Case Details

CourtSouthern District of New York
Docket number1:11-cv-00733
Date case filed2011-02-02
Date case closed
Date of latest filing2015-10-07
Assigned toJudge William H. Pauley, III
Case cause15:78m(a) Securities Exchange Act
Nature of suit850 Securities/Commodities
Jury demandBoth
Demand
JurisdictionFederal Question

Case Parties

Party: Pipefitters Local No. 636 Defined Benefit Plan
Party type: Plaintiff
Individually and on Behalf of All Others Similarly
Attorney name: A. Arnold Gershon
Attorney Contact:
Barrack, Rodos & Bacine(NYC)
425 Park Avenue, Suite 3100
New York, NY 10022
(212)688-0782
Fax: (212)688-0783
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: David Avi Rosenfeld
Attorney Contact:
Robbins Geller Rudman & Dowd LLP(LI)
58 South Service Road
Suite 200
Melville, NY 11747
631-367-7100
Fax: 631-367-1173
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: Samuel Howard Rudman
Attorney Contact:
Robbins Geller Rudman & Dowd LLP(LI)
58 South Service Road
Suite 200
Melville, NY 11747
(631) 367-7100
Fax: (631) 367-1173
Email: [email protected]
ATTORNEY TO BE NOTICED
Party: Bank of America Corporation
Party type: Consolidated Defendant
Attorney name: David Emmett Carney
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED
Party: Brian T. Moynihan
Party type: Consolidated Defendant
Attorney name: Jay B. Kasner
Attorney Contact:
(See above for address)
TERMINATED: 05/09/2013 LEAD ATTORNEY

Attorney name: Patrick J. Smith
Attorney Contact:
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Jeffrey David Rotenberg
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: John Michael Hillebrecht
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Samantha Noel Bent
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Charles H. Noski
Party type: Consolidated Defendant
Attorney name: Adam Jay Wasserman
Attorney Contact:
(See above for address)
TERMINATED: 10/03/2014 LEAD ATTORNEY

Attorney name: Jay B. Kasner
Attorney Contact:
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Robert Jeffrey Jossen
Attorney Contact:
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Katherine Keely Rankin
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Institutional Investor Group
Party type: Movant
Attorney name: Jeffrey Alan Barrack
Attorney Contact:
Barrack, Rodos & Bacine(PA)
Two Commerce Square
2001 Market Street
Suite 3300
Philadelphia, PA 19103
(215) 963-0600
Fax: (215) 963-0838
Email: [email protected]
ATTORNEY TO BE NOTICED
Party: Sjunde Ap-Fonden
Party type: Movant
Attorney name: Christopher J. Keller
Attorney Contact:
Labaton Sucharow, LLP
140 Broadway
New York, NY 10005
(212) 907-0853
Fax: (212) 883-7053
Email: [email protected]
TERMINATED: 02/27/2012 LEAD ATTORNEY

Attorney name: Geoffrey Coyle Jarvis
Attorney Contact:
Grant & Eisenhofer P.A. (NY)
485 Lexington Avenue
29th Floor
New York, NY 10017
(302-622-7040
Fax: (302)-622-7100
Email: [email protected]
LEAD ATTORNEY

Attorney name: Michael Walter Stocker
Attorney Contact:
Labaton Sucharow LLP (NYC)
140 Broadway
New York, NY 10005
(212) 907-0882
Fax: (212) 883-7082
Email: [email protected]
TERMINATED: 02/27/2012 LEAD ATTORNEY

Attorney name: Rachel Ann Avan
Attorney Contact:
Labaton Sucharow, LLP
140 Broadway
New York, NY 10005
(212)-949-4640
Fax: (212)-949-4640
Email: [email protected]
TERMINATED: 02/27/2012 LEAD ATTORNEY
Party: Arkansas Teacher Retirement System
Party type: Movant
Attorney name: Christopher J. Keller
Attorney Contact:
(See above for address)
TERMINATED: 02/27/2012 LEAD ATTORNEY

Attorney name: Geoffrey Coyle Jarvis
Attorney Contact:
(See above for address)
LEAD ATTORNEY

Attorney name: Michael Walter Stocker
Attorney Contact:
(See above for address)
TERMINATED: 02/27/2012 LEAD ATTORNEY

Attorney name: Rachel Ann Avan
Attorney Contact:
(See above for address)
TERMINATED: 02/27/2012 LEAD ATTORNEY
Party: KBC Asset Management NV
Party type: Movant
Attorney name: Christopher J. Keller
Attorney Contact:
(See above for address)
TERMINATED: 02/27/2012 LEAD ATTORNEY

Attorney name: Geoffrey Coyle Jarvis
Attorney Contact:
(See above for address)
LEAD ATTORNEY

Attorney name: Michael Walter Stocker
Attorney Contact:
(See above for address)
TERMINATED: 02/27/2012 LEAD ATTORNEY

Attorney name: Rachel Ann Avan
Attorney Contact:
(See above for address)
TERMINATED: 02/27/2012 LEAD ATTORNEY
Party: Local 338 Funds
Party type: Movant
Attorney name: David A. Bishop
Attorney Contact:
Kirby McInerney LLP
825 Third Avenue- 16 Floor
New York, NY 10022
212 371-6600
Fax: (212)-751-2540
Email: [email protected]
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Ira M. Press
Attorney Contact:
Kirby McInerney LLP
825 Third Avenue
16th Floor
New York, NY 10022
(212) 371-6600
Fax: (212) 751-2540
Email: [email protected]
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Roger W Kirby
Attorney Contact:
Kirby McInerney LLP
825 Third Avenue
16th Floor
New York, NY 10022
(212) 317-2300
Fax: (212) 751-2540
Email: [email protected]
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Andrew Martin McNeela
Attorney Contact:
Kirby McInerney LLP
825 Third Avenue
16th Floor
New York, NY 10022
(212) 371-6600
Fax: (212) 751-2540
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: Surya Palaniappan
Attorney Contact:
Kirby McInerney LLP
825 Third Avenue
16th Floor
New York, NY 10022
(212)-699-1145
Fax: (212)-751-2540
Email: [email protected]
ATTORNEY TO BE NOTICED
Party: Patricia Grossberg Living Trust
Party type: Consolidated Plaintiff
Attorney name: A. Arnold Gershon
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Anchorage Police & Fire Retirement System
Party type: Consolidated Plaintiff
Attorney name: A. Arnold Gershon
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Forsta AP-Fonden
Party type: Movant
Attorney name: A. Arnold Gershon
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey Alan Barrack
Attorney Contact:
Barrack, Rodos & Bacine(PA)
Two Commerce Square
2001 Market Street
Suite 3300
Philadelphia, PA 19103
(215) 963-0600
Fax: (215) 963-0838
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: Regina Marie Calcaterra
Attorney Contact:
Barrack, Rodos & Bacine(NYC)
425 Park Avenue, Suite 3100
New York, NY 10022
(212)688-0782
Fax: (212)688-0783
Email: [email protected]
TERMINATED: 07/25/2012
Party: Pennsylvania Public School Employees' Retirement System
Party type: Movant
Attorney name: A. Arnold Gershon
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey Alan Barrack
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Gittleman
Attorney Contact:
Barrack, Rodos & Bacine
2001 Market Street
3300 Two Commerce Square
Philadelphia, PA 19103
(215) 963-0600
Fax: 215 963 0838
Email: [email protected]
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: M. Richard Komins
Attorney Contact:
Barrack, Rodos & Bacine(PA)
Two Commerce Square
2001 Market Street
Suite 3300
Philadelphia, PA 19103
(215)-963-0600
Fax: (215)-963-0838
Email: [email protected]
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Mark Robert Rosen
Attorney Contact:
Barrack, Rodos & Bacine
3300 Two Commerce Square, 2001 Market Street
Philadelphia, PA 19103
(215) 963-0600
Fax: (215) 963-0838
Email: [email protected]
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Regina Marie Calcaterra
Attorney Contact:
(See above for address)
TERMINATED: 07/25/2012

Attorney name: William J. Ban
Attorney Contact:
Barrack, Rodos & Bacine(NYC)
425 Park Avenue, Suite 3100
New York, NY 10022
(212)-688-0782
Email: [email protected]
ATTORNEY TO BE NOTICED
Party: Neil Cotty
Party type: Defendant
Attorney name: Lawrence Jay Portnoy
Attorney Contact:
Davis Polk & Wardwell
450 Lexington Avenue
New York, NY 10017
(212) 450-4000
Fax: (212) 450-3874
Email: [email protected]
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Brian Marc Burnovski
Attorney Contact:
Davis Polk & Wardwell L.L.P.
450 Lexington Avenue
New York, NY 10017
(212)-450-4666
Fax: (212)-450-3666
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: Charles S. Duggan
Attorney Contact:
Davis Polk & Wardwell L.L.P.
450 Lexington Avenue
New York, NY 10017
(212)450-4785
Fax: (212)450-3785
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: Jay B. Kasner
Attorney Contact:
(See above for address)
TERMINATED: 05/09/2013 ATTORNEY TO BE NOTICED
Party: William P. Boardman
Party type: Defendant
Attorney name: Charles S. Duggan
Attorney Contact:
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Brian Marc Burnovski
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Lawrence Jay Portnoy
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Frank Paul Bramble, Sr
Party type: Defendant
Attorney name: Charles S. Duggan
Attorney Contact:
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Brian Marc Burnovski
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Lawrence Jay Portnoy
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Virgis William Colbert
Party type: Defendant
Attorney name: Charles S. Duggan
Attorney Contact:
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Brian Marc Burnovski
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Lawrence Jay Portnoy
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Charles K. Gifford, Jr.
Party type: Defendant
Attorney name: Charles S. Duggan
Attorney Contact:
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Brian Marc Burnovski
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Lawrence Jay Portnoy
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Charles Otis Holliday, Jr.
Party type: Defendant
Attorney name: Charles S. Duggan
Attorney Contact:
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Brian Marc Burnovski
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Lawrence Jay Portnoy
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Monica C. Lozano
Party type: Defendant
Attorney name: Charles S. Duggan
Attorney Contact:
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Brian Marc Burnovski
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Lawrence Jay Portnoy
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Thomas John May
Party type: Defendant
Attorney name: Charles S. Duggan
Attorney Contact:
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Brian Marc Burnovski
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Lawrence Jay Portnoy
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Thomas Michael Ryan
Party type: Defendant
Attorney name: Charles S. Duggan
Attorney Contact:
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Brian Marc Burnovski
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Lawrence Jay Portnoy
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Robert W. Scully
Party type: Defendant
Attorney name: Charles S. Duggan
Attorney Contact:
(See above for address)
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Brian Marc Burnovski
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Lawrence Jay Portnoy
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Pricewaterhousecoopers LLP
Party type: Defendant
Attorney name: James J. Capra , Jr
Attorney Contact:
King & Spalding LLP (NYC)
1185 Avenue of the Americas
New York, NY 10036
(212) 556-2178
Fax: (212) 556-2222
Email: [email protected]
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Diana L. Weiss
Attorney Contact:
King & Spalding LLP (DC)
1700 Pennsylvania Avenue, N.W.
Washington, DC 20006-4706
(202) 626-2622
Fax: (202) 626-3737
Email: [email protected]
TERMINATED: 05/22/2012
Party: Cantor Fitzgerald & Co.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
Wilmer Cutler Pickering Hale & Dorr LLP (NYC)
7 World Trade Center
New York, NY 10007
212-230-8882
Fax: 212-230-8888
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
Wilmer, Cutler, Hale & Dorr, L.L.P. (NYC)
399 Park Avenue
New York, NY 10022
(212)-295-6384
Fax: (212)-230-8888
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
Wilmer Cutler Pickering Hale and Dorr LLP
60 State Street
Boston, MA 02109
(617) 526-6000
Fax: (617) 526-5000
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
Wilmer Cutler Pickering Hale and Dorr LLP (NYC)
399 Park Avenue
New York, NY 10022
(212)-230-8800
Fax: (212)-230-8888
Email: [email protected]
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
Wilmer Cutler Pickering Hale and Dorr LLP (NYC)
7 World Trade Center
250 Greenwich St.
New York, NY 10007
(212) 230-8800
Fax: (212) 230-8888
Email: [email protected]
ATTORNEY TO BE NOTICED
Party: Cowen & Company, L.L.C.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Daiwa Capital Markets America Inc.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Deutsche Bank Securties Inc.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Gleacher & Company Securities, Inc.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Goldman & Sachs & Co
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Keefe Bruyette & Woods, Inc.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: KeyBanc Capital Markets Inc
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Macquarie Capital (USA) Inc.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Mizuho Securities USA Inc.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Morgan Stanley & Co. LLC
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: National Australia Bank Limited
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: RBS Securities Inc.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Samuel A. Ramirez & CO., Inc.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Sanford C. Bernstein & Co. LLC
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Santander Investment Securities, Inc.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Southwest Securities, Inc.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Stifel Nicholaus & Company, Incorporated
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: SunTrust Robinson Humphrey, Inc
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: UniCredit Capital Markets, Inc.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Wells Fargo Securities, LLC.
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: ICBC International Securities Limited
Party type: Defendant
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Samsung Securities Co., Ltd.
Party type: ADR Provider
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Kenneth D Lewis
Party type: Consolidated Defendant
Attorney name: Colby A. Smith
Attorney Contact:
Debevoise & Plimpton, LLP (NYC)
919 Third Avenue,31st Floor
New York, NY 10022
202-383-8000
Fax: 202-383-9224
Email: [email protected]
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Jay B. Kasner
Attorney Contact:
(See above for address)
TERMINATED: 05/09/2013 LEAD ATTORNEY

Attorney name: Ada Fernandez Johnson
Attorney Contact:
Debevoise & Plimpton LLP (DC)
555 13th Street, N.W.
Washington, DC 20004
(202)-383-8036
Fax: (202)-383-8118
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: Nina Kostyukovsky
Attorney Contact:
Debevoise & Plimpton LLP (DC)
555 13th Street, N.W.
Washington, DC 20004
(202) 383-8046
Fax: (202) 383-8118
Email: [email protected]
ATTORNEY TO BE NOTICED

Attorney name: Roger J Landsman
Attorney Contact:
Debevoise & Plimpton LLP (DC)
555 13th Street, N.W.
Washington, DC 20004
(202) 383-8000
Fax: (202) 383-8118
Email: [email protected]
ATTORNEY TO BE NOTICED
Party: Joseph L. Price
Party type: Consolidated Defendant
Attorney name: Jay B. Kasner
Attorney Contact:
(See above for address)
TERMINATED: 05/09/2013 LEAD ATTORNEY

Attorney name: Melissa Jane Armstrong
Attorney Contact:
Baker Botts LLP (NY)
30 Rockefeller Plaza
44th Floor
New York, NY 10112
(212) 408-2568
Fax: (212) 259-2586
Email: [email protected]
TERMINATED: 07/15/2014 LEAD ATTORNEY

Attorney name: Harry Christopher Morgan
Attorney Contact:
Baker Botts LLP (DC)
1299 Pennsylvania Ave N.W.
Washington, DC 20004
202639779
Email: [email protected]
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Julia E. Guttman
Attorney Contact:
Baker Botts LLP (DC)
1299 Pennsylvania Avenue, N.W.
Washington, DC 20004
(202) 639-7706
Fax: (202) 585-1047
Email: [email protected]
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Richard Benjamin Harper
Attorney Contact:
Baker Botts L.L.P(NYC)
30 Rockefeller Plaza
New York, NY 10112
Fax: 212 259-2475
Email: [email protected]
ATTORNEY TO BE NOTICED
Party: Countrywide Financial Corporation
Party type: Consolidated Defendant
Party: Merrill Lynch Pierce Fenner & Smith Incorporated
Party type: ADR Provider
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: UBS Securities LLC
Party type: ADR Provider
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: SG Americas Securities LLC
Party type: ADR Provider
Attorney name: Fraser Lee Hunter , Jr
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jacob David Zetlin-Jones
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED

Attorney name: Jeffrey B. Rudman
Attorney Contact:
(See above for address)
PRO HAC VICE ATTORNEY TO BE NOTICED

Attorney name: Keith Bradley
Attorney Contact:
(See above for address)
TERMINATED: 04/17/2012

Attorney name: Michael G. Bongiorno
Attorney Contact:
(See above for address)
ATTORNEY TO BE NOTICED
Party: Board of Governors of the Federal Reserve System
Party type: ADR Provider
Attorney name: Yvonne Facchina Mizusawa
Attorney Contact:
Board of Governors of The Federal Reserve System [
20th and C Sts., N.W.
Washington, DC 20551
(202) 452-3436
Fax: (202) 736-5615
Email: [email protected]
LEAD ATTORNEY ATTORNEY TO BE NOTICED
Party: Comptroller of the Currency, OCC, US Treasury Dept.
Party type: Miscellaneous
Attorney name: Ashley Wilcox Walker
Attorney Contact:
Shearman & Sterling LLP (DC)
801 Pennsylvania Avenue, NW
Washington, DC 20004
(202)-508-8173
Fax: (202)-508-81
Email: [email protected]
LEAD ATTORNEY ATTORNEY TO BE NOTICED

