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Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 1 of 14



IN THE UNITED STATES DISTRICT COURT

FOR THE EASTERN DISTRICT OF PENNSYLVANIA

ASTENJOHNSON, INC.,

Civil Action No. 03-1552

Plaintiff,

v.

COLUMBIA CASUALTY COMPANY, et al.

Defendants.



PLAINTIFF’S AMENDED TRIAL EXHIBITS1





ASTENJOHNSON INC. V. COLUMBIA CASUALTY COMPANY, ET AL.

EX. NO.

BATES NOS.

1

2

3

4

5

6

7

8

9

AJ000220-AJ000229

AJ000232-AJ000238

AJ000260-AJ000272

AJ000313-AJ000318

AJ000330-AJ000340

CCC04044-CCC-04055

AJ000274-AJ000277, &
AJ000281-AJ000286

CCC04075-CCC04091, &
CCC04093,
CCC04095-CCC04096

AJ000320-AJ000328

10

AJ2009975-AJ2009991





DATE

04/01/79-
04/01/80

04/01/80-
04/01/81
04/01/81-
04/01/82
04/01/82-
04/01/83
04/01/82-
04/01/83
04/01/81-
04/01/82
04/01/81-
04/01/82

04/01/82-
04/01/83

04/01/82-
04/01/83

11/79

DESCRIPTION

American Insurance Company Policy No. XLB 13307 30
for the policy period April 1, 1979 to April 1, 1980.

American Insurance Company Policy No. XLB 142 69 78
for the policy period April 1, 1980 to April 1, 1981.
American Insurance Company Policy No. XLB 146 84 46
for the policy period April 1, 1981 to April 1, 1982.
American Insurance Company Policy No. XLB 152 13 08
for the policy period April 1, 1982 to October 1, 1983.
American Insurance Company Policy No. XLX 148 11 21
for the policy period April 1, 1982 to October 1, 1983.
Columbia Casualty Policy No. CCP 186 60 01 for the
policy period from April 1, 1981 to April 1, 1982.
Columbia Casualty Excess Umbrella Liability Policy No.
RDX 417 02 07 for the policy period from April 1, 1981
to April 1, 1982.

Columbia Casualty Policy No. CCP 186 61 10 for the
policy period from April 1, 1982 to October 1, 1983.

Columbia Casualty Excess Umbrella Liability Policy No.
RDX 917 61 20 for the policy period from April 1, 1982
to October 1, 1983.
Hill v. Johns-Manville Corp., Nov. Term 1979, No. 2704.


AstenJohnson, Inc. reserves its right to incorporate exhibits identified by the Defendants.

1



Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 2 of 14





EX. NO.

BATES NOS.

DESCRIPTION

Internal American Insurance Company Memo relating to
AJN.
Internal Memorandum from W. Kathrins to Mr. Frazier

Internal Memorandum from John Sandberg to Kirk
Frazier re Asten Hill cases.
Internal Memorandum from J. Davison to Mr. Frazier
.

Internal File Notes.

Internal Memorandum from John Sandberg to Karen
Turnbaugh re all cases filed against Asten Hill.
Letter from Karl Moldrem to G.T. Chapman and Eileen
Mahoney.
Letter from Karl Moldrem to G.T. Chapman and Eileen
Mahoney.

Letter from Karl Moldrem to G.T. Chapman and Eileen
Mahoney.

Internal Memorandum from Karl Moldrem to file re
Asten Hill bodily injury file.
Letter from Karl Moldrem to Eileen Mahoney re pending
asbestos litigation.
Letter from Susan Gorlick to Eileen Mahoney re pending
asbestos litigation.
Letter from David E. Forsman to Eileen Mahoney, re
notice of pending asbestos litigation.
Excess Asbestos Claims Tracking Instruction Sheet.
Asbestos Case Report – Update as of 02/98.
Letter from James A. Young, Esq. to Robert Solano.

