated Memorandum of Law filed by Jerome A. Parsley, Antony Mitchell, David A. Buzen, Imperial Holdings, Inc., Jonathan Neuman, Richard A. O'Connell. Signed by Judge Kenneth A. Marra on 2/8/2012. (ir) (Entered: 02/08/2012)
252012-02-10 WITHDRAWAL of Motion re 7 MOTION to Appoint Lead Counsel Weiss & Lurie MOTION to Appoint Lead Plaintiff Robert Aberman MOTION to Consolidate Cases filed by Robert Aberman (Vianale, Julie) (Entered: 02/10/2012)
262012-02-10 RESPONSE/REPLY IN FURTHER SUPPORT OF MOTION FOR CONSOLIDATION OF RELATED ACTIONS, APPOINTMENT OF RICHARD SAUER, FRANCES SAUER, STEPHEN SAUER AND TAMARA SAUER, AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL, AND IN FURTHER OPPOSITION TO THE COMPETING MOTION by Frances Sauer, Richard Sauer, Stephen Sauer, Tamara Sauer. (White, Joseph) (Entered: 02/10/2012)
272012-02-15 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Jeff Hammel. Filing Fee $ 75.00. Receipt # 91404. (ksa) (Entered: 02/16/2012)
282012-02-17 ENDORSED ORDER granting Jeff Hammel 27 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing. Signed by Judge Kenneth A. Marra on 2/17/2012. (ir) (Entered: 02/17/2012)
292012-02-17 RESPONSE in Opposition re 18 MOTION to Consolidate Cases with Incorporated Memorandum of Law filed by Frances Sauer, Richard Sauer, Stephen Sauer, Tamara Sauer. (White, Joseph) (Entered: 02/17/2012)
302012-02-24 ORDER Granting 18 MOTION to Consolidate Cases with Incorporated Memorandum of Law filed by Jerome A. Parsley, Antony Mitchell, David A. Buzen, Imperial Holdings, Inc., Jonathan Neuman, Richard A. O'Connell. Signed by Judge Kenneth A. Marra on 2/24/2012. (lh) (Entered: 02/24/2012)