Attorney name: Melton Amber
Attorney Contact:
Federal Government - Office of The Comptroller of The Curren
400 7th Street, Sw
Washington, DC 20219
(202)-649-7837
Email: [email protected]
ATTORNEY TO BE NOTICED
Party: Federal Deposit Insurance Corporation, in its Corporate capacity
Party type: Miscellaneous
Attorney name: Thomas M. Clark
Attorney Contact:
Federal Deposit Insurance Corporation
New York Legal Services Office
350 Fifth Avenue, Suite 1200
New York, NY 10118
(917)-320-2855
Fax: (917)-320-2917
Email: [email protected]
ATTORNEY TO BE NOTICED

Case Docket

Docket
Item
Date FiledDocument
Available
Short
Description
Long Description
12011-02-02 ComplaintCOMPLAINT against Bank of America Corporation, Brian T. Moynihan, Charles H. Noski. (Filing Fee $ 350.00, Receipt Number 928468)Document filed by Pipefitters Local No. 636 Defined Benefit Plan.(mro) (ama).
22011-02-02 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Pipefitters Local No. 636 Defined Benefit Plan.(mro) (ama).
32011-02-10 Notice of AppearanceNOTICE OF APPEARANCE by Jay B. Kasner on behalf of Bank of America Corporation, Brian T. Moynihan, Charles H. Noski (Kasner, Jay)
42011-02-10 Notice of AppearanceNOTICE OF APPEARANCE by Scott D. Musoff on behalf of Bank of America Corporation, Brian T. Moynihan, Charles H. Noski (Musoff, Scott)
52011-03-09 Order for Initial Pretrial ConferenceORDER FOR INITIAL PRETRIAL CONFERENCE: Initial Conference set for 4/15/2011 at 04:30 PM in Courtroom 11D, 500 Pearl Street, New York, NY 10007 before Judge William H. Pauley III. (Signed by Judge William H. Pauley, III on 3/9/11) (cd)
62011-03-10 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Bank of America Corporation.(Kasner, Jay)
72011-04-04 Motion to Appoint Lead Plaintiff(s)MOTION to Appoint Institutional Investor Group comprised of Pennsylvania Public School Employees' Retirement System and Forsta AP-Fonden to serve as lead plaintiff(s). Document filed by Institutional Investor Group.(Barrack, Jeffrey)
82011-04-04 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [7] MOTION to Appoint Institutional Investor Group comprised of Pennsylvania Public School Employees' Retirement System and Forsta AP-Fonden to serve as lead plaintiff(s).. Document filed by Institutional Investor Group. (Barrack, Jeffrey)
92011-04-04 Declaration in Support of MotionDECLARATION of Mark R. Rosen in Support re: [7] MOTION to Appoint Institutional Investor Group comprised of Pennsylvania Public School Employees' Retirement System and Forsta AP-Fonden to serve as lead plaintiff(s).. Document filed by Institutional Investor Group. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F)(Barrack, Jeffrey)
102011-04-04 Certificate of Service OtherCERTIFICATE OF SERVICE of Motion of the Institutional Investor Group, Memorandum of Law and Declaration in Support of Consolidation, Appointment as Lead Plaintiff, and Approval of Lead Plaintiff's Choice of Lead Counsel served on Pipefitters Local No. 636 Defined Benefit Plan on 4/4/11. Document filed by Institutional Investor Group. (Barrack, Jeffrey)
112011-04-04 Motion to Appoint Lead Plaintiff(s)MOTION to Appoint Sjunde AP-Fonden, Arkansas Teacher Retirement System, and KBC Asset Management NV to serve as lead plaintiff(s). Document filed by Sjunde Ap-Fonden, Arkansas Teacher Retirement System, KBC Asset Management NV.(Jarvis, Geoffrey)
122011-04-04 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [11] MOTION to Appoint Sjunde AP-Fonden, Arkansas Teacher Retirement System, and KBC Asset Management NV to serve as lead plaintiff(s).. Document filed by Arkansas Teacher Retirement System, KBC Asset Management NV, Sjunde Ap-Fonden. (Jarvis, Geoffrey)
132011-04-04 Declaration in Support of MotionDECLARATION of Geoffrey C. Jarvis in Support re: [11] MOTION to Appoint Sjunde AP-Fonden, Arkansas Teacher Retirement System, and KBC Asset Management NV to serve as lead plaintiff(s).. Document filed by Arkansas Teacher Retirement System, KBC Asset Management NV, Sjunde Ap-Fonden. (Jarvis, Geoffrey)
142011-04-04 Motion to Appoint Lead Plaintiff(s)MOTION to Appoint Pipefitters Local No. 636 Defined Benefit Plan to serve as lead plaintiff(s). Document filed by Pipefitters Local No. 636 Defined Benefit Plan. (Attachments: # (1) Exhibit A - Proposed Order)(Rosenfeld, David)
152011-04-04 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [14] MOTION to Appoint Pipefitters Local No. 636 Defined Benefit Plan to serve as lead plaintiff(s).. Document filed by Pipefitters Local No. 636 Defined Benefit Plan. (Rosenfeld, David)
162011-04-04 Declaration in Support of MotionDECLARATION of David A. Rosenfeld in Support re: [14] MOTION to Appoint Pipefitters Local No. 636 Defined Benefit Plan to serve as lead plaintiff(s).. Document filed by Pipefitters Local No. 636 Defined Benefit Plan. (Attachments: # (1) Exhibit A - Notice, # (2) Exhibit B - Loss Chart, # (3) Exhibit C - Robbins Geller Firm Resume)(Rosenfeld, David)
172011-04-04 Motion to Appoint Lead Plaintiff(s)MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s)., MOTION to Consolidate Cases 1:11-cv-0733, 1:11-cv-1982, 1:11-cv-2216., MOTION to Approve Lead Plaintiff's Selection of Lead Counsel. Document filed by Local 338 Funds.(Press, Ira)
182011-04-04 Certificate of Service OtherCERTIFICATE OF SERVICE of Motion of Pipefitters Local No. 636 Defined Benefit Plan to Serve as Lead Plaintiff, and related documents served on Institutional Investor Group, Sjunde AP-Fonden, Arkansas Teacher Retirement System, and KBC Asset Management NV on 4/4/11. Document filed by Pipefitters Local No. 636 Defined Benefit Plan. (Rosenfeld, David)
192011-04-04 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [17] MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-cv-0733, 1:11-cv-1982, 1:11-cv-2216. MOTION to Approve Lead Plaintiff's Selection of Lead Counsel. MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s).. Document filed by Local 338 Funds. (Press, Ira)
202011-04-04 Affidavit in Support of MotionAFFIDAVIT of Ira Press in Support re: [17] MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-cv-0733, 1:11-cv-1982, 1:11-cv-2216. MOTION to Approve Lead Plaintiff's Selection of Lead Counsel. MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s).. Document filed by Local 338 Funds. (Attachments: # (1) Exhibit 1, # (2) Exhibit 2, # (3) Exhibit 3, # (4) Exhibit 4)(Press, Ira)
212011-04-08 Status ReportSTATUS REPORT. Report of Counsel in Response to March 9, 2011 Order Document filed by Institutional Investor Group. (Attachments: # (1) Exhibit A, # (2) Exhibit B)(Barrack, Jeffrey)
222011-04-08 Certificate of Service OtherCERTIFICATE OF SERVICE of Report of Counsel served on All Counsel on 4/8/11. Document filed by Institutional Investor Group. (Barrack, Jeffrey)
232011-04-13 Endorsed LetterENDORSED LETTER addressed to Judge William H. Pauley from Jay B. Kasner dated 4/8/11 re: counsel for defendant Bank of America Corporation and the individual defendants in the above-captioned action. We write pursuant to this Court's order dated March 9, 2011 (Docket Entry 5) scheduling a pre-trial conference for April 15, 2011 and writes that there are currently four pending motions for the appointment of lead plaintiff and lead counsel. Accordingly, in light of the above, we respectfully submit that it is premature to submit a case management plan. ENDORSEMENT: Application granted. The conference scheduled for April 15 is adjourned to May 5, 2011, at 5:00 p.m.( Initial Conference set for 5/5/2011 at 05:00 PM before Judge William H. Pauley III.) (Signed by Judge William H. Pauley, III on 4/13/11) (pl) Modified on 4/13/2011 (pl).
242011-04-13 Notice (Other)NOTICE of Withdrawal of the Motion of Pipefitters Local No. 636 Defined Benefit Plan for Consolidation, Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel re: [14] MOTION to Appoint Pipefitters Local No. 636 Defined Benefit Plan to serve as lead plaintiff(s).. Document filed by Pipefitters Local No. 636 Defined Benefit Plan. (Rosenfeld, David)
252011-04-15 Order for Initial Pretrial ConferenceORDER FOR INITIAL PRETRIAL CONFERENCE: Initial Conference set for 5/5/2011 at 05:00 PM in Courtroom 11D, 500 Pearl Street, New York, NY 10007 before Judge William H. Pauley III. So Ordered (Signed by Judge William H. Pauley, III on 4/15/2011) (js)
262011-04-21 Memorandum of Law in Opposition to MotionMEMORANDUM OF LAW in Opposition re: [14] MOTION to Appoint Pipefitters Local No. 636 Defined Benefit Plan to serve as lead plaintiff(s)., [11] MOTION to Appoint Sjunde AP-Fonden, Arkansas Teacher Retirement System, and KBC Asset Management NV to serve as lead plaintiff(s)., [7] MOTION to Appoint Institutional Investor Group comprised of Pennsylvania Public School Employees' Retirement System and Forsta AP-Fonden to serve as lead plaintiff(s).. Document filed by Local 338 Funds. (Press, Ira)
272011-04-21 Memorandum of Law in Opposition to MotionMEMORANDUM OF LAW in Opposition re: [17] MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-cv-0733, 1:11-cv-1982, 1:11-cv-2216. MOTION to Approve Lead Plaintiff's Selection of Lead Counsel. MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s)., [7] MOTION to Appoint Institutional Investor Group comprised of Pennsylvania Public School Employees' Retirement System and Forsta AP-Fonden to serve as lead plaintiff(s).. Document filed by Arkansas Teacher Retirement System, KBC Asset Management NV, Sjunde Ap-Fonden. (Keller, Christopher)
282011-04-21 Notice (Other)NOTICE of Withdrawal of Forsta AP-Fonden from Motion of Institutional Investor Group for Consolidation, Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel re: [7] MOTION to Appoint Institutional Investor Group comprised of Pennsylvania Public School Employees' Retirement System and Forsta AP-Fonden to serve as lead plaintiff(s).. Document filed by Forsta AP-Fonden. (Barrack, Jeffrey)
292011-04-21 Certificate of Service OtherCERTIFICATE OF SERVICE of Notice of Withdrawal of Forsta-AP Fonden from Motion of Institutional Investor Group for Consolidation, Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel served on All Counsel on 4/21/11. Document filed by Forsta AP-Fonden. (Barrack, Jeffrey)
302011-04-21 Declaration in Opposition to MotionDECLARATION of Michael W. Stocker in Opposition re: [17] MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-cv-0733, 1:11-cv-1982, 1:11-cv-2216. MOTION to Approve Lead Plaintiff's Selection of Lead Counsel. MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s)., [7] MOTION to Appoint Institutional Investor Group comprised of Pennsylvania Public School Employees' Retirement System and Forsta AP-Fonden to serve as lead plaintiff(s).. Document filed by Arkansas Teacher Retirement System, KBC Asset Management NV, Sjunde Ap-Fonden. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F)(Stocker, Michael)
312011-04-21 Declaration in Support of MotionDECLARATION of the Funds Group in Support re: [11] MOTION to Appoint Sjunde AP-Fonden, Arkansas Teacher Retirement System, and KBC Asset Management NV to serve as lead plaintiff(s).. Document filed by Arkansas Teacher Retirement System, KBC Asset Management NV, Sjunde Ap-Fonden. (Keller, Christopher)
322011-04-21 Memorandum of Law in Opposition to MotionMEMORANDUM OF LAW in Opposition re: [17] MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-cv-0733, 1:11-cv-1982, 1:11-cv-2216. MOTION to Approve Lead Plaintiff's Selection of Lead Counsel. MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s)., [11] MOTION to Appoint Sjunde AP-Fonden, Arkansas Teacher Retirement System, and KBC Asset Management NV to serve as lead plaintiff(s). and in Support of the Pennsylvania Public School Employees' Retirement System's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Choice of Lead Counsel. Document filed by Pennsylvania Public School Employees' Retirement System. (Barrack, Jeffrey)
332011-04-21 Declaration in Support of MotionDECLARATION of Mark R. Rosen in Support re: [7] MOTION to Appoint Institutional Investor Group comprised of Pennsylvania Public School Employees' Retirement System and Forsta AP-Fonden to serve as lead plaintiff(s).. Document filed by Pennsylvania Public School Employees' Retirement System. (Attachments: # (1) Exhibit A, # (2) Exhibit B (Part 1), # (3) Exhibit B (Part 2), # (4) Exhibit B (Part 3), # (5) Exhibit C, # (6) Exhibit D, # (7) Exhibit E, # (8) Exhibit F)(Barrack, Jeffrey)
342011-04-21 Certificate of Service OtherCERTIFICATE OF SERVICE of Memorandum of Law of the Pennsylvania Public School Employees' Retirement System in Further Support of its Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Choice of Lead Counsel and in Opposition to Competing Motions, and supporting Declaration of Mark R. Rosen with exhibis served on All Counsel on 4/21/11. Document filed by Pennsylvania Public School Employees' Retirement System. (Barrack, Jeffrey)
352011-04-21 Motion to Appear Pro Hac ViceMOTION for Mark R. Rosen to Appear Pro Hac Vice. Document filed by Pennsylvania Public School Employees' Retirement System.(mbe)
362011-04-27 Notice of AppearanceFILING ERROR - DEFICIENT DOCKET ENTRY - (FILED IN ERROR) - NOTICE OF APPEARANCE by Ira M. Press on behalf of Local 338 Funds (Press, Ira) Modified on 5/2/2011 (lb).
372011-04-27 Notice of AppearanceNOTICE OF APPEARANCE by Andrew Martin McNeela on behalf of Local 338 Funds (McNeela, Andrew)
382011-04-28 Status ReportSTATUS REPORT. Report of Counsel in Response to April 15, 2011 Order, Document filed by Bank of America Corporation, Brian T. Moynihan, Charles H. Noski. (Attachments: # (1) Exhibit A)(Kasner, Jay)
392011-05-02 Notice of AppearanceNOTICE OF APPEARANCE by Surya Palaniappan on behalf of Local 338 Funds (Palaniappan, Surya)
402011-05-02 Notice of AppearanceNOTICE OF APPEARANCE by Ira M. Press on behalf of Local 338 Funds (Press, Ira)
412011-05-02 Response to MotionRESPONSE to Motion re: [14] MOTION to Appoint Pipefitters Local No. 636 Defined Benefit Plan to serve as lead plaintiff(s)., [17] MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-cv-0733, 1:11-cv-1982, 1:11-cv-2216. MOTION to Approve Lead Plaintiff's Selection of Lead Counsel. MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s)., [11] MOTION to Appoint Sjunde AP-Fonden, Arkansas Teacher Retirement System, and KBC Asset Management NV to serve as lead plaintiff(s)., [7] MOTION to Appoint Institutional Investor Group comprised of Pennsylvania Public School Employees' Retirement System and Forsta AP-Fonden to serve as lead plaintiff(s).. Document filed by Bank of America Corporation, Brian T. Moynihan, Charles H. Noski. (Kasner, Jay)
422011-05-02 Reply Memorandum of Law in Support of MotionREPLY MEMORANDUM OF LAW in Support re: [17] MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-cv-0733, 1:11-cv-1982, 1:11-cv-2216. MOTION to Approve Lead Plaintiff's Selection of Lead Counsel. MOTION to Appoint Local 338 Funds to serve as lead plaintiff(s).. Document filed by Local 338 Funds. (Press, Ira)
432011-05-02 Reply Memorandum of Law in Support of MotionREPLY MEMORANDUM OF LAW in Support re: [7] MOTION to Appoint Institutional Investor Group comprised of Pennsylvania Public School Employees' Retirement System and Forsta AP-Fonden to serve as lead plaintiff(s).. Document filed by Pennsylvania Public School Employees' Retirement System. (Barrack, Jeffrey)
442011-05-02 Declaration in Support of MotionDECLARATION of Rickard Poppelman in Support re: [7] MOTION to Appoint Institutional Investor Group comprised of Pennsylvania Public School Employees' Retirement System and Forsta AP-Fonden to serve as lead plaintiff(s).. Document filed by Pennsylvania Public School Employees' Retirement System. (Barrack, Jeffrey)
452011-05-02 Certificate of Service OtherCERTIFICATE OF SERVICE of Reply Memorandum of Law of the Pennsylvania Public School Employees' Retirement System in Further Support of its Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Choice of Lead Counsel and in Oppsition to Competing Motions, and the Declaration of Rickard Poppelman served on All Counsel on 5/2/11. Document filed by Pennsylvania Public School Employees' Retirement System. (Barrack, Jeffrey)