E-mail from Robert Solano to James Young, Esq. re
policy language questions and prior e-mail exchange.
Letter from Karen Turnbaugh to John Sandberg re: cases
pending in Asten-Hill.
Letter from Eileen Mahoney to John R. Sandberg re:
Asten-Hill asbestos cases.
Letter from Eileen Mahoney to Nancy Roach re: latest
letters sent to Asten-Hill.
Letter from David E. Forsman to Eileen Mahoney re:
matter being handled by Environmental Claims Facility.
Letter from David E. Forsman to Eileen Mahoney re:
claim being handled at Fireman?s Fund Environmental
Claims Facility.
E-mail from Robert S. Solano to Catherine Zaryczny re:
CNA primary policies.
Copy of Decision: Borel v. Fiberboard Paper Products
Corp., 493 F.2d 1076 (5th Cir. 1973).
Memorandum from Don to Dietrich re: Biological
Effects of Asbestosis.
Fireman?s Fund – Inter-office Memo to Mr. Barton from
Mr. Russo re: Cumulative Trauma Cases Asbestosis
Medical Seminar.

11

12

13

14

15

16

17

18

19

20

21

22

23

24
25

26

27

28

29

30

31

32

33

34

35

36



AMER02918-AMER02920

AMER02822

AMER02648

AMER02738-AMER02740

AMER02732

AMER02813

AMER02711-AMER02714


AMER02698-AMER02704

AMER03054-AMER03056

AMER03052-AMER03053

AMER02722-AMER02724

AMER03046-AMER03048

AMER03076-AMER03078

AME 03083
AME 00322

DATE

undated

02/08/80

07/18/83

03/04/83

04/26/83 &
06/09/83
10/19/83

07/14/86

07/14/86

07/14/86

07/15/86

05/19/88

09/12/88

09/10/88




AJ007539-AJ007544

03/01/02

AMER01282-AMER01284

08/27/02

AMER02813

AMER03098-AMER03145

AJ004929-AJ004939

AMER03045

AMER003082

AMER03372



AJ2013085-AJ2013087

FFSC004302

10/19/83

02/29/84

08/24/84

09/21/88

04/03/91

04/18/03

09/10/73

11/10/84

11/21/78

2

Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 3 of 14





EX. NO.

BATES NOS.

DATE

08/07/79

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

FFSC004318

FFSG000227-FFSG000228

FFSC004304-FFSC004305

FFSD000142-FFSD000242

FFSD000008-FFSD000080

FFSD000324-FFSD000529

FFSD000920-FFSD000961

FFSG000427-FFSG000434

FFSD000915-FFSD000918

FFSA005070-FFSA005205

FFSA004980-FFSA004988

FFSD000890-FFSD000907

FFSA005794-FFSA005822

FFSB000858-FFSB000905

FFSA005681-FFSA005724

FFSC001486-FFSC001488

FFSC004363

FFSC04330-FFSC04334

09/12/79

11/29/79

01/81

02/01

undated

04/05/82

04/27/81

1982

08/02

05/82

undated

04/83

06/15/83

undated

11/20/78

undated

undated



3

DESCRIPTION

Fireman?s Fund – Inter-office Memo to Mr. Barton from
Mr. Russo re: Cumulative Trauma, Various Asbestos
Manufacturers.
Fireman?s Fund – Inter-office Memo, re: File Analysis
Cumulative Trauma.

Fireman?s Fund – Inter-office Memo, re: Cumulative
Trauma – Asbestos.
Fireman?s Fund – Cumulative Trauma Reference Guide
for Claims, Loss Control and Underwriting, Prepared by
Environmental Sciences Unit H.O. Loss Control.
Fireman?s Fund – Cumulative Trauma Reference Guide
for Claims, Loss Control And Underwriting, prepared by
Environmental Sciences unit H.O. Loss Control.
Fireman?s Fund Insurance Companies Cumulative
Trauma Reference Guide for Claims, Loss Control and
Underwriting, Prepared by Special Services Unit H.O.
Loss Control.
Fireman?s Fund -- Inter-office Memo to Commercial
Lines Managers from Sandra Bose re: material for the
Underwriters Cumulative Trauma Reference Guide
Educational Meeting, with attached copy of Guide.
Fireman?s Fund – Memo re: Cumulative Trauma-
Widespread Use of Chemicals Excess & Special Risk,
Casualty Underwriting.
Fireman?s Fund – Internal Memorandum Relating to
Cumulative Trauma Reference Guide Educational
Meeting.