462011-05-02 Reply Memorandum of Law in Support of MotionREPLY MEMORANDUM OF LAW in Support re: [11] MOTION to Appoint Sjunde AP-Fonden, Arkansas Teacher Retirement System, and KBC Asset Management NV to serve as lead plaintiff(s).. Document filed by Arkansas Teacher Retirement System, KBC Asset Management NV, Sjunde Ap-Fonden. (Jarvis, Geoffrey)
472011-05-02 Declaration in Support of MotionDECLARATION of Geoffrey C. Jarvis in Support re: [11] MOTION to Appoint Sjunde AP-Fonden, Arkansas Teacher Retirement System, and KBC Asset Management NV to serve as lead plaintiff(s).. Document filed by Arkansas Teacher Retirement System, KBC Asset Management NV, Sjunde Ap-Fonden. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D-G)(Jarvis, Geoffrey)
482011-05-02 OrderAMENDED ORDER FOR INITIAL PRETRIAL CONFERENCE Initial Conference set for 5/18/2011 at 05:15 PM in Courtroom 11D, 500 Pearl Street, New York, NY 10007 before Judge William H. Pauley III, as further set forth in this document. (Signed by Judge William H. Pauley, III on 5/2/11) (cd)
492011-05-02 Order Admitting Attorney Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE Mark R. Rosen PRO HAC VICE for Pennsylvania Public School Employees' Retirement System. (Signed by Judge William H. Pauley, III on 5/2/11) (cd)
502011-05-05 Notice of AppearanceNOTICE OF APPEARANCE by David A. Bishop on behalf of Local 338 Funds (Bishop, David)
512011-05-17 Notice of AppearanceNOTICE OF APPEARANCE by Roger W Kirby on behalf of Local 338 Funds (Kirby, Roger)
522011-05-17 Notice of AppearanceNOTICE OF APPEARANCE by Christopher J. Keller on behalf of Arkansas Teacher Retirement System, KBC Asset Management NV, Sjunde Ap-Fonden (Keller, Christopher)
532011-05-17 Notice of AppearanceNOTICE OF APPEARANCE by Michael Walter Stocker on behalf of Arkansas Teacher Retirement System, KBC Asset Management NV, Sjunde Ap-Fonden (Stocker, Michael)
542011-05-17 Notice of AppearanceNOTICE OF APPEARANCE by Rachel Ann Avan on behalf of Arkansas Teacher Retirement System, KBC Asset Management NV, Sjunde Ap-Fonden (Avan, Rachel)
552011-05-20 Scheduling OrderSCHEDULING ORDER: Counsel for all parties having appeared for a conference with this Court on May 18, 2011, the following schedule is established on consent: 1. The lead plaintiff shall file and serve a consolidated amended complaint by September 23, 2011; 2. Defendants may file and serve their motions to dismiss by November 4, 2011; 3. Plaintiffs shall file and serve their opposition by December 16, 2011; 4. Defendants may file and serve any reply by January 6, 2012; 5. This Court will hear oral argument on January 27, 2012, at 11:00 a.m. Amended Pleadings due by 9/23/2011. Motions due by 11/4/2011. Responses due by 12/16/2011. Replies due by 1/6/2012. Oral Argument set for 1/27/2012 at 11:00 AM before Judge William H. Pauley III. (Signed by Judge William H. Pauley, III on 5/19/11) (rjm)
562011-06-20 OrderMEMORANDUM AND ORDER granting re: (7 in 1:11-cv-00733-WHP) MOTION to Appoint Institutional Investor Group comprised of Pennsylvania Public School Employees' Retirement System and Forsta AP-Fonden to serve as lead plaintiff, and Barrack, Rodos & Bacine is appointed lead counsel. These actions are consolidated under the caption Pennsylvania Public School Employees' Retirement System v. Bank of America Corp, et al. (Signed by Judge William H. Pauley, III on 6/20/11) (cd)
572011-06-23 TranscriptTRANSCRIPT of Proceedings re: Conference held on 5/18/2011 before Judge William H. Pauley, III. Court Reporter/Transcriber: Thomas Murray, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/18/2011. Redacted Transcript Deadline set for 7/28/2011. Release of Transcript Restriction set for 9/26/2011.(McGuirk, Kelly)
582011-06-23 Notice of Filing TranscriptNOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 5/18/2011 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
592011-09-23 Amended ComplaintCONSOLIDATED CLASS ACTION COMPLAINT amending [1] Complaint against Bank of America Corporation, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Joseph L. Price, Neil Cotty, William P. Boardman, Frank Paul Bramble, Sr, Virgis William Colbert, Charles K. Gifford, Jr, Charles Otis Holliday, Jr, Monica C. Lozano, Thomas John May, Thomas Michael Ryan, Robert W. Scully, Pricewaterhousecoopers LLP with JURY DEMAND.Document filed by Pennsylvania Public School Employees' Retirement System. Related document: [1] Complaint filed by Pipefitters Local No. 636 Defined Benefit Plan.(mro)
602011-10-25 Notice of AppearanceNOTICE OF APPEARANCE by James J. Capra, Jr on behalf of Pricewaterhousecoopers LLP (Capra, James)
612011-10-25 Notice of AppearanceNOTICE OF APPEARANCE by Diana L. Weiss on behalf of Pricewaterhousecoopers LLP (Weiss, Diana)
622011-10-25 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Pricewaterhousecoopers LLP.(Weiss, Diana)
632011-11-04 Stipulation and OrderSTIPULATION AND ORDER: 1. Defendants shall have until January 11, 2012 to answer, move or otherwise respond to the Consolidated Class Action Complaint filed on September 23, 2011; 2. Lead Plaintiff shall file and serve any opposition to any motions to dismiss by March 16, 2012; 3. Defendants shall file and serve any reply papers by April 27, 2012; 4. This is the first request for an extension of time to file motions to dismiss. ( Motions due by 1/11/2012, Responses due by 3/16/2012, Replies due by 4/27/2012.) (Signed by Judge William H. Pauley, III on 11/3/2011) (djc)
642011-11-22 Affidavit of Service ComplaintsAFFIDAVIT OF SERVICE of Summons and Amended Complaint,,. Merrill Lynch Pierce Fenner & Smith Incorporated served on 9/26/2011, answer due 10/17/2011. Service was accepted by Jenny Lee. Document filed by Pennsylvania Public School Employees' Retirement System. (Ban, William)
652011-11-22 Affidavit of Service ComplaintsAFFIDAVIT OF SERVICE of Summons and Amended Complaint,,. Pricewaterhousecoopers LLP served on 9/26/2011, answer due 1/11/2012. Service was accepted by Shelley Alleyne. Document filed by Pennsylvania Public School Employees' Retirement System. (Ban, William)
662011-11-22 Affidavit of Service ComplaintsAFFIDAVIT OF SERVICE of Summons and Amended Complaint,,. UBS Securities LLC served on 9/30/2011, answer due 10/21/2011. Service was accepted by Cynthia Walshe. Document filed by Pennsylvania Public School Employees' Retirement System. (Ban, William)
672011-11-22 Waiver of Service ExecutedWAIVER OF SERVICE RETURNED EXECUTED. William P. Boardman waiver sent on 10/6/2011, answer due 1/11/2012; Frank Paul Bramble, Sr waiver sent on 10/6/2011, answer due 1/11/2012; Virgis William Colbert waiver sent on 10/6/2011, answer due 1/11/2012; Charles K. Gifford, Jr waiver sent on 10/6/2011, answer due 1/11/2012; Charles Otis Holliday, Jr waiver sent on 10/6/2011, answer due 1/11/2012; Monica C. Lozano waiver sent on 10/6/2011, answer due 1/11/2012; Thomas John May waiver sent on 10/6/2011, answer due 1/11/2012; Thomas Michael Ryan waiver sent on 10/6/2011, answer due 1/11/2012; Robert W. Scully waiver sent on 10/6/2011, answer due 1/11/2012. Document filed by Pennsylvania Public School Employees' Retirement System. (Ban, William)
682011-11-22 Waiver of Service ExecutedWAIVER OF SERVICE RETURNED EXECUTED. SG Americas Securities LLC waiver sent on 10/6/2011, answer due 12/5/2011. Document filed by Pennsylvania Public School Employees' Retirement System. (Ban, William)
692011-12-21 Scheduling OrderAMENDED SCHEDULING ORDER: Defendants shall answer, mover or otherwise respond to the Consolidated Class Action Complaint by January 11, 2012; Lead Plaintiff shall file and serve any opposition to any motion to dismiss by February 15, 2012; Defendants shall file and serve any reply by March 2, 2012; and This Court will hear oral argument on March 28, 2012 at 2:30 p.m. (Motions due by 1/11/2012. Responses due by 2/15/2012, Replies due by 3/2/2012, Oral Argument set for 3/28/2012 at 02:30 PM before Judge William H. Pauley III). (Signed by Judge William H. Pauley, III on 12/20/2011) (djc)
702011-12-22 Notice of AppearanceNOTICE OF APPEARANCE by Fraser Lee Hunter, Jr on behalf of Merrill Lynch Pierce Fenner & Smith Incorporated, SG Americas Securities LLC, UBS Securities LLC, Cantor Fitzgerald & Co., Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Macquarie Capital (USA) Inc., Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC. (Hunter, Fraser)
712011-12-22 Notice of AppearanceNOTICE OF APPEARANCE by Michael G. Bongiorno on behalf of Cantor Fitzgerald & Co., Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., SG Americas Securities LLC, Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC. (Bongiorno, Michael)
722011-12-22 Notice of AppearanceNOTICE OF APPEARANCE by Jacob David Zetlin-Jones on behalf of Cantor Fitzgerald & Co., Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., SG Americas Securities LLC, Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC. (Zetlin-Jones, Jacob)
732011-12-22 Notice of AppearanceNOTICE OF APPEARANCE by Keith Bradley on behalf of Cantor Fitzgerald & Co., Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., SG Americas Securities LLC, Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC. (Bradley, Keith)
742011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Cantor Fitzgerald, L.P. for Cantor Fitzgerald & Co.. Document filed by Cantor Fitzgerald & Co..(Hunter, Fraser)
752011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Cowen Group, Inc. for Cowen & Company, L.L.C.. Document filed by Cowen & Company, L.L.C..(Hunter, Fraser)
762011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Daiwa Capital Markets America Holdings Inc for Daiwa Capital Markets America Inc.. Document filed by Daiwa Capital Markets America Inc..(Hunter, Fraser)
772011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate National Nominees Limited, Other Affiliate HSBC Custody Nominees, Other Affiliate JP Morgan Nominees Australia Limited for National Australia Bank Limited. Document filed by National Australia Bank Limited.(Hunter, Fraser)
782011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Scotland Group plc for RBS Securities Inc.. Document filed by RBS Securities Inc..(Hunter, Fraser)
792011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB U.S. Financial Markets Holding Corporation for Deutsche Bank Securties Inc.. Document filed by Deutsche Bank Securties Inc..(Hunter, Fraser)
802011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent SAR Holdings, Inc. for Samuel A. Ramirez & CO., Inc.. Document filed by Samuel A. Ramirez & CO., Inc..(Hunter, Fraser)
812011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Gleacher & Company, Inc. for Gleacher & Company Securities, Inc.. Document filed by Gleacher & Company Securities, Inc..(Hunter, Fraser)
822011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman & Sachs & Co. Document filed by Goldman & Sachs & Co.(Hunter, Fraser)
832011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent KBW Inc. for Keefe Bruyette & Woods, Inc.. Document filed by Keefe Bruyette & Woods, Inc..(Hunter, Fraser)
842011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent KeyCorp for KeyBanc Capital Markets Inc. Document filed by KeyBanc Capital Markets Inc.(Hunter, Fraser)
852011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent MacQuarie Group Limited for Macquarie Capital (USA) Inc.. Document filed by Macquarie Capital (USA) Inc..(Hunter, Fraser)
862011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Merrill Lynch & Co., Inc. for Merrill Lynch Pierce Fenner & Smith Incorporated. Document filed by Merrill Lynch Pierce Fenner & Smith Incorporated.(Hunter, Fraser)
872011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Mizuho Securities Co., Ltd. for Mizuho Securities USA Inc.. Document filed by Mizuho Securities USA Inc..(Hunter, Fraser)
882011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Morgan Stanley & Co. LLC.(Hunter, Fraser)
892011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent AllianceBernstein Holding LP for Sanford C. Bernstein & Co. LLC. Document filed by Sanford C. Bernstein & Co. LLC.(Hunter, Fraser)
902011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Banco Santander, S.A. for Santander Investment Securities, Inc.. Document filed by Santander Investment Securities, Inc..(Hunter, Fraser)
912011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Societe Generale for SG Americas Securities LLC. Document filed by SG Americas Securities LLC.(Hunter, Fraser)
922011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent SWS Group Inc for Southwest Securities, Inc.. Document filed by Southwest Securities, Inc..(Hunter, Fraser)
932011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Stifel Financial Corp. for Stifel Nicholaus & Company, Incorporated. Document filed by Stifel Nicholaus & Company, Incorporated.(Hunter, Fraser)
942011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent SunTrust Banks, Inc. for SunTrust Robinson Humphrey, Inc. Document filed by SunTrust Robinson Humphrey, Inc.(Hunter, Fraser)
952011-12-22 Order on Motion to Appoint Lead Plaintiff(s)ORDER: The Clerk of the Court is directed to terminate motions pending at ECF Nos, 7,11, 14, and 17. (Signed by Judge William H. Pauley, III on 12/22/2011) (cd)
962011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS AG and UBS Americas Inc. for UBS Securities LLC. Document filed by UBS Securities LLC.(Hunter, Fraser)
972011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UniCredit US Finance, LLC for UniCredit Capital Markets, Inc.. Document filed by UniCredit Capital Markets, Inc..(Hunter, Fraser)
982011-12-22 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Wells Fargo & Company for Wells Fargo Securities, LLC.. Document filed by Wells Fargo Securities, LLC..(Hunter, Fraser)
992011-12-28 Affidavit of Service OtherAFFIDAVIT OF SERVICE of Consolidated Complaint served on Merrill Lynch, Pierce, Fenner & Smith; UBS Securities LLC; SG Americas Securities, LLC; Cantor Fitzgerald & Co.; Cowen and Company, LLC; Daiwa Capital Markets America Inc. (formerly known as Daiwa Securities America Inc.); Deutsche Bank Securities Inc.; Gleacher & Company Securities, Inc. (formerly known as Broadpoint Capital Inc.); Goldman, Sachs & Co.; Keefe, Bruyette & Woods, Inc.; Key Banc Capital Markets Inc.; Macquarie Capital (USA) Inc.; Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC (formerly known as Morgan Stanley & Co., Incorporated); National Australia Bank Limited; RBS Securities Inc.; Sanford C. Bernstein & Co., LLC; Santander Investment Securities Inc.; Samsung Securities Co., Ltd.; Samuel A. Ramirez & Co., Inc.; Southwest Securities, Inc.; Stifel, Nicolaus & Company, Incorporated; SunTrust Robinson Humphrey, Inc.; UniCredit Capital Markets, Inc. and Wells Fargo Securities, LLC on December 20, 2011. Service was accepted by Fraser L. Hunter, Jr., Esq.. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
1002011-12-28 Certificate of Service OtherCERTIFICATE OF SERVICE of Affidavit of Service served on Merrill Lynch, Pierce, Fenner & Smith; UBS Securities LLC; SG Americas Securities, LLC; Cantor Fitzgerald & Co.; Cowen and Company, LLC; Daiwa Capital Markets America Inc. (formerly known as Daiwa Securities America Inc.); Deutsche Bank Securities Inc.; Gleacher & Company Securities, Inc. (formerly known as Broadpoint Capital Inc.); Goldman, Sachs & Co.; Keefe, Bruyette & Woods, Inc.; Key Banc Capital Markets Inc.; Macquarie Capital (USA) Inc.; Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC (formerly known as Morgan Stanley & Co., Incorporated); National Australia Bank Limited; RBS Securities Inc.; Sanford C. Bernstein & Co., LLC; Santander Investment Securities Inc.; Samsung Securities Co., Ltd.; Samuel A. Ramirez & Co., Inc.; Southwest Securities, Inc.; Stifel, Nicolaus & Company, Incorporated; SunTrust Robinson Humphrey, Inc.; UniCredit Capital Markets, Inc. and Wells Fargo Securities, LLC on December 28, 2011. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
1012012-01-04 Rule 7.1 Corporate Disclosure StatementSUPPLEMENTAL RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Daiwa Capital Markets America Holdings Inc. for Daiwa Capital Markets America Inc.. Document filed by Daiwa Capital Markets America Inc..(Hunter, Fraser)
1022012-01-10 Endorsed LetterENDORSED LETTER addressed to Judge William H. Pauley from Jay B. Kasner dated 1/6/12 re: Counsel for the defendants requests permission to file a 45 page memorandum of law in support of BAC defendants' motion to dismiss. ENDORSEMENT: Application granted in part and denied in part. Defendants' memorandum of law shall not exceed 30 pages. (Signed by Judge William H. Pauley, III on 1/9/2012) (mro)
1032012-01-11 Motion to DismissMOTION to Dismiss. Document filed by Pricewaterhousecoopers LLP. Responses due by 2/15/2012 Return Date set for 3/28/2012 at 02:30 PM.(Weiss, Diana)
1042012-01-11 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [103] MOTION to Dismiss.. Document filed by Pricewaterhousecoopers LLP. (Weiss, Diana)
1052012-01-11 Declaration in Support of MotionDECLARATION of Diana L. Weiss in Support re: [103] MOTION to Dismiss.. Document filed by Pricewaterhousecoopers LLP. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G)(Weiss, Diana)
1062012-01-11 Notice of AppearanceNOTICE OF APPEARANCE by Michael G. Bongiorno on behalf of ICBC International Securities Limited (Bongiorno, Michael)
1072012-01-11 Notice of AppearanceNOTICE OF APPEARANCE by Fraser Lee Hunter, Jr on behalf of ICBC International Securities Limited (Hunter, Fraser)
1082012-01-11 Notice of AppearanceNOTICE OF APPEARANCE by Jacob David Zetlin-Jones on behalf of ICBC International Securities Limited (Zetlin-Jones, Jacob)
1092012-01-11 Notice of AppearanceNOTICE OF APPEARANCE by Keith Bradley on behalf of ICBC International Securities Limited (Bradley, Keith)
1102012-01-11 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent ICBC International Holdings Limited for ICBC International Securities Limited. Document filed by ICBC International Securities Limited.(Hunter, Fraser)
1112012-01-11 Motion to DismissMOTION to Dismiss the Consolidated Class Action Complaint. Document filed by Cantor Fitzgerald & Co., Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, ICBC International Securities Limited, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., SG Americas Securities LLC, Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC..(Bongiorno, Michael)
1122012-01-11 Motion to DismissMOTION to Dismiss The Consolidated Class Action Complaint. Document filed by Bank of America Corporation, Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Joseph L. Price. Return Date set for 3/28/2012 at 02:30 PM. (Attachments: # (1) Consolidated Class Action Complaint)(Kasner, Jay)
1132012-01-11 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [112] MOTION to Dismiss The Consolidated Class Action Complaint.. Document filed by Bank of America Corporation, Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Joseph L. Price. (Kasner, Jay)
1142012-01-11 Rule 7.1 Corporate Disclosure StatementRULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Samsung Securities Co., Ltd..(Hunter, Fraser)
1152012-01-11 Declaration in Support of MotionDECLARATION of Scott D. Musoff in Support re: [112] MOTION to Dismiss The Consolidated Class Action Complaint.. Document filed by Bank of America Corporation, Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Joseph L. Price. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F (Part I), # (7) Exhibit F (Part II), # (8) Exhibit G Through M, # (9) Exhibit N Through S, # (10) Exhibit T Through DD)(Kasner, Jay)
1162012-01-11 Motion to DismissAMENDED MOTION to Dismiss Consolidated Class Action Complaint. Document filed by Cantor Fitzgerald & Co., Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, ICBC International Securities Limited, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., SG Americas Securities LLC, Samsung Securities Co., Ltd., Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC..(Hunter, Fraser)
1172012-01-11 Notice of AppearanceNOTICE OF APPEARANCE by Charles S. Duggan on behalf of William P. Boardman, Frank Paul Bramble, Sr, Virgis William Colbert, Charles K. Gifford, Jr, Charles Otis Holliday, Jr, Monica C. Lozano, Thomas John May, Thomas Michael Ryan, Robert W. Scully (Duggan, Charles)
1182012-01-11 Notice of AppearanceNOTICE OF APPEARANCE by Lawrence Jay Portnoy on behalf of William P. Boardman, Frank Paul Bramble, Sr, Virgis William Colbert, Charles K. Gifford, Jr, Charles Otis Holliday, Jr, Monica C. Lozano, Thomas John May, Thomas Michael Ryan, Robert W. Scully (Portnoy, Lawrence)
1192012-01-11 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [116] AMENDED MOTION to Dismiss Consolidated Class Action Complaint. (Underwriter Defendants' Memorandum in Support of Their Motion to Dismiss). Document filed by Cantor Fitzgerald & Co., Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, ICBC International Securities Limited, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., SG Americas Securities LLC, Samsung Securities Co., Ltd., Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC.. (Bongiorno, Michael)
1202012-01-11 Notice of AppearanceNOTICE OF APPEARANCE by Brian Marc Burnovski on behalf of William P. Boardman, Frank Paul Bramble, Sr, Virgis William Colbert, Charles K. Gifford, Jr, Charles Otis Holliday, Jr, Monica C. Lozano, Thomas John May, Thomas Michael Ryan, Robert W. Scully (Burnovski, Brian)
1212012-01-11 Motion to DismissMOTION to Dismiss Consolidated Class Action Complaint. Document filed by William P. Boardman, Frank Paul Bramble, Sr, Virgis William Colbert, Charles K. Gifford, Jr, Charles Otis Holliday, Jr, Monica C. Lozano, Thomas John May, Thomas Michael Ryan, Robert W. Scully.(Duggan, Charles)
1222012-01-11 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [121] MOTION to Dismiss Consolidated Class Action Complaint.. Document filed by William P. Boardman, Frank Paul Bramble, Sr, Virgis William Colbert, Charles K. Gifford, Jr, Charles Otis Holliday, Jr, Monica C. Lozano, Thomas John May, Thomas Michael Ryan, Robert W. Scully. (Duggan, Charles)
1232012-01-11 Declaration in Support of MotionDECLARATION of Michael G. Bongiorno in Support re: [116] AMENDED MOTION to Dismiss Consolidated Class Action Complaint.. Document filed by Cantor Fitzgerald & Co., Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, ICBC International Securities Limited, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., SG Americas Securities LLC, Samsung Securities Co., Ltd., Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC.. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H, # (9) Exhibit I, # (10) Exhibit J, # (11) Exhibit K, # (12) Exhibit L, # (13) Exhibit M, # (14) Exhibit N, # (15) Exhibit O, # (16) Exhibit P, # (17) Exhibit Q, # (18) Exhibit R, # (19) Exhibit S, # (20) Exhibit T, # (21) Exhibit U, # (22) Exhibit V, # (23) Exhibit W, # (24) Exhibit X, # (25) Exhibit Y, # (26) Exhibit Z, # (27) Exhibit AA, # (28) Exhibit BB, # (29) Exhibit CC, # (30) Exhibit DD, # (31) Exhibit EE, # (32) Exhibit FF)(Bongiorno, Michael)
1242012-01-17 Order Admitting Attorney Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: It is hereby Ordered that Jeffrey B. Rudman is admitted to practice pro hac vice as counsel for Defendants Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Cantor Fitzgerald & Co., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Keefe, Bruyette & Woods, Inc., Mizuho Securities USA Inc., Cowen and Company, LLC, Daiwa Capital Markets America Inc., National Australia Bank Limited, Gleacher & Company Securities, Inc., Key Banc Capital Markets Inc., Morgan Stanley & Co. LLC, SG Americas Securities, LLC, Santander Investment Securities Inc., Stifel, Nicolaus & Company, Incorporated, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC, Sanford C. Bernstein & Co., LLC, Macquarie Capital (USA) Inc., RBS Securities, Inc., Samuel A. Ramirez & Co., Inc., Southwest Securities Inc., ICBC International Securities Limited and SunTrust Robinson Humphrey, Inc. (Signed by Judge William H. Pauley, III on 1/13/2012) (mro)
1252012-01-17 Motion to Appear Pro Hac ViceMOTION for Jeffrey B. Rudman to Appear Pro Hac Vice. Document filed by Cantor Fitzgerald & Co., Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, ICBC International Securities Limited, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., SG Americas Securities LLC, Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC..(pgu)
1262012-01-17 Affidavit of Service OtherAFFIDAVIT OF SERVICE of Complaint served on ICBC International Securities Limited on September 23, 2011. Service was accepted by Fraser L. Hunter, Jr., Esq.. Document filed by Pennsylvania Public School Employees' Retirement System., AFFIDAVIT OF SERVICE of Summons and Amended Complaint,,. ICBC International Securities Limited served on 1/11/2012, answer due 2/1/2012. Service was accepted by Fraser L. Hunter, Jr., Esq.. Document filed by Pennsylvania Public School Employees' Retirement System. (Attachments: # (1) Exhibit A)(Rosen, Mark)
1272012-01-20 Order on Motion to Appear Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting [125] Motion for Jeffrey B. Rudman to Appear Pro Hac Vice. IT IS HEREBY ORDERED that Jeffrey B. Rudman is admitted to practice pro hac vice as counsel for defendants Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Cantor Fitzgerald & Co., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Keefe, Bruyette & Woods, Inc., Mizuho Securities USA Inc., Cowen and Company, LLC, Daiwa Capital Markets America Inc., National Australia Bank Limited, Gleacher & Company Securities, Inc., Key Banc Capital Markets Inc., Morgan Stanley & Co. LLC, SG Americas Securities, LLC, Santander Investment Securities Inc., Stifel, Nicolaus & Company, Incorporated, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC, Sanford C. Bernstein & Co., LLC, Macquarie Capital (USA) Inc., RBS Securities, Inc., Samuel A. Ramirez & Co., Inc., Southwest Securities Inc., ICBC International Securities Limited and SunTrust Robinson Humphrey, Inc. (Signed by Judge William H. Pauley, III on 1/20/2012) (mro)
1282012-02-09 Endorsed LetterENDORSED LETTER: addressed to Judge William H. Pauley from Mark R. Rosen dated 2/6/2012 re: Lead Plaintiff requests leave of the Court to use up to a total of 80 pages, divided between the two memoranda, for this purpose. ENDORSEMENT: Application denied. Defendants' arguments are overlapping and redundant. Plaintiffs brief shall not exceed 35 pages. So Ordered. (Signed by Judge William H. Pauley, III on 2/9/2012) (js)
1292012-02-13 Notice (Other)NOTICE of Notice of Withdrawal of Counsel. Document filed by Pennsylvania Public School Employees' Retirement System. (Ban, William)
1302012-02-15 Memorandum of Law in Opposition to MotionMEMORANDUM OF LAW in Opposition re: [116] AMENDED MOTION to Dismiss Consolidated Class Action Complaint., [103] MOTION to Dismiss., [121] MOTION to Dismiss Consolidated Class Action Complaint., [112] MOTION to Dismiss The Consolidated Class Action Complaint., [111] MOTION to Dismiss the Consolidated Class Action Complaint.. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
1312012-02-15 Declaration in Opposition to MotionDECLARATION of Mark R. Rosen in Opposition re: [116] AMENDED MOTION to Dismiss Consolidated Class Action Complaint., [103] MOTION to Dismiss., [121] MOTION to Dismiss Consolidated Class Action Complaint., [112] MOTION to Dismiss The Consolidated Class Action Complaint., [111] MOTION to Dismiss the Consolidated Class Action Complaint.. Document filed by Pennsylvania Public School Employees' Retirement System. (Attachments: # (1) Exhibit 1, # (2) Exhibit 2, # (3) Exhibit 3)(Rosen, Mark)
1322012-02-17 Motion to Withdraw as AttorneyMOTION for Christopher J. Keller, Michael W. Stocker and Ravel A. Avan to Withdraw as Attorney. Document filed by Arkansas Teacher Retirement System, KBC Asset Management NV, Sjunde Ap-Fonden.(Keller, Christopher)
1332012-02-27 Order on Motion to Withdraw as AttorneyORDER granting [132] Motion to Withdraw as Attorney. Having reviewed the Motion to Withdraw as Counsel (Dkt. #132), the Court hereby directs the Clerk of the Court to remove Christopher J. Keller, Michael W. Stocker, and Rachel A. Avan, as counsel for former lead plaintiff movants Sjunde AP-Fonden, Arkansas Teacher Retirement System and KBC Asset Management NV (collectively, the "Institutional Investor Group") from the above-captioned action. Attorney Michael Walter Stocker; Rachel Ann Avan and Christopher J. Keller terminated. (Signed by Judge William H. Pauley, III on 2/27/2012) (lmb)
1342012-02-27 Endorsed LetterENDORSED LETTER addressed to Judge William H. Pauley, III from Jeffrey A. Barrack dated 2/15/2012 re: Lead Plaintiff requests a pre-motion conference with respect to an intended motion to strike certain documents. ENDORSEMENT: Application denied. Lead Plaintiff may submit a supplemental brief not to exceed 5 pages by March 9, 2012. Defendants may submit a joint opposition not to exceed 5 pages by March 16, 2012. The Court will address this issue at oral argument scheduled for March 28, 2012. (Signed by Judge William H. Pauley, III on 2/27/2012) (tro)
1352012-03-02 Reply Memorandum of Law in Support of MotionREPLY MEMORANDUM OF LAW in Support re: [103] MOTION to Dismiss.. Document filed by Pricewaterhousecoopers LLP. (Weiss, Diana)
1362012-03-02 Reply Memorandum of Law in Support of MotionREPLY MEMORANDUM OF LAW in Support re: [121] MOTION to Dismiss Consolidated Class Action Complaint.. Document filed by William P. Boardman, Frank Paul Bramble, Sr, Virgis William Colbert, Charles K. Gifford, Jr, Charles Otis Holliday, Jr, Monica C. Lozano, Thomas John May, Thomas Michael Ryan, Robert W. Scully. (Burnovski, Brian)
1372012-03-02 Reply Memorandum of Law in Support of MotionREPLY MEMORANDUM OF LAW in Support re: [116] AMENDED MOTION to Dismiss Consolidated Class Action Complaint. (Underwriter Defendants' Reply Memorandum in Further Support of their Motion To Dismiss.). Document filed by Cantor Fitzgerald & Co., Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, ICBC International Securities Limited, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., SG Americas Securities LLC, Samsung Securities Co., Ltd., Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC.. (Bongiorno, Michael)
1382012-03-02 Reply Memorandum of Law in Support of MotionREPLY MEMORANDUM OF LAW in Support re: [112] MOTION to Dismiss The Consolidated Class Action Complaint.. Document filed by Bank of America Corporation, Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Joseph L. Price. (Kasner, Jay)
1392012-03-02 Declaration in Support of MotionDECLARATION of Scott D. Musoff in Support re: [112] MOTION to Dismiss The Consolidated Class Action Complaint.. Document filed by Bank of America Corporation, Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Joseph L. Price. (Kasner, Jay)
1402012-03-09 BriefSUPPLEMENTAL BRIEF re: [134] Endorsed Letter,, [123] Declaration in Support of Motion,,,,,, [115] Declaration in Support of Motion, in Support of a Motion to Strike. Document filed by Pennsylvania Public School Employees' Retirement System.(Barrack, Jeffrey)
1412012-03-09 OathOATH of Jeffrey A. Barrack in Support of Lead Plaintiff's Supplemental Memorandum in Support of a Motion to Strike. Document filed by Pennsylvania Public School Employees' Retirement System. (Attachments: # (1) Schedule of Challenged Documents, # (2) Letter from Jeffrey A. Barrack, # (3) Letter from Jay Kasner, # (4) October 19 Earnings Conference Call Transcript)(Barrack, Jeffrey)
1422012-03-16 Memorandum of Law in OppositionJOINT MEMORANDUM OF LAW in Opposition re: [134] Endorsed Letter,, [140] Brief,. Document filed by Bank of America Corporation, Cantor Fitzgerald & Co., Neil Cotty, Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, ICBC International Securities Limited, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Kenneth D Lewis, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Brian T. Moynihan, National Australia Bank Limited, Charles H. Noski, Joseph L. Price, RBS Securities Inc., SG Americas Securities LLC, Samsung Securities Co., Ltd., Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC.. (Kasner, Jay)
1432012-03-27 Scheduling OrderSCHEDULING ORDER: The oral argument scheduled for March 28, 2012 at 2:30 p.m. is adjourned to March 28, 2012 at 5:00 p.m. (Oral Argument set for 3/28/2012 at 05:00 PM before Judge William H. Pauley III.) (Signed by Judge William H. Pauley, III on 3/26/2012) (ab)