Fireman?s Fund – Managing Branch Cumulative Trauma
Claims, August 1982 Cumulative Trauma Seminar.

Fireman?s Fund – Managing Branch Cumulative Trauma
Claims, May 1982 Cumulative Trauma Seminar.
Fireman?s Fund -- Cumulative Trauma Reference Guide
Educational Meeting – The Role of the Underwriter.
Fireman?s Fund – Home Office Cumulative Trauma
Claims, April 1983.
Fireman?s Fund – Inter-office Memo to Claims Managers,
Nationwide from Mr. Jordan, H.O. Claims re: Cumulative
Trauma Standard Operating Procedures.

Fireman?s Fund – Cumulative Trauma Operating
Procedures.
Fireman?s Fund – Manual of Procedures, Commercial
Lines Department, [Underwriting] Liaison with Claims
Department.
Fireman?s Fund – The Line Department Function-Home
Office Chart Branch Administration Executive & Branch
Administration Charts.
Fireman?s Fund – Asbestos Claims Management
Information.

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

DESCRIPTION

Fireman?s Fund – Inter-office Memo to Mr. Cole from
D.M. Barton re: Asbestos.
Fireman?s Fund – Inter-office Memo to Mr. Conley from
Mr. Cole re: Asbestos Related Claims Handling.
Fireman?s Fund – Inter office memo to Mr. Buell from
Mr. Black re: Educational Meeting on Asbestos-Related
Diseases.
Fireman?s Fund -- Home Office Claims Bulletin A-393-B
to Branch Claims Managers Nationwide from Mr. Russo
re: Cumulative Trauma Educational Meeting Asbestos
Claims Guide.
Fireman?s Fund Insurance Companies Asbestos Claims
Guide.
Fireman?s Fund Insurance Companies Training &
Communications Educational Meeting “Asbestos Claims
& Related Issues & Introducing: The Asbestos Claims
Guide”.
Educational Meeting, Asbestos Claims & Related Issues
& Introducing The Asbestos Claims Guide.
Asbestos Liability: An Issue of Unprecedented Loss
Potential, Lehman Brothers Kuhn Loeb Research.
Fireman?s Fund – Inter-office Memo, re: Asbestos Health
Hazards Compensation Act of 1979.
Fireman?s Fund – Inter-office Memo, re: Asbestos Health
Hazards Compensation Act of 1979.
Fireman?s Fund – Inter-office Memo, re: Asbestos Health
Hazards Compensation Act of 1979.
Fireman?s Fund – Inter-office Memo, re: Asbestos Health
Hazards Compensation Act of 1979.
Fireman?s Fund – Inter-office Memo, Workers?
Compensation Asbestos-Related Benefits.
Fireman?s Fund, Inter-office Memo, H.O. Claims
Department Bulletin No. C-10, to: Claims Managers
Nationwide, July 17, 1979, re: Workers? Compensation
Asbestos-Related Benefits.
Fireman?s Fund, Inter-office Memorandum between Mr.
Russo and Mr. Buell, re: Cumulative Trauma Record
Retention and Retrieval Requirements.
Fireman?s Fund – Cumulative Trauma Records Retention,
December 10, 1981, Memorandum and Final Report.
Fireman?s Fund – Inter-office Memo to the Board of
Management from Mr. Meenaghan re: Cumulative
Trauma Litigation-Document Retention.
Article re: concerns in the workplace over prolonged
exposure to asbestos by Globe staff member, The Boston
Globe.
Walter Pincus, Asbestos Coming Under Massive Attack
by Three Regulatory Agencies, The Washington Post.
Randolph E. Bucklin, Steel Firm Facing 12,000 Asbestos
Lawsuits, Files for Bankruptcy, The Washington Post.
Stuart Auerbach, Manville Files New Plan on Debt
Claims, The Washington Post, November 22, 1983.

Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 4 of 14





EX. NO.

BATES NOS.