1442012-04-17 OrderNOTICE OF WITHDRAWAL OF COUNSEL AND ORDER: PLEASE TAKE NOTICE that attorney Keith Bradley, formerly of the law firm of Wilmer Cutler Pickering Hale and Dorr LLP ("WilmerHale"), is hereby withdrawn as counsel of record in the above-captioned action for Defendants Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC, Cantor Fitzgerald & Co., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Keefe, Bruyette & Woods, Inc., Mizuho Securities USA Inc., Cowen and Company, LLC, Daiwa Capital Markets America Inc., National Australia Bank Limited, Gleacher & Company Securities, Inc., Key Banc Capital Markets Inc., Morgan Stanley & Co. LLC, SG Americas Securities, LLC, Santander Investment Securities Inc., Stifel, Nicolaus & Company, Incorporated, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC, Sanford C. Bernstein & Co., LLC, Macquarie Capital (USA) inc., RBS Securities, Inc., Samuel A. Ramirez & Co., Inc., Southwest Securities Inc., ICBC International Securities Ltd., and SunTrust Robinson Humphrey, Inc. (collectively, the "Underwriter Defendants"). Mr. Bradley will no longer be employed by WilmerHale. The appearances of other attorneys from WilmerHale remain in effect and are not affected by this withdrawal., Attorney Keith Bradley terminated. (Signed by Judge William H. Pauley, III on 4/16/2012) (lmb)
1452012-04-19 TranscriptTRANSCRIPT of Proceedings re: Conference held on 3/28/2012 before Judge William H. Pauley, III. Court Reporter/Transcriber: Joanne Mancari, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/14/2012. Redacted Transcript Deadline set for 5/24/2012. Release of Transcript Restriction set for 7/23/2012.Filed In Associated Cases: 1:11-cv-00733-WHP, 1:11-cv-01982-WHP, 1:11-cv-02216-WHP(McGuirk, Kelly)
1462012-04-19 Notice of Filing TranscriptNOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 3/28/2012 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:11-cv-00733-WHP, 1:11-cv-01982-WHP, 1:11-cv-02216-WHP(McGuirk, Kelly)
1472012-05-22 Endorsed LetterENDORSED LETTER addressed to Judge William H. Pauley from James J. Capra, Jr. dated 5/17/2012 re: Counsel requests that the Court allow Ms. Weiss to withdraw her appearance in this matter, and that the Clerk note her withdrawal on the Court's docket. ENDORSEMENT: SO ORDERED. (Signed by Judge William H. Pauley, III on 5/21/2012) (djc)
1482012-07-11 Memorandum & OpinionMEMORANDUM AND ORDER: For the foregoing reasons, Defendants' motions to dismiss the Consolidated Class Action Complaint are granted in part and denied in part. Defendants Kenneth D. Lewis, Joseph Lee Price, II, Brian T. Moynihan, Neil Corty, and Charles H. Noski's motion to dismiss Plaintiffs claims under Sectionsl0(b) and 20(a) of the Exchange Act of 1934 and Rule 10b-5 is granted, and those claims are dismissed without prejudice. Plaintiff must file and serve its amended complaint by July 31,2012. Defendants Lewis, Price, Moynihan, Corty, and Noski's motion to dismiss Plaintiffs claims under Section 15 of the Securities Act of 1933 is granted, and those claims are dismissed with prejudice. Plaintiff's claims under Section 11 of the Securities Act of 1933 claims against Defendants Bank of America, William P. Boardman, Frank Paul Bramble, Sr., Virgis William Colbert, Charles K. Gifford, Jr., Charles Otis Holliday, Jr., Monica C. Lozano, Thomas John May, Thomas Michael Ran, Robert W. Scully, Joseph Lee Price, Cantor Fitzgerald & Co., CCB International Capital Ltd., Cowen & Company, LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co., Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc., Macquarie Capital Inc., Merrill Lynch Pierce Fenner & Smith Inc., Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., Samsung Securities Co., Ltd., Samuel A. Ramirez & Co., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., SG Americas Securities LLC, Southwest Securities, Inc., Stifel Nicholaus & Company, Inc., SunTrust Robinson Humphrey, Inc., UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC., ICBC International Securities Limited, and PricewaterhouseCoopers are dismissed with prejudice. Bank of America's motion to dismiss the Complaint is granted with prejudice with respect to Plaintiffs claim under Section 11 of the Securities Act of 1933 and is denied with respect to Plaintiffs claims under Sections l0(b) of the Exchange Act of 1934 and Rule 10b-S. The Clerk of the Court is directed to terminate the motions pending at ECF Nos. 103, 111, 112, and 116. (re: [116] AMENDED MOTION to Dismiss Consolidated Class Action Complaint filed by Wells Fargo Securities, LLC., Samsung Securities Co., Ltd., KeyBanc Capital Markets Inc, Sanford C. Bernstein & Co. LLC, Southwest Securities, Inc., Daiwa Capital Markets America Inc., Morgan Stanley & Co. LLC, Keefe Bruyette & Woods, Inc., SunTrust Robinson Humphrey, Inc, Mizuho Securities USA Inc., Cowen & Company, L.L.C., Merrill Lynch Pierce Fenner & Smith Incorporated, Gleacher & Company Securities, Inc., UniCredit Capital Markets, Inc., Deutsche Bank Securties Inc., Macquarie Capital (USA) Inc., Goldman & Sachs & Co, Santander Investment Securities, Inc., Stifel Nicholaus & Company, Incorporated, Samuel A. Ramirez & CO., Inc., National Australia Bank Limited, RBS Securities Inc., UBS Securities LLC, ICBC International Securities Limited, SG Americas Securities LLC, Cantor Fitzgerald & Co., [103] MOTION to Dismiss. filed by Pricewaterhousecoopers LLP, [121] MOTION to Dismiss Consolidated Class Action Complaint. filed by Thomas Michael Ryan, Monica C. Lozano, Charles K. Gifford, Jr., Charles Otis Holliday, Jr., William P. Boardman, Thomas John May, Frank Paul Bramble, Sr, Virgis William Colbert, Robert W. Scully, [112] MOTION to Dismiss The Consolidated Class Action Complaint. filed by Bank of America Corporation, Joseph L. Price, Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, [111] MOTION to Dismiss the Consolidated Class Action Complaint. filed by Wells Fargo Securities, LLC., KeyBanc Capital Markets Inc, Sanford C. Bernstein & Co. LLC, Southwest Securities, Inc., Daiwa Capital Markets America Inc., Morgan Stanley & Co. LLC, Keefe Bruyette & Woods, Inc., SunTrust Robinson Humphrey, Inc, Mizuho Securities USA Inc., Cowen & Company, L.L.C., Merrill Lynch Pierce Fenner & Smith Incorporated, Gleacher & Company Securities, Inc., UniCredit Capital Markets, Inc., Deutsche Bank Securties Inc., Macquarie Capital (USA) Inc., Goldman & Sachs & Co, Santander Investment Securities, Inc., Stifel Nicholaus & Company, Incorporated, National Australia Bank Limited, Samuel A. Ramirez & CO., Inc., RBS Securities Inc., UBS Securities LLC, ICBC International Securities Limited, SG Americas Securities LLC, Cantor Fitzgerald & Co. ) (Signed by Judge William H. Pauley, III on 7/11/2012) (laq)
1492012-07-17 Notice of Change of AddressNOTICE OF CHANGE OF ADDRESS by Fraser Lee Hunter, Jr on behalf of Cantor Fitzgerald & Co., Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., SG Americas Securities LLC, Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC.. New Address: Wilmer Cutler Pickering Hale & Dorr LLP, 7 World Trade Center, New York, New York, US 10007, 212-230-8800. (Hunter, Fraser)
1502012-07-24 Notice of Change of AddressNOTICE OF CHANGE OF ADDRESS by Michael G. Bongiorno on behalf of Cantor Fitzgerald & Co., Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Gleacher & Company Securities, Inc., Goldman & Sachs & Co, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, National Australia Bank Limited, RBS Securities Inc., SG Americas Securities LLC, Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UBS Securities LLC, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC.. New Address: Wilmer Cutler Pickering Hale and Dorr LLP, 7 World Trade Center, New York, NY, USA 10007, 212-230-8800. (Bongiorno, Michael)
1512012-07-25 Motion for ReconsiderationMOTION for Reconsideration re; [148] Memorandum & Opinion,,,,,,,,,,,,,,,,,,., MOTION for Certificate of Appealability. Document filed by Bank of America Corporation.(Kasner, Jay)
1522012-07-25 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [151] MOTION for Reconsideration re; [148] Memorandum & Opinion,,,,,,,,,,,,,,,,,,. MOTION for Certificate of Appealability.. Document filed by Bank of America Corporation. (Kasner, Jay)
1532012-07-25 OrderNOTICE OF WITHDRAWAL OF COUNSEL AND ORDER. PLEASE TAKE NOTICE that attorney Regina Marie Calcaterra has withdrawn from the firm of Barrack, Rodos & Bacine, lead counsel for Pennsylvania Public School Employees' Retirement System (UPSERS"), the court-appointed lead plaintiff in the above-captioned matter. Accordingly, please withdraw her name as one of the counsel of record for PSERS. The other attorneys at Barrack, Rodos & Bacine, listed below, remain as counsel for plaintiff in this action. Attorney Regina Marie Calcaterra terminated. (Signed by Judge William H. Pauley, III on 7/24/2012) (rjm)
1542012-07-26 Stipulation and OrderSTIPULATION AND ORDER: that Defendant Bank of America Corporation shall have until August 23, 2012 to answer the Consolidated Class Action Complaint. (Signed by Judge William H. Pauley, III on 7/25/2012) (pl)
1552012-08-03 OrderORDER ON EXTENSION OF TIME TO FILE AMENDED COMPLAINT. Plaintiff is granted an extension of time to file its amended complaint. As a result, both the amended complaint and plaintiff's response to Defendant Bank of America Corporation's motion for reconsideration or, in the alternative, to certify interlocutory appeal pursuant to 28 U.S.C. § 1292(b), shall now be due on or before August 13, 2012. No prior extensions of time to file this pleading have been requested or granted. (Amended Pleadings due by 8/13/2012. Responses due by 8/13/2012) (Signed by Judge William H. Pauley, III on 8/3/2012) (rjm)
1562012-08-13 Memorandum of Law in Opposition to MotionMEMORANDUM OF LAW in Opposition re: [151] MOTION for Reconsideration re; [148] Memorandum & Opinion,,,,,,,,,,,,,,,,,,. MOTION for Certificate of Appealability.. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
1572012-08-13 Certificate of Service OtherCERTIFICATE OF SERVICE of Plaintiff's Memorandum of Law in Opposition to the Motion of Defendant Bank of America Corporation for Reconsideration or, in the Alternative, to Certify Ruling Motions to Dismiss for Interlocutory Appeal Pursuant to Section 1292(b) served on All Counsel of Record on August 13, 2012. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
1582012-08-13 Amended ComplaintAMENDED CONSOLIDATED CLASS ACTION COMPLAINT amending [59] Amended Complaint,, against Bank of America Corporation, Bank of America Corporation, William P. Boardman, Frank Paul Bramble, Sr, Cantor Fitzgerald & Co., Virgis William Colbert, Neil Cotty, Countrywide Financial Corporation, Cowen & Company, L.L.C., Daiwa Capital Markets America Inc., Deutsche Bank Securties Inc., Charles K. Gifford, Jr, Gleacher & Company Securities, Inc., Goldman & Sachs & Co, Charles Otis Holliday, Jr, ICBC International Securities Limited, Keefe Bruyette & Woods, Inc., KeyBanc Capital Markets Inc, Kenneth D Lewis, Monica C. Lozano, Macquarie Capital (USA) Inc., Thomas John May, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Brian T. Moynihan, National Australia Bank Limited, Charles H. Noski, Joseph L. Price, Pricewaterhousecoopers LLP, RBS Securities Inc., Thomas Michael Ryan, Samsung Securities Co., Ltd., Samuel A. Ramirez & CO., Inc., Sanford C. Bernstein & Co. LLC, Santander Investment Securities, Inc., Robert W. Scully, Southwest Securities, Inc., Stifel Nicholaus & Company, Incorporated, SunTrust Robinson Humphrey, Inc, UniCredit Capital Markets, Inc., Wells Fargo Securities, LLC. with JURY DEMAND.Document filed by Pennsylvania Public School Employees' Retirement System, Pipefitters Local No. 636 Defined Benefit Plan, Anchorage Police & Fire Retirement System, Patricia Grossberg Living Trust. Related document: [59] Amended Complaint,, filed by Pennsylvania Public School Employees' Retirement System.(djc) (Additional attachment(s) added on 9/14/2012: # (1) service) (ml).
1592012-08-23 Application for Court to Request CounselFILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for M. Richard Komins to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7756862. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Pennsylvania Public School Employees' Retirement System. (Attachments: # (1) Text of Proposed Order)(Ban, William) Modified on 8/23/2012 (pgu).
159.1 Text of Proposed Order
1602012-08-23 Declaration in Support of MotionDECLARATION of William J. Ban in Support re: [159] MOTION for M. Richard Komins to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7756862. Motion and supporting papers to be reviewed by Clerk's Office staff.. Document filed by Pennsylvania Public School Employees' Retirement System. (Ban, William)
1612012-08-23 Certificate of Service OtherCERTIFICATE OF SERVICE of Motion to Admit Counsel Pro Hac Vice of M. Richard Komins served on all counsel of record on 08/23/2012. Document filed by Pennsylvania Public School Employees' Retirement System. (Ban, William)
1622012-08-23 Motion to Appear Pro Hac ViceMOTION for M. Richard Komins to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Pennsylvania Public School Employees' Retirement System. (Attachments: # (1) Exhibit Exhibit 1 - Certificate of Good Standing, # (2) Text of Proposed Order)(Komins, M.)
162.1 Exhibit Exhibit 1 - Certificate of Good Standing
162.2 Text of Proposed Order
1632012-08-23 Reply Memorandum of Law in Support of MotionREPLY MEMORANDUM OF LAW in Support re: [151] MOTION for Reconsideration re; [148] Memorandum & Opinion,,,,,,,,,,,,,,,,,,. MOTION for Certificate of Appealability.. Document filed by Bank of America Corporation. (Kasner, Jay)
1642012-08-24 Certificate of Service OtherCERTIFICATE OF SERVICE of Motion to be Admitted Pro Hac Vice of M. Richard Komins served on all counsel on 08/23/2012. Document filed by Pennsylvania Public School Employees' Retirement System. (Komins, M.)
1652012-08-27 Order on Motion to Appear Pro Hac ViceORDER granting [162] Motion for M. Richard Komins to Appear Pro Hac Vice. (Signed by Judge William H. Pauley, III on 8/27/2012) (ama) (Main Document 165 replaced on 8/28/2012) (ama).
1662012-08-27 Endorsed LetterENDORSED LETTER: addressed to Judge William H. Pauley from Jay B. Kasner dated 8/23/2012 re: We represent Defendants Bank of America Corporation ("BAC"), Kenneth D. Lewis, Joe L. Price, II, Brian T. Moynihan, Charles H. Noski and Neil Cotty (the "Individual Defendants" and together with BAC, "Defendants") in the above-referenced action. We respectfully submit, pursuant to Rule IV(A) of Your Honor is Individual Practices, a courtesy copy of BAC's Reply Memorandum of Law in Further Support of its Motion For Reconsideration or, in the Alternative, to Certify Interlocutory Appeal Pursuant to 28 U.S.C. § 1292(b) (the "Reply Memorandum"). We also write pursuant to Rule III(A) of Your Honor's Individual,Practices in connection with Defendants anticipated motions to dismiss the Amended Consolidated Class Action Complaint ("Amended Complaint") filed by Plaintiff on August 13, 2012. The Amended Complaint also does not adequately address the issues raised by BAC's motion for reconsideration. As discussed in the Reply Memorandum, BAC respectfully submits that efficiencies can be gained by considering the motion for reconsideration in connection with Defendants' motions to dismiss. ENDORSEMENT: Application granted. This Court will hold a pre-motion conference October 3, 2012 at 5:00 p.m. So Ordered., ( Pre-Motion Conference set for 10/3/2012 at 05:00 PM before Judge William H. Pauley III.) (Signed by Judge William H. Pauley, III on 8/27/2012) (js)
1672012-08-28 Order on Motion for ReconsiderationMEMORANDUM AND ORDER: For the foregoing reasons, Defendant Bank of America's motion for reconsideration is denied. Defendant Bank of America's motion to certify an interlocutory appeal is also denied. The Clerk of the Court is directed to terminate the motion pending at ECF No. 151. (Signed by Judge William H. Pauley, III on 8/28/2012) (js)
1682012-08-28 Letter addressed to Judge william H. Pauley from Mark R. Rosen dated 8/27/2012 re: With respect to Mr. Kasner's reference to a pre-motion conference concerning Defendants' intended motion to dismiss, Lead Plaintiff does not believe that a pre-motion conference concerning Defendants' intended motion to dismiss the Amended Complaint is necessary, as the parties have agreed, subject to Your Honor's approval, upon the following briefing schedule on defendants' anticipated motiopn to dismiss: Motion and Opening Brief due September 24, 2012. Opposition Brief due on or before November 2, 2012: and Reply Brief due 14 days after service of the Opposition Brief. Document filed by Pipefitters Local No. 636 Defined Benefit Plan.(js) (Entered: 09/12/2012)
1692012-10-03 OrderSCHEDULING ORDER: The pre-motion conference is rescheduled from October 3, to October 9, 2012 at 5:00 p.m., ( Pre-Motion Conference set for 10/9/2012 at 05:00 PM before Judge William H. Pauley III.) (Signed by Judge William H. Pauley, III on 10/2/2012) (ago)
1702012-10-03 Endorsed LetterENDORSED LETTER addressed to Judge William H Pauley from Mark R Rosen dated 9/25/2012 re: Lead Plaintiff respectfully requests that the Court also consider at the October 3 conference whether Lead Plaintiff may file an unopposed motion for limited relief from the discovery stay imposed by the Private Securities Litigation Reform kct of 1995 ("PSLRA") to serve document-preservation subpoenas on certain non parties. ENDORSEMENT: Application granted. (Signed by Judge William H. Pauley, III on 10/2/2012) (cd)
1712012-10-10 OrderORDER: Lead Plaintiff may serve document-preservation subpoenas on the nonparties that are set forth in this Order, directing the recipients to retain and preserve documents or other responsive materials, but not to produce any such documents or materials until Lead Plaintiff has notified them of the lifting of the automatic discovery stay imposed by the PSLRA upon the resolution of all motions to dismiss. Lead Plaintiff may serve document-preservation subpoenas on additional nonparties in order to preserve relevant documents until the lifting of the discovery stay only if it first obtains either the consent and agreement of defendants or approval by the Court. (Signed by Judge William H. Pauley, III on 10/10/2012) (pl) Modified on 10/10/2012 (pl).
1722012-10-10 Scheduling OrderSCHEDULING ORDER: Executive Defendants shall serve and file any motion to dismiss by 10/31/2012. Plaintiffs responses due by 12/10/2012. Executive Defendants replies due by 12/21/2012. Oral Argument set for 1/18/2013 at 11:00 AM before Judge William H. Pauley III. If this Court grants the motion to dismiss, the claims against the Executive Defendants will be dismissed with prejudice. (Signed by Judge William H. Pauley, III on 10/9/2012) (pl)
1732012-11-05 Motion to DismissMOTION to Dismiss The Amended Consolidated Class Action Complaint. Document filed by Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Joseph L. Price.(Kasner, Jay)
1742012-11-05 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [173] MOTION to Dismiss The Amended Consolidated Class Action Complaint.. Document filed by Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Joseph L. Price. (Kasner, Jay)
1752012-11-05 Declaration in Support of MotionDECLARATION of Scott D. Musoff in Support re: [173] MOTION to Dismiss The Amended Consolidated Class Action Complaint.. Document filed by Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Joseph L. Price. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C (Part 1), # (4) Exhibit C (Part 2), # (5) Exhibit D, # (6) Exhibit E, # (7) Exhibit F, # (8) Exhibit G, # (9) Exhibit H)(Musoff, Scott)
1762012-11-09 Stipulation and OrderSTIPULATION AND ORDER. The time for Defendants Kenneth D. Lewis, Joe L. Price, II, Brian T. Moynihan, Charles H. Noski and Neil Cotty (together the "Executive Defendants") to file and serve their motion to dismiss and supporting papers shall be adjourned from October 31, 2012 to November 5, 2012; Plaintiffs may file and serve their opposition papers to the Executive Defendants' motion to dismiss by December 12, 2012; and The Executive Defendants may file and serve any reply papers in further support of their motion to dismiss by December 21, 2012. This is the first request to revise the Court's October 9, 2012 Scheduling Order. (Motions due by 11/5/2012. Responses due by 12/12/2012. Replies due by 12/21/2012.) (Signed by Judge William H. Pauley, III on 11/8/2012) (rjm)
1772012-11-21 Answer to Amended ComplaintANSWER to [158] Amended Complaint,,,,,,. Document filed by Bank of America Corporation.(Kasner, Jay)
1782012-12-12 Memorandum of Law in Opposition to MotionMEMORANDUM OF LAW in Opposition re: [173] MOTION to Dismiss The Amended Consolidated Class Action Complaint.. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
1792012-12-12 Certificate of Service OtherCERTIFICATE OF SERVICE of Memorandum of Law of Lead Plaintiff in Opposition to The Executive Defendants' Motion to Dismiss the Amended Class Action Complaint served on Counsel on December 12, 2012. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
1802012-12-21 Reply Memorandum of Law in Support of MotionREPLY MEMORANDUM OF LAW in Support re: [173] MOTION to Dismiss The Amended Consolidated Class Action Complaint.. Document filed by Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Joseph L. Price. (Attachments: # (1) Appendix A)(Kasner, Jay)
1812013-01-15 Scheduling OrderSCHEDULING ORDER: The oral argument on January 18, 2013 is rescheduled to February 8, 2013 at 2:30 p.m. Oral Argument set for 2/8/2013 at 02:30 PM before Judge William H. Pauley III. (Signed by Judge William H. Pauley, III on 1/14/2013) (js)
1822013-02-12 Scheduling OrderSCHEDULING ORDER: The oral argument is rescheduled to February 19, 2013 at 10:00 a.m. (Signed by Judge William H. Pauley, III on 2/11/2013) (mro)
1832013-04-17 Order on Motion to DismissMEMORANDUM & ORDER denying [173] Motion to Dismiss: For the foregoing reasons, the Executive Defendants' motion to dismiss the Amended Complaint is denied. The Clerk of the Court is directed to terminate the motion pending at ECF No. 173. (Signed by Judge William H. Pauley, III on 4/17/2013) (lmb)
1842013-04-25 Scheduling OrderSCHEDULING ORDER: This Court will hold a status conference by telephone on 5/6/2013 at 10:00 AM before Judge William H. Pauley III to fix a discovery schedule. The parties are directed to set up a conference call and provide the Court with a call-in number. The parties are further directed to submit a joint proposed discovery schedule by 5/3/2013. (Signed by Judge William H. Pauley, III on 4/25/2013) (tro)
1852013-04-29 Motion to Appear Pro Hac ViceMOTION for Jeffrey Brian Gittleman to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8462529. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Pennsylvania Public School Employees' Retirement System. (Attachments: # (1) Declaration of Jeffrey B. Gittleman in Support of His Motion for Admission Pro Hac Vice, # (2) Exhibit Exhibit A to Declaration of Jeffrey B. Gittleman in Support of His Motion for Admission Pro Hac Vice, # (3) Exhibit Exhibit B to Declaration of Jeffrey B. Gittleman in Support of His Motion for Admission Pro Hac Vice, # (4) Text of Proposed Order)(Gittleman, Jeffrey)
1862013-05-01 Endorsed LetterENDORSED LETTER addressed to Judge William H. Pauley, III from Scott D. Musoff dated 4/30/2013 re: We write to respectfully request that the telephonic status conference currently scheduled for Monday May 6, 2013 at 10:00 AM be briefly adjourned and rescheduled for another date and time convenient to the Court. ENDORSEMENT: Application granted. The conference is rescheduled to May 10, 2013 at 3:00 p.m. So ordered. (Telephone Conference set for 5/10/2013 at 03:00 PM before Judge William H. Pauley III.) (Signed by Judge William H. Pauley, III on 5/1/2013). (rjm)
1872013-05-01 Order on Motion to Appear Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE granting [185] Motion for Jeffrey Brian Gittleman to Appear Pro Hac Vice. (Signed by Judge William H. Pauley, III on 5/1/2013). (rjm)
1882013-05-01 Motion to Substitute AttorneyMOTION to Substitute Attorney. Old Attorney: Jay B. Kasner, Christopher P. Malloy and Scott D. Musoff, New Attorney: Patrick J. Smith, John M. Hillebrecht and Jeffrey D. Rotenberg on behalf of Brian T. Moynihan. Document filed by Brian T. Moynihan. (Attachments: # (1) Text of Proposed Order)(Smith, Patrick)
188.1 Text of Proposed Order
1892013-05-01 Notice of AppearanceNOTICE OF APPEARANCE by Patrick J. Smith on behalf of Brian T. Moynihan (Smith, Patrick)
1902013-05-01 Notice of AppearanceNOTICE OF APPEARANCE by John Michael Hillebrecht on behalf of Brian T. Moynihan (Hillebrecht, John)
1912013-05-01 Notice of AppearanceNOTICE OF APPEARANCE by Jeffrey David Rotenberg on behalf of Brian T. Moynihan (Rotenberg, Jeffrey)
1922013-05-01 Notice of AppearanceNOTICE OF APPEARANCE by Samantha Noel Bent on behalf of Brian T. Moynihan (Bent, Samantha)
1932013-05-01 Motion to Substitute AttorneyMOTION to Substitute Attorney. Old Attorney: Jay B. Kasner, Christopher P. Malloy and Scott D. Musoff, New Attorney: Lawrence Portnoy, Charles S. Duggan and Brian M. Burnovski on behalf of Neil Cotty. Document filed by Neil Cotty.(Portnoy, Lawrence)
1942013-05-01 Declaration in Support of MotionDECLARATION of Brian M. Burnovski in Support re: [193] MOTION to Substitute Attorney. Old Attorney: Jay B. Kasner, Christopher P. Malloy and Scott D. Musoff, New Attorney: Lawrence Portnoy, Charles S. Duggan and Brian M. Burnovski on behalf of Neil Cotty.. Document filed by Neil Cotty. (Attachments: # (1) Attachment)(Portnoy, Lawrence)
194.1 Attachment
1952013-05-01 Motion to Substitute AttorneyMOTION to Substitute Attorney. Old Attorney: Jay B. Kasner, Christopher P. Malloy, Scott D. Musoff, New Attorney: Colby A. Smith. Document filed by Kenneth D Lewis.(Smith, Colby)
1962013-05-01 Declaration in Support of MotionDECLARATION of Colby A. Smith in Support re: [195] MOTION to Substitute Attorney. Old Attorney: Jay B. Kasner, Christopher P. Malloy, Scott D. Musoff, New Attorney: Colby A. Smith.. Document filed by Kenneth D Lewis. (Attachments: # (1) Text of Proposed Order)(Smith, Colby)
196.1 Text of Proposed Order
1972013-05-01 Motion to Substitute AttorneyMOTION to Substitute Attorney. Old Attorney: Jay B. Kasner, Christopher P. Malloy, and Scott D. Musoff, New Attorney: Melissa Armstrong. Document filed by Joseph L. Price. (Attachments: # (1) Text of Proposed Order)(Armstrong, Melissa)
197.1 Text of Proposed Order
1982013-05-01 Declaration in Support of MotionDECLARATION of Melissa Armstrong in Support re: [197] MOTION to Substitute Attorney. Old Attorney: Jay B. Kasner, Christopher P. Malloy, and Scott D. Musoff, New Attorney: Melissa Armstrong.. Document filed by Joseph L. Price. (Armstrong, Melissa)
1992013-05-01 Motion for ReconsiderationMOTION for Reconsideration re; [183] Order on Motion to Dismiss,. Document filed by Brian T. Moynihan.(Smith, Patrick)
2002013-05-01 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [199] MOTION for Reconsideration re; [183] Order on Motion to Dismiss,.. Document filed by Brian T. Moynihan. (Smith, Patrick)
2012013-05-07 Application for Court to Request CounselFILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Julia E. Guttman to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8487565. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Joseph L. Price. (Attachments: # (1) Text of Proposed Order)(Armstrong, Melissa) Modified on 5/7/2013 (bcu).
201.1 Text of Proposed Order
2022013-05-07 Declaration in Support of MotionDECLARATION of Melissa Armstrong in Support re: [201] MOTION for Julia E. Guttman to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8487565. Motion and supporting papers to be reviewed by Clerk's Office staff.. Document filed by Joseph L. Price. (Armstrong, Melissa)
2032013-05-07 Motion to Appear Pro Hac ViceAMENDED MOTION for Julia E. Guttman to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Joseph L. Price.(Armstrong, Melissa)
2042013-05-09 Order on Motion to Appear Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting [203] Motion for Julia E. Guttman to Appear Pro Hac Vice. (Signed by Judge William H. Pauley, III on 5/9/2013) (tro)
2052013-05-09 Order on Motion to Substitute AttorneyORDER GRANTING DEFENDANT BRIAN T. MOYNIHAN'S MOTION FOR WITHDRAWAL AND SUBSTITUTION OF COUNSEL re: [188] Motion to Substitute Attorney. The Court hereby orders that Jay B. Kasner, Christopher P. Malloy, and Scott D. Musoff, of the law firm SKADDEN, ARPS, SLATE, MEAGHER, & FLOM LLP, be permitted to withdraw as counsel of record, and Patrick J. Smith, John M. Hillebrecht, and Jeffrey D. Rotenberg of the law firm DLA PIPER LLP (US), may appear as substitute counsel of record for Defendant Brian T. Moynihan. The Court's ECF system shall be updated to reflect these changes. Attorney Jay B. Kasner and Scott D. Musoff terminated. (Signed by Judge William H. Pauley, III on 5/9/2013) (tro)
2062013-05-09 Order on Motion to Substitute AttorneyORDER GRANTING DEFENDANT NEIL COTTY'S MOTION FOR WITHDRAWAL AND SUBSTITUTION OF COUNSEL re: [193] Motion to Substitute Attorney. The Court hereby orders that Jay B. Kasner, Christopher P. Malloy and Scott D. Musoff of the law firm Skadden, Arps, Slate, Meagher & Flom LLP be permitted to withdraw as counsel of record, and Lawrence Portnoy, Charles S. Duggan and Brian M. Burnovski of the law firm Davis Polk & Wardwell LLP, may appear as substitute counsel of record for Mr. Cotty. The Court's ECF system shall be updated to reflect these changes. Attorney Jay B. Kasner terminated. Added attorney Charles S. Duggan, Brian Marc Burnovski for Neil Cotty. (Signed by Judge William H. Pauley, III on 5/9/2013) (tro) Modified on 5/9/2013 (tro).
2072013-05-09 Order on Motion to Substitute AttorneyORDER GRANTING DEFENDANT JOE LEE PRICE'S MOTION FOR WITHDRAWAL AND SUBSTITUTION OF COUNSEL re: [197] Motion to Substitute Attorney. The Court hereby orders that Jay B. Kasner, Christopher P. Malloy, and Scott D. Musoff, of the law firm Skadden, Arps, Slate, Meagher, & Flam LLP, be permitted to withdraw as counsel of record, and Melissa Armstrong of the law firm Baker Botts L.L.P. may appear as substitute counsel of record for Defendant Joe Lee Price. The Court's ECF system shall be updated to reflect these changes. Attorney Jay B. Kasner terminated. (Signed by Judge William H. Pauley, III on 5/9/2013) (tro)
2082013-05-09 Order on Motion to Substitute AttorneyORDER GRANTING DEFENDANT KENNETH D. LEWIS' MOTION FOR WITHDRAWAL AND SUBSTITUTION OF COUNSEL re: [195] Motion to Substitute Attorney. The Court hereby orders that Jay B. Kasner, Christopher P. Malloy, and Scott D. Musoff, of the law firm Skadden, Arps, Slate, Meagher, & Flom LLP, be permitted to withdraw as counsel of record, and Colby A. Smith of the law firm Debevoise & Plimpton LLP may appear as substitute counsel of record for Defendant Kenneth D. Lewis. The Court's ECF system shall be updated to reflect these changes. Attorney Jay B. Kasner terminated. (Signed by Judge William H. Pauley, III on 5/9/2013) (tro) Modified on 5/9/2013 (tro).
2092013-05-09 Notice of AppearanceNOTICE OF APPEARANCE by Colby A. Smith on behalf of Kenneth D Lewis (Smith, Colby)
2102013-05-14 Stipulation and OrderSTIPULATION AND ORDER. IT IS HEREBY STIPULATED AND AGREED by and between the undersigned that Defendants Brian T. Moynihan, Kenneth D. Lewis, Joseph L. Price, Charles H. Noski and Neil Cotty shall have until June 3, 2013 to answer the Amended Consolidated Class Action Complaint. Neil Cotty answer due 6/3/2013; Kenneth D Lewis answer due 6/3/2013; Brian T. Moynihan answer due 6/3/2013; Charles H. Noski answer due 6/3/2013; Joseph L. Price answer due 6/3/2013. (Signed by Judge William H. Pauley, III on 5/14/2013). (rjm)
2112013-05-16 Application for Court to Request CounselFILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Ada Fernandez Johnson to Appear Pro Hac Vice o/b/o Kenneth D. Lewis. Filing fee $ 200.00, receipt number 0208-8516238. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Kenneth D Lewis. (Attachments: # (1) Text of Proposed Order)(Johnson, Ada) Modified on 5/16/2013 (bcu).
211.1 Text of Proposed Order