FFSC004307

FFSC004313-FFSC004314

FFSG000656-FFSG000725

FFSG001186-FFSG001351

FFSG000911-FFSG001038

FFSG001155-FFSG001185

FFSA002203-FFSA002249

FFSA04931-FFSA04938

FFSA008925

FFSA008923

DATE

01/24/79

02/12/19[ ]
[illegible],
08/01/79


11/14/79


undated

01/80


01/80

08/29/80

03/21/80

03/26/80

FFSA008913-FFSA008919

FFSA008921

FFSG001091-FFSG001096







FFSD001523-FFSD001551

FFSA04510

FFSA004485-FFSA004509

FFSA004476









07/17/79

08/29/80

12/10/81

08/24/82

02/24/80

12/08/80

07/31/82

11/22/83



4

Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 5 of 14





EX. NO.

BATES NOS.








































AJ005786-AJ005797

AJ005887-AJ005906

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94
95

96

97



DESCRIPTION

Experimental Pneumoconiosis, S.H. Zaidi-Director
Industrial Toxicology Research Center, Lucknow, India,
Johns Hopkins Press, Baltimore Md.
About Asbestos - U.S. Department of Health Education
and Welfare: HEW Publication No. 78-10320.
Irving J. Selikoff and Douglas H. K. Lee, Asbestos and
Disease Academic Press (1978).
David B. Thomas, Lung Cancer and Ambient Air
Pollution, 8 Environmental Law 701.
W. Raymond Parkes, M.D, Occupational Lung Disorders,
MRCP, DIH, Butterworths (1st ed. 1974) (2d ed. 1982).
Clinical Aspects of Inhaled Particles, edited by D.C. F.
Muir, Ph.D. MRCP (undated) F.A Davis Co.,
Philadelphia, Pa.

“Asbestosis and Mesothelioma Benefits Act, H.R. 6906,
93d Cong. § 1 (1973).

The Asbestos: Crisis-Yesterday, Today & Tomorrow,
Council on Compensation Insurance (undated).
Engineering and Safety Service Chemical Hazards
Bulletin: Asbestos, American Insurance Association, N.Y.
October 1975.
Product Liability Insurance: Underwriting, Rates,
Reserves, Business Cycles, American Insurance
Association.
Comments Asbestos Litigation: The Dust Has Yet to
Settle, 7 Fordham Urb. L. J. 55.
Asbestos…A social Problem, A Position Paper Prepared
by The Environmental Issues Task Force, Commercial
Union Insurance Companies.
The Economic Consequences of Asbestos Related
Disease by Paul W. MacAvoy, in association with J. Karr
and P. Wilson, Working paper #27, Working Paper Series
C- Research Program in Government Business Relations.
Asbestos Litigation – Insurance Issues- Liability-
Damages, March 1-2, 1982 in New York City, March 22-
23, 1982 in Chicago.
Industrywide Litigation -- The Medical Insurance Aspects
of Asbestos Litigation, May 20-22, 1982, sponsored by
Defense Research Institute.
Asbestos: Medical and Legal Aspects, by Barry I.
Castleman with a contribution by Stephan L. Berger, Law
and Business Insurance, Harcourt Brace Jovanovich.
Asbestos Exclusions of Granite State Insurance Company.

Asbestos Exclusions of California Union Insurance
Company.
Asbestos Exclusions of Potomac Insurance Company.
Asbestos Exclusions of Geico Insurance Company.
Asten-Hill, Inc.-Fireman?s Fund, Canadian 81-82 policy.
Excess Policy.
Asten-Hill, Inc.-Fireman?s Fund, Canadian 81-82 policy.
Excess Policy.

DATE

1969

09/78



1977-1978





1973



10/75

10/79

1978-1979

05/12/81

01/82

03/82

05/20/82-
05/22/82

1984

1980

1980

1981
1982
06/15/81-
04/01/82
04/01/81-
04/01/82

5

Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 6 of 14





EX. NO.

BATES NOS.