2122013-05-17 Notice of AppearanceNOTICE OF APPEARANCE by Robert Jeffrey Jossen on behalf of Charles H. Noski (Jossen, Robert)
2132013-05-17 Notice of AppearanceNOTICE OF APPEARANCE by Adam Jay Wasserman on behalf of Charles H. Noski (Wasserman, Adam)
2142013-05-17 Notice of AppearanceNOTICE OF APPEARANCE by Robert Jeffrey Jossen on behalf of Charles H. Noski (Jossen, Robert)
2152013-05-17 Notice of AppearanceNOTICE OF APPEARANCE by Katherine Keely Rankin on behalf of Charles H. Noski (Rankin, Katherine)
2162013-05-17 Endorsed LetterENDORSED LETTER addressed to Judge William H. Pauley, III from Mark R. Rosen dated 5/14/2013 re: In accordance with Your Honor's directive, the parties have conferred and they are all available for a telephone conference with the Court on Monday May 20, 2013 at any time either between 10:00 a.m. and 2:00 p.m. or from 4:30 p.m. to the end of the day. ENDORSEMENT: The status conference is rescheduled to May 20, 2013 at 11:00 a.m. So ordered. (Status Conference set for 5/20/2013 at 11:00 AM before Judge William H. Pauley III.) (Signed by Judge William H. Pauley, III on 5/17/2013). (rjm)
2172013-05-20 Memorandum of Law in Opposition to MotionMEMORANDUM OF LAW in Opposition re: [199] MOTION for Reconsideration re; [183] Order on Motion to Dismiss,.. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
2182013-05-20 Certificate of Service OtherCERTIFICATE OF SERVICE of Lead Plaintiff Pennsylvania Public School Employees' Retirement System's Memorandum of Law in Opposition to Defendant Brian T. Moynihan's Motion for Partial Reconsideration served on All Counsel of Record on May 20, 2013. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
2192013-05-21 Motion to Appear Pro Hac ViceMOTION for Ada Fernandez Johnson to Appear Pro Hac Vice o/b/o Kenneth D. Lewis (CORRECTING doc #211). Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Kenneth D Lewis. (Attachments: # (1) Text of Proposed Order)(Johnson, Ada)
219.1 Text of Proposed Order
2202013-05-21 Order on Motion to Appear Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE granting [219] Motion for Ada Fernandez Johnson to Appear Pro Hac Vice. (Signed by Judge William H. Pauley, III on 5/21/2013). (rjm)
2212013-05-31 Reply Memorandum of Law in Support of MotionREPLY MEMORANDUM OF LAW in Support re: [199] MOTION for Reconsideration re; [183] Order on Motion to Dismiss,.. Document filed by Brian T. Moynihan. (Smith, Patrick)
2222013-06-12 Order on Motion for ReconsiderationMEMORANDUM AND ORDER. For the reasons in this Memorandum and Order, Moynihan's motion for partial reconsideration is denied. The Clerk of the Court is directed to terminate the motion pending at ECF No. 199. Denying [199] Motion for Reconsideration. (Signed by Judge William H. Pauley, III on 6/12/2013). (rjm)
2232013-06-17 Answer to Amended ComplaintANSWER to [158] Amended Complaint,,,,,, with JURY DEMAND. Document filed by Charles H. Noski.(Jossen, Robert)
2242013-06-17 Answer to Amended ComplaintANSWER to [158] Amended Complaint,,,,,, with JURY DEMAND. Document filed by Brian T. Moynihan.(Hillebrecht, John)
2252013-06-17 Answer to Amended ComplaintFILING ERROR - DEFICIENT DOCKET ENTRY - (SEE DOCUMENT #228) - ANSWER to [158] Amended Complaint,,,,,,. Document filed by Neil Cotty.(Portnoy, Lawrence) Modified on 6/18/2013 (ka). Modified on 6/18/2013 (lb).
2262013-06-17 Answer to Amended ComplaintANSWER to [158] Amended Complaint,,,,,,. Document filed by Joseph L. Price.(Guttman, Julia)
2272013-06-17 Answer to Amended ComplaintANSWER to [158] Amended Complaint,,,,,, with JURY DEMAND. Document filed by Kenneth D Lewis.(Smith, Colby)
2282013-06-18 Answer to Amended ComplaintANSWER to [158] Amended Complaint,,,,,,. Document filed by Neil Cotty.(Portnoy, Lawrence)
2292013-05-21 Scheduling OrderSCHEDULING ORDER: The Court having conducted a status conference by telephone with all parties appearing, the following schedule is established on consent: Defendants' time to interpose an answer is extended to June 17, 2013; The parties are directed to submit a joint proposal regarding class certification and depositions by July 12, 2013; This Court will hold a status conference by telephone on July 26, 2013 at 11:00 a.m; and Document discovery will be substantially completed by November 29, 2013. SO ORDERED. Discovery due by 11/29/2013. Status Conference set for 7/26/2013 at 11:00 AM before Judge William H. Pauley III. (Signed by Judge William H. Pauley, III on 5/20/2013) (rsh)
2302013-06-27 TranscriptTRANSCRIPT of Proceedings re: CONFERENCE held on 5/20/2013 before Judge William H. Pauley, III. Court Reporter/Transcriber: Rose Prater, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/22/2013. Redacted Transcript Deadline set for 8/1/2013. Release of Transcript Restriction set for 9/30/2013.Filed In Associated Cases: 1:11-cv-00733-WHP, 1:11-cv-01982-WHP, 1:11-cv-02216-WHP(Rodriguez, Somari)
2312013-06-27 Notice of Filing TranscriptNOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 5/20/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:11-cv-00733-WHP, 1:11-cv-01982-WHP, 1:11-cv-02216-WHP(Rodriguez, Somari)
2322013-07-12 Status ReportSTATUS REPORT. JOINT REPORT ON SCHEDULE FOR CLASS CERTIFICATION AND FACT DEPOSITIONS Document filed by Bank of America Corporation, Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Pennsylvania Public School Employees' Retirement System, Joseph L. Price.(Musoff, Scott)
2332013-07-30 Scheduling OrderORDER: The Court having conducted a status conference by telephone with all parties on July 26, 2013, the following schedule is established: 1. The parties are directed to submit a joint report regarding the proposed class certification motion by October 31, 2013; 2. This Court will hold a status conference by telephone on November 8, 2013 at 11:00 a.m.; 3. Plaintiff shall serve and file any motion for class certification by November 15, 2013; 4. Defendants shall serve and file any opposition by December 20, 2013; 5. Plaintiff shall serve and file any reply by January 10, 2014; 6. This Court will hear oral argument on January 31, 2014 at 11:00 a.m.; 7. Plaintiff is authorized to conduct up to 250 hours of depositions and Defendants are authorized collectively to conduct up to 250 hours of depositions; and 8. The Court will address any discovery disputes that are lodged in compliance with Rule 3A of this Court's Individual Rules. (Motions due by 11/15/2013. Responses due by 12/20/2013 Replies due by 1/10/2014. Oral Argument set for 1/31/2014 at 11:00 AM before Judge William H. Pauley III. Telephone Conference set for 11/8/2013 at 11:00 AM before Judge William H. Pauley III.) (Signed by Judge William H. Pauley, III on 7/30/2013) (mro)
2342013-08-19 Endorsed LetterENDORSED LETTER addressed to Judge William H. Pauley, III from Mark R. Rosen dated 8/13/13 re: Counsel submits that Your Honor's resolution to the disagreement listed herein would facilitate the parties' submission of focused class certification papers. ENDORSEMENT: The parties are directed to exchange expert reports by October 18, 2013. (Signed by Judge William H. Pauley, III on 8/19/2013) (mro)
2352013-09-16 Protective OrderSTIPULATION...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge William H. Pauley, III on 9/16/2013) (mro)
2362013-09-27 TranscriptTRANSCRIPT of Proceedings re: CONFERENCE held on 7/26/2013 before Judge William H. Pauley, III. Court Reporter/Transcriber: Eve Giniger, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/21/2013. Redacted Transcript Deadline set for 10/31/2013. Release of Transcript Restriction set for 12/30/2013.(McGuirk, Kelly)
2372013-09-27 Notice of Filing TranscriptNOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 7/26/2013 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
2382013-10-17 LetterLETTER addressed to Judge William H. Pauley, III from Mark R. Rosen dated October 17, 2013 re: Class Certification. Document filed by Pennsylvania Public School Employees' Retirement System.(Rosen, Mark)
2392013-10-31 Status ReportSTATUS REPORT. Joint Report Concerning Class Certification and Document Discovery Document filed by Bank of America Corporation, Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Pennsylvania Public School Employees' Retirement System, Joseph L. Price.(Musoff, Scott)
2402013-11-07 Notice of AppearanceNOTICE OF APPEARANCE by Richard Benjamin Harper on behalf of Joseph L. Price. (Harper, Richard)
2412013-11-07 Motion to WithdrawMOTION to Withdraw Melissa Armstrong as counsel of record for Joe L. Price. Document filed by Joseph L. Price. (Attachments: # (1) Text of Proposed Order)(Guttman, Julia)
2422013-11-12 Application for Court to Request CounselFILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for David E. Carney to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-9067474. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Bank of America Corporation, Bank of America Corporation. (Attachments: # (1) Exhibit Certificate of Good Standing - DC, # (2) Exhibit Certificate of Good Standing - VA, # (3) Text of Proposed Order)(Carney, David) Modified on 11/12/2013 (wb).
2432013-11-15 Motion to Certify ClassMOTION to Certify Class. Document filed by Pennsylvania Public School Employees' Retirement System.(Rosen, Mark)
2442013-11-15 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [243] MOTION to Certify Class.. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
2452013-11-15 Declaration in Support of MotionDECLARATION of Mark R. Rosen in Support re: [243] MOTION to Certify Class.. Document filed by Pennsylvania Public School Employees' Retirement System. (Attachments: # (1) Exhibit A - BAC-PSERS List of Trades, # (2) Exhibit B - Jeffrey W. Golan Declaration in Support of Lead Plaintiff's Motion for Class Certification, # (3) Exhibit C - Barrack, Rodos & Bacine Biography)(Rosen, Mark)
245.1 Exhibit A - BAC-PSERS List of Trades
245.2 Exhibit B - Jeffrey W. Golan Declaration in Support of Lead Plaintiff's Mot
245.3 Exhibit C - Barrack, Rodos & Bacine Biography
2462013-11-15 Certificate of Service OtherCERTIFICATE OF SERVICE of Motion, Memorandum of Law in Support and Rosen Declaration served on All Counsel of Record on November 15, 2013. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
2472013-11-19 Motion to Amend/CorrectMOTION to Amend/Correct., MOTION for David Emmett Carney to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Bank of America Corporation, Bank of America Corporation. (Attachments: # (1) Exhibit Certificate of Good Standing - DC, # (2) Exhibit Certificate of Good Standing - VA, # (3) Text of Proposed Order)(Carney, David)
2482013-11-26 Motion for Extension of Time to Complete DiscoveryLETTER MOTION for Extension of Time to Complete Discovery to January 31, 2014 addressed to Judge William H. Pauley, III from Scott D. Musoff dated November 26, 2013. Document filed by Bank of America Corporation, Neil Cotty, Kenneth D Lewis, Brian T. Moynihan, Charles H. Noski, Pennsylvania Public School Employees' Retirement System, Joseph L. Price.(Musoff, Scott)
2492013-12-03 Order on Motion for Extension of Time to Complete DiscoveryORDER granting [248] Letter Motion for Extension of Time to Complete Discovery. Application to extend the discovery deadline granted. Parties shall substantially complete document production by Jan. 31, 2014. Discovery due by 1/31/2014. (Signed by Judge William H. Pauley, III on 12/3/2013) (mro)
2502013-12-13 LetterLETTER addressed to Judge William H. Pauley, III from Scott D. Musoff dated December 13, 2013 re: Claims or Defenses. Document filed by Bank of America Corporation.(Musoff, Scott)
2512014-01-24 Motion for Extension of Time to Complete DiscoveryLETTER MOTION for Extension of Time to Complete Discovery to February 28, 2014 addressed to Judge William H. Pauley, III from Scott D. Musoff dated January 24, 2014. Document filed by Bank of America Corporation.(Musoff, Scott)
2522014-01-28 Order on Motion for Extension of Time to Complete DiscoveryORDER granting [251] Letter Motion for Extension of Time to Complete Discovery. Application granted. The deadline for substantial completion of document discovery is extended to Feb. 28, 2014. Discovery due by 2/28/2014. (Signed by Judge William H. Pauley, III on 1/28/2014) (mro)
2532014-02-14 Stipulation and OrderSTIPULATION AND ORDER CERTIFYING CLASS: The parties agree that this shall constitute an Order certifying the Class sought by PSERS in its motion filed 11/15/2013, certifying PSERS as the Class Representative, and appointing PSERS's counsel, Barrack, Rodos & Bacine, as Lead Counsel under F.R.C.P. 23(g), all subject to Rule 23(c)(1)(C) and the conditions stated herein, including the parties' asserted reservations of rights. Motions terminated: [243] MOTION to Certify Class filed by Pennsylvania Public School Employees' Retirement System. (Signed by Judge William H. Pauley, III on 2/14/2014) (tro)
2542014-03-06 Scheduling OrderORDER: This Court will hold a status conference by telephone on 3/21/2014 at 10:00 a.m. (Signed by Judge William H. Pauley, III on 3/6/2014) (kgo) Modified on 3/6/2014 (kgo).
2552014-03-25 OrderORDER:The parties are directed to submit a joint status report on June 27, 2014. (Signed by Judge William H. Pauley, III on 3/25/2014) (lmb)
2562014-06-19 Motion to Appear Pro Hac ViceMOTION for Roger Landsman to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-9802622. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Kenneth D Lewis.(Landsman, Roger)
2572014-06-25 Order on Motion to Appear Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE granting [256] Motion for Roger Jacob Landsman to Appear Pro Hac Vice. (Signed by Judge William H. Pauley, III on 6/25/2014) (kgo)
2582014-06-27 Status ReportSTATUS REPORT. Joint Status Report Concerning Discovery Document filed by Bank of America Corporation.(Musoff, Scott)
2592014-07-03 OrderORDER: The parties are directed to submit a joint status report on September 26, 2014. (Signed by Judge William H. Pauley, III on 7/3/2014) (mro)
2602014-07-14 LetterLETTER addressed to Judge William H. Pauley, III from Scott D. Musoff dated July 14, 2014 re: Proposed Amendment To Confidentiality Stipulation Entered As An Order Of This Court On September 16, 2013. Document filed by Bank of America Corporation.(Musoff, Scott)
2612014-07-15 Order on Motion to WithdrawORDER granting [241] Motion to Withdraw. It is hereby ORDERED that Melissa Armstrong be withdrawn as counsel of record for Defendant Joe Lee Price. (Signed by Judge William H. Pauley, III on 7/15/2014) (lmb)
2622014-07-28 OrderORDER: The parties are directed to participate in a teleconference with the Court on July 30, 2014 at 10:00 a.m. to discuss their proposed amendment to the September 9, 2013 Confidentiality Order. The parties shall provide the court with a call-in number 24 hours before the conference. ( Telephone Conference set for 7/30/2014 at 10:00 AM before Judge William H. Pauley III.) (Signed by Judge William H. Pauley, III on 7/28/2014) (mro)
2632014-07-29 Order on Motion to Amend/CorrectORDER FOR ADMISSION PRO HAC VICE granting [247] Motion for David E. Carney to Appear Pro Hac Vice; terminating [247] Motion to Amend/Correct. (Signed by Judge William H. Pauley, III on 7/29/2014) (mro)
2642014-08-06 Application for Court to Request CounselFILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Harry C. Morgan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-9971449. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Joseph L. Price.(Morgan, Harry) Modified on 8/6/2014 (bcu).
2652014-08-11 Motion to Appear Pro Hac ViceAMENDED MOTION for Harry C. Morgan to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Joseph L. Price.(Morgan, Harry)
2662014-08-12 Order on Motion to Appear Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE granting [265] Motion for Harry C. Morgan to Appear Pro Hac Vice. (Signed by Judge William H. Pauley, III on 8/12/2014) (lmb)
2672014-09-19 Motion to Appear Pro Hac ViceMOTION for Michael S. Bailey to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10121629. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Bank of America Corporation. (Attachments: # (1) Certificate of Good Standing, # (2) Text of Proposed Order)(Bailey, Michael)
2682014-09-24 Status ReportSTATUS REPORT. Joint Status Report Concerning Discovery Document filed by Pennsylvania Public School Employees' Retirement System.(Rosen, Mark)
2692014-09-24 Order on Motion to Appear Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE granting [267] Motion for Michael S. Bailey to Appear Pro Hac Vice. (Signed by Judge William H. Pauley, III on 9/24/2014) (tn)
2702014-10-02 TranscriptTRANSCRIPT of Proceedings re: conference held on 7/30/2014 before Judge William H. Pauley, III. Court Reporter/Transcriber: Lisa Picciano Fellis, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/27/2014. Redacted Transcript Deadline set for 11/6/2014. Release of Transcript Restriction set for 1/3/2015.Filed In Associated Cases: 1:11-cv-00733-WHP, 1:11-cv-01982-WHP, 1:11-cv-02216-WHP(McGuirk, Kelly)
2712014-10-02 Notice of Filing TranscriptNOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 7/30/14 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:11-cv-00733-WHP, 1:11-cv-01982-WHP, 1:11-cv-02216-WHP(McGuirk, Kelly)
2722014-10-03 OrderNOTICE OF WITHDRAWAL APPEARANCE: that Adam J. Wasserman, hereby respectfully withdraw my appearance as counsel for defendant Charles H. Noski and request removal from service of any further pleadings in connection with the above-captioned matter, and as further set forth herein. SO ORDERED. (Signed by Judge William H. Pauley, III on 10/3/2014) (ja)
2732014-10-09 Motion for Extension of Time to Complete DiscoveryLETTER MOTION for Extension of Time to Complete Discovery addressed to Judge William H. Pauley, III from Mark R. Rosen, Esquire dated October 9, 2014. Document filed by Pennsylvania Public School Employees' Retirement System.(Rosen, Mark)
2742014-10-14 Order on Motion for Extension of Time to Complete DiscoveryORDER granting [273] Letter Motion for Extension of Time to Complete Discovery. Application granted. SO ORDERED. (Signed by Judge William H. Pauley, III on 10/14/2014) (ja)
2752014-12-23 LetterENDORSED LETTER addressed to Judge William H. Pauley, III from Mark R. Rosen, Esquire and Scott D. Musoff, Esquire dated December 23, 2014 re: Request for Pre-Motion Conference. Document filed by Pennsylvania Public School Employees' Retirement System.(Rosen, Mark)
2762014-12-31 Memo EndorsementMEMO ENDORSEMENT on re: [275] Letter, filed by Pennsylvania Public School Employees' Retirement System. ENDORSEMENT: Application granted. The parties shall appear for a pre motion conference on January 16, 2015 at 11:30 a.m. SO ORDERED. (Pre-Motion Conference set for 1/16/2015 at 11:30 AM before Judge William H. Pauley III.) (Signed by Judge William H. Pauley, III on 12/31/2014) (ajs)
2772015-01-09 Notice of AppearanceNOTICE OF APPEARANCE by Christopher P. Malloy on behalf of Bank of America Corporation. (Malloy, Christopher)
2782015-01-16 LetterLETTER addressed to Judge William H. Pauley, III from Scott D. Musoff dated January 16, 2015 re: Regulatory Contact Information. Document filed by Bank of America Corporation.(Musoff, Scott)
2792015-01-22 OrderORDER: It is hereby ORDERED as follows: Defendant Bank of America Corporation ("BAC") shall produce to plaintiff, in searchable format, a log of all documents that were either withheld or redacted based solely upon assertion of the bank examiner privilege ("BEP"). This log shall be divided into three parts; as set forth herein. Within five business days after the receipt of the complete Privilege Logs A, B and C, plaintiff and BAC may each designate no more than 25 documents that were withheld or redacted based upon the BEP as exemplars of the contents of these Privilege Logs. BAC shall notify the interested bank regulators of the pendency of plaintiff's motion, provide them with a copy of this Order and, if requested and subject to the stipulated protective order dated September 16, 2013, provide unredacted copies of the designated documents to the regulator or regulators having a privilege with respect to such documents. Within ten business days after the completion of the designation process, plaintiff shall submit its motion and memorandum of law in support of its challenge to the BEP. Within ten business days after service (which shall be deemed complete upon ECF filing) of plaintiff's motion and memorandum of law, BAC shall submit its responding papers to the plaintiff's motion and memorandum of law. The regulators are invited to advise the parties of their position on the applicability of the BEP and to submit a response (including any response to this Order and the procedures contemplated hereunder). Any such response shall be filed with the Court within ten business days after service of BAC's response to Plaintiff's motion and memorandum. Within ten business days from the date on which the response by the regulators is due, (a) plaintiff may file a reply memorandum of law and (b) BAC shall submit for in camera review any exemplar documents with respect to which any assertion of BEP is asserted by any regulator. The Court shall entertain oral argument at a date to be subsequently determined. (Signed by Judge William H. Pauley, III on 1/22/2015) (mro)
2802015-01-29 TranscriptTRANSCRIPT of Proceedings re: conference held on 1/16/2015 before Judge William H. Pauley, III. Court Reporter/Transcriber: Martha Drevis, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/23/2015. Redacted Transcript Deadline set for 3/5/2015. Release of Transcript Restriction set for 5/4/2015.(McGuirk, Kelly)
2812015-01-29 Notice of Filing TranscriptNOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 1/16/15 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
2822015-02-02 TranscriptTRANSCRIPT of Proceedings re: CONFERENCE held on 1/16/2015 before Judge William H. Pauley, III. Court Reporter/Transcriber: Martha Drevis, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/26/2015. Redacted Transcript Deadline set for 3/9/2015. Release of Transcript Restriction set for 5/7/2015.(McGuirk, Kelly)
2832015-02-02 Notice of Filing TranscriptNOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 1/16/2015 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
2842015-02-06 Protective OrderAMENDED STIPULATION...regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge William H. Pauley, III on 2/6/2015) (mro)
2852015-02-19 Motion to Appear Pro Hac ViceFILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Nina Kostyukovsky to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10613029. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Kenneth D Lewis. (Attachments: # (1) Text of Proposed Order)(Kostyukovsky, Nina) Modified on 2/19/2015 (bcu).
2862015-02-25 Motion to Appear Pro Hac ViceMOTION for Nina Kostyukovsky to Appear Pro Hac Vice (CORRECTED). Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Kenneth D Lewis. (Attachments: # (1) Text of Proposed Order)(Kostyukovsky, Nina)
2872015-02-26 Order on Motion to Appear Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE granting [286] Motion for Nina Kostyukovsky to Appear Pro Hac Vice. (Signed by Judge William H. Pauley, III on 2/26/2015) (tn)
2882015-02-27 Notice of Change of AddressNOTICE OF CHANGE OF ADDRESS by Samantha Noel Bent on behalf of Brian T. Moynihan. New Address: DLA Piper LLP (US), 1251 Avenue of the Americas, New York, New York, New York 10020, 212-335-4689. (Bent, Samantha)
2892015-02-27 Endorsed LetterENDORSED LETTER addressed to Judge William H. Pauley, III from Mark R. Rosen dated 2/23/15 re: Counsel submits this sealing request with the attached two exhibits. Exhibit A includes one full set of the documents that counsel requests permission to seal with the words, phrases, or paragraphs to be redacted highlighted. Exhibit B contains one partial set of solely those pages on which counsel seeks to redact material. ENDORSEMENT: Application granted. Plaintiff shall file redacted copies of the documents with the Clerk of Court. (Signed by Judge William H. Pauley, III on 2/27/2015) (mro)
2902015-03-02 SEALED DOCUMENT placed in vault.(mps) (Entered: 03/02/2015)
2912015-03-02 Motion to CompelMOTION to Compel Bank of America to provide discovery withheld based upon the defendants assertion of the bank examination privilege. Document filed by Pennsylvania Public School Employees' Retirement System. (Attachments: # (1) Text of Proposed Order)(Rosen, Mark)
291.1 Text of Proposed Order
2922015-03-02 Memorandum of Law in Support of MotionMEMORANDUM OF LAW in Support re: [291] MOTION to Compel Bank of America to provide discovery withheld based upon the defendants assertion of the bank examination privilege. (Redacted). Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
2932015-03-02 Declaration in Support of MotionDECLARATION of Mark R. Rosen in Support re: [291] MOTION to Compel Bank of America to provide discovery withheld based upon the defendants assertion of the bank examination privilege.. Document filed by Pennsylvania Public School Employees' Retirement System. (Attachments: # (1) Exhibit A, # (2) Exhibit B (Redacted))(Rosen, Mark)
2942015-03-02 Certificate of Service OtherCERTIFICATE OF SERVICE of Motion to Compel, Memorandum of Law in Support (Redacted), Declaration of Mark R. Rosen, Exhibit A and Exhibit B (Redacted) to Rosen Declaration served on Counsel on March 2, 2015. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
2952015-03-09 Response to MotionRESPONSE to Motion re: [291] MOTION to Compel Bank of America to provide discovery withheld based upon the defendants assertion of the bank examination privilege. . Document filed by Bank of America Corporation. (Musoff, Scott)
2962015-03-09 Declaration in SupportDECLARATION of Scott D. Musoff in Support re: [295] Response to Motion,. Document filed by Bank of America Corporation. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C)(Musoff, Scott)
296.1 Exhibit A
296.2 Exhibit B
296.3 Exhibit C
2972015-03-17 Motion to Appear Pro Hac ViceMOTION for Ashley W. Walker to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Comptroller of the Currency, OCC, US Treasury Dept..(Walker, Ashley)
2982015-03-18 Motion to Appear Pro Hac ViceMOTION for Amber N. Melton to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Comptroller of the Currency, OCC, US Treasury Dept..(Amber, Melton)
2992015-03-19 Stipulation and OrderSTIPULATION AND ORDER CONCERNING DISCOVERY: NOW, THEREFORE, counsel for all parties hereby stipulate and agree as follows: The deadline for completion of fact discovery shall be extended until the following dates: If the Court denies in full the BEP motion, then the deadline for conclusion of fact discovery shall be 90 days after the entry of that Order; If the Court grants, in whole or in part, the BEP motion, then the deadline for conclusion of fact discovery shall be 90 days after there has been full and complete compliance with the Court's Order. SO ORDERED. (Signed by Judge William H. Pauley, III on 3/19/2015) (kko)
3002015-03-19 Order on Motion to Appear Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE granting [297] Motion for Ashley W. Walker to Appear Pro Hac Vice. (Signed by Judge William H. Pauley, III on 3/19/2015) (kko)
3012015-03-19 Order on Motion to Appear Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE granting [298] Motion for Amber N. Melton to Appear Pro Hac Vice. (Signed by Judge William H. Pauley, III on 3/19/2015) (kko)
3022015-03-23 Notice of AppearanceNOTICE OF APPEARANCE by Thomas M. Clark on behalf of Federal Deposit Insurance Corporation, in its Corporate capacity. (Clark, Thomas)
3032015-03-23 Memorandum of Law in Opposition to MotionMEMORANDUM OF LAW in Opposition re: [291] MOTION to Compel Bank of America to provide discovery withheld based upon the defendants assertion of the bank examination privilege. . Document filed by Board of Governors of the Federal Reserve System. (Mizusawa, Yvonne)
3042015-03-23 Declaration in Opposition to MotionDECLARATION of Yvonne F. Mizusawa in Opposition re: [291] MOTION to Compel Bank of America to provide discovery withheld based upon the defendants assertion of the bank examination privilege.. Document filed by Board of Governors of the Federal Reserve System. (Attachments: # (1) Exhibit)(Mizusawa, Yvonne)
304.1 Exhibit
3052015-03-23 LetterFIRST LETTER addressed to Judge William H. Pauley, III from Thomas M. Clark dated March 23, 2015 re: the Court's January 22, 2015 Order (Doc # 279) re: Bank Examiner Privilege. Document filed by Federal Deposit Insurance Corporation, in its Corporate capacity.(Clark, Thomas)
3062015-03-23 Memorandum of Law in Opposition to MotionMEMORANDUM OF LAW in Opposition re: [291] MOTION to Compel Bank of America to provide discovery withheld based upon the defendants assertion of the bank examination privilege. . Document filed by Comptroller of the Currency, OCC, US Treasury Dept.. (Attachments: # (1) Affidavit Declaration of Amber N. Melton in Support of Non-Party Office of the Comptroller of the Currency's Response in Opposition to Plaintiff's Motion to Compel)(Walker, Ashley)
306.1 Affidavit Declaration of Amber N. Melton in Support of Non-Party Office of the C
3072015-03-24 Notice of AppearanceNOTICE OF APPEARANCE by Yvonne Facchina Mizusawa on behalf of Board of Governors of the Federal Reserve System. (Mizusawa, Yvonne)
3082015-04-01 LetterLETTER addressed to Judge William H. Pauley, III from Mark R. Rosen, Esq. dated April 1, 2015 re: Permission to File Reply Brief in Excess of 10-Page Limitation. Document filed by Pennsylvania Public School Employees' Retirement System.(Rosen, Mark)
3092015-04-02 Memo EndorsementMEMO ENDORSEMENT on re: [308] Letter, filed by Pennsylvania Public School Employees' Retirement System. ENDORSEMENT: Application granted on consent of the parties. (Signed by Judge William H. Pauley, III on 4/2/2015) (mro)
3102015-04-07 Endorsed LetterENDORSED LETTER addressed to Judge William H. Pauley, III from Mark R. Rosen dated 4/6/2015 re: Submit sealing request with the attached exhibits. ENDORSEMENT: Application granted. Plaintiff shall file redacted copies with the Clerk of the Court. (Signed by Judge William H. Pauley, III on 4/7/2015) (spo)
3112015-04-08 SEALED DOCUMENT placed in vault.(mps) (Entered: 04/08/2015)
3122015-04-08 Reply Memorandum of Law in Support of MotionREPLY MEMORANDUM OF LAW in Support re: [291] MOTION to Compel Bank of America to provide discovery withheld based upon the defendants assertion of the bank examination privilege. (Redacted). Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
3132015-04-08 Certificate of Service OtherCERTIFICATE OF SERVICE of Lead Plaintiff's Reply Memorandum of Law in Support of Motion to Compel Discovery Withheld Based Upon the Assertion of the Bank Examination Privilege served on Defendants on April 8, 2015. Document filed by Pennsylvania Public School Employees' Retirement System. (Rosen, Mark)
3142015-04-08 LetterLETTER addressed to Judge William H. Pauley, III from Mark R. Rosen, Esq. dated April 8, 2015 re: Letter Specifying Motion Papers and Memoranda. Document filed by Pennsylvania Public School Employees' Retirement System.(Rosen, Mark)
3152015-04-09 Notice of Change of AddressNOTICE OF CHANGE OF ADDRESS by Mark Robert Rosen on behalf of Pennsylvania Public School Employees' Retirement System. New Address: Barrack, Rodos & Bacine, Eleven Times Square, 640 Eighth Avenue, 10th Floor, New York, New York, United States 10036, (212) 688-0782. (Rosen, Mark)
3162015-05-21 Notice (Other)NOTICE of Withdrawal of Appearance. Document filed by Joseph L. Price. (Morgan, Harry)
3172015-06-19 Motion to Appear Pro Hac ViceMOTION for David M. Locher to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11057124. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Joseph L. Price.(Locher, David)
3182015-06-29 Order on Motion to Appear Pro Hac ViceORDER FOR ADMISSION PRO HAC VICE granting [317] Motion for David M. Locher to Appear Pro Hac Vice. (Signed by Judge William H. Pauley, III on 6/29/2015) (mro)
3192015-10-07 Notice of Substitution of AttorneyNOTICE of Substitution of Attorney. Old Attorney: Thomas M. Clark, New Attorney: Lorraine S. Fields, Address: FDIC New York Legal Services Office, 350 Fifth Avenue-12th Floor, New York, New York, USA 10118, 917-320-2546. Document filed by Federal Deposit Insurance Corporation, in its Corporate capacity. (Fields, Lorraine)
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