98

99

100

101

102

103

104

105

106

107

108

109

110

119

120

121

122

123

124

125

126

127

128

AMER00403



AMER00396-AMER00405

1980-1981

AMER00796

AMER04951

AMER00446



AJM0061-AJM0084





1980







1957-1983



6

AJ005798-AJ005810







AJ007507-AJ007508

AJ001635-AJ001655

CCC03994-CCC03997

CCC03985-CCC03989

CCC00162-CCC00167





CCC01042-CCC01043

CCC01910





DATE

04/01/82-
04/01/83


1995

02/23/05

11/02/01

01/14/02
10/15/02

03/15/02

06/20/02





04/05/82

04/16/82

09/20/02

08/13/03

DESCRIPTION

Asten-Hill, Inc.-Fireman?s Fund, Canadian 82-83 policy.
Excess Policy.
Exhibits to Plaintiff?s Memorandum of Law in Support of
Partial Summary Judgment Against Lloyd?s in Asarco
Incorporated v. American Home Insurance Company et
al., Cause NO:01-2680-D, 105th Judicial District of
Nueces County Texas.;
05.
1995 Casualty Loss Reserve Seminar 3C Measurement
of Asbestos Bodily Injury Liabilities by Susan L. Cross,
Consulting Actuary and John P. Doucette, Consulting
Actuary, Tillinghast Towers Perrin.
Old Insurance Policies May Be as Valuable as Stock or
Other Hand Assets by James Dorion Marsh Risk
Consulting- The Risk Report.
Letter from James Nagy to Bradley Mortenson, Esq. re
notice of impending asbestos litigation.
Letter from James Nagy to Bradley Mortenson, Esq.
Letter from Bradley J. Mortensen to Alfreda Phillips re:
complaints filed against Asten in Texas & Ohio.
Letter from James A. Young to James I. Nagy re:
position of CNA Columbia.
Letter from Eileen King Bower to James A. Young re:
McCarthy v. Acands.
CNA agent web page.

American agent web page.

Binders signed by DVUA and issued on behalf of
Columbia.
Internal Columbia document relating to AJN Columbia
Policies-loss control survey.

Letter from Misty Sonnier to Hon. Johnny Appelman re:
Daniels v. Pittsburgh and enclosed copy of Plaintiff?s
One-Hundred and Twenty-Sixth Amended Original
Petition.

Letter from Nicole A. Lawton to R. Mark Willingham re:
Original and Amended Petition in Texas cases.
Inactive Records Retrieval form.
1. Redacted pages from American Insurance Company
Policy No. XLB 142 6978, policy period April 1, 1980 to
April 1, 1981.
May 1980 notes.

Asbestos Exclusion Endorsement Form 175186-3-83.

Endorsement #3 – Following Form Products Liability –
Policy #XLB1426978.
CNA Advertisement.

Letter from Maris Hurdman to Asten Group, Inc. Board
of Directors re: consolidated balance sheets.
AstenJohnson, Inc. coverage chart.



EX. NO.

129

130

131

132

133

134

135

136

137

AJ002350

CCC01751-CCC01767

CCC01743-CCC01750

CCC01740

CCC01739

CCC01738

CCC01736

138

AJ000278-AJ000280

139

AJ0009766-AJ0009767

140

141

CCC01824

CCC01810

142

CCC01915–CCC01918

143

144

CCC01943

AJ000268

145

CCC00162-CCC00167

146

AMER00021-AMER00023

147

AJ009978



DESCRIPTION

Redacted other policy documents.
Amended Complaint In Equity For Declaratory And
Injunctive Relief
Memorandum - Argonaut Insurance Company from John
A. Flynn.
Dryer Felts and Fabrics (Asten-Hill Co.).
Letter to Dave Sayles from Stanley I. Blaustein
(Delaware Valley Underwriting Agency, Inc.) with
enclosures.
DVUA Correspondence – Attn: S. Blaustein from D.
Sayles Re: Asten Group, Inc.
DVUA Correspondence – To: Dave Sayles from Stan
Blaustein Re: Asten Group.
DVUA Correspondence – Attn: S. Blaustein from D.
Sayles Re: Asten Group.
DVUA Correspondence – Attn: Stan Blaustein from
Carmen Valentin Re: Asten Group, Inc.
Insurance Binder Form (Agency: Babb, Inc.; Insured:
Asten Group, Inc.; Company: Columbia Casualty) and
Babb?s Policy Form (CAS P4 PHIL 1-74 10000) Excess
Liability.
Babb?s Policy Form (CAS P4 PHIL 1-74 10000) Insured:
Asten Hill Co. – Excess Liability and Insurance Binder
Form .
DVUA Binder To: Ms. Gloria DiGregorio, Babb, Inc.
No. 368 STB; Issued on Behalf of Columbia Cas. Ins.
Co., Stanley I. Blaustein, Asst. V.P.
Letter to David Sayles from Stanley I. Blaustein (DVUA)
Re: Asten Group, Inc. #CCP 186 6001, #RDX 4170207.
Letter to Mr. Mont Zelman (Columbia Cas. Co.) from
Kathy O?Hagan (DVUA) Re: Asten Group, Inc.
Policy #?s CCP 1866001 & RDX 4170207 with
enclosures.
DVUA Binder To: Mrs. Gloria D. Forbes (Babb, Inc.)
No. 314 KOH; Issued on Behalf of Columbia Cas. Co.
Babb, Inc. Policy Form (CAS P4 PHIL 1-74 10000)
Insured: Asten Hill Co.; Umbrella Liability Policy; Ins.
Co.: American Insurance.
Letter to James A. Young, Esq. from Eileen King Bower
(Ross, Dixon & Bell, LLP) Re: Insured: Asten Group,
Inc.; Policy No. CCP 1866010.
Letter to Christine Tershokovec (3/6/97) from David E.
Forsman FFIC Claim No. 820-79-504057; Insured: Asten
Hill
Letter to James Young (4/22/97) from David E. Forsman
FFIC Claim No. 820-79-504057 Insured:
Asten Hill.
Letter to James M. Gibson from Robert Solano (Sr.
Litigation Analyst of FFIC) FFIC Claim No. 820-79-
54057; Insured Asten-Hill Co; Policies: XLB 1330730;
XLB 1426978; XLB 1521308; XLX 1481121.
Letter to Mr. Robert Solano (FFIC) from James A. Young
and fax cover sheet.
Marked-up Asbestosis Exclusion.

09/30/80


03/04/81

03/16/81

03/17/81

03/19/81

04/02/81

04/01/81

04/01/81

04/02/81

04/15/81

03/8/82

04/05/82

04/01/81

06/20/02

03/06/97
04/22/97

09/05/01

03/01/02

Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 7 of 14

BATES NOS.
CCC04273-CCC04294

AJ2 011013-AJ2 011072

DATE
1980-1981


148

149



AJ007539-AJ007544

CCC01817



7

Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 8 of 14





EX. NO.

BATES NOS.

FFSC001489-FFSC001492





































N/A

AJ005466-AJ005494

AJ005591-AJ005624

AJ007436-AJ007486

N/A

N/A

DATE

11/20/78

06/14/05

06/14/05
04/12/05
06/17/05
03/02/05
02/24/05
04/09/05
03/23/05
02/16/05
06/10/05
03/14/05

02/23/05
11/08/05
02/16/05
03/07/05
03/04/05
04/11/88

06/28/04

02/25/05
02/09/05
07/14/05









04/11/2000

06/30/2000
12/31/2002


09/19/1980

DESCRIPTION

Binders, Activizations, and Quotations.

Letter from Michael Conley, Esq. to Nicole J.
Rosenbaum, Esq. re: Hollingsworth deposition.
Deposition Transcript of Brian E. Gagan.
Deposition Transcript of Guy Hollingsworth.
Deposition Transcript of Richard Jordan.
Deposition Transcript of Laurence A. Krupnick.
Deposition Transcript of Jerry Leddy.
Deposition Transcript of Paul Lundberg.
Deposition Transcript of Karl Moldrem
Deposition Transcript of James Nagy.
Deposition Transcript of Victoria Roberts.
Deposition transcript of David Sayles.

Deposition Transcript of Robert Solano.
Deposition Transcript of Charlotte-Ann Zack.
Deposition transcript of Carmen Valentin.
Deposition Transcript of Morton B. Zelman.
Deposition Transcript of Richard L. Crane,
Deposition Transcript of David Sayles from Carey
Canada.
Deposition Transcript of Gloria D. Forbes.

Deposition Transcript of Gary F. Ibello.
Deposition Transcript of John R. Sandberg.
Deposition Transcript of Allan D. Windt.
Chart entitled “Dramatic Increase in Plaintiff Suits”,
figures from 1978-2002.
Chart re: information on the Plaintiffs AstenJohnson.
Public Information: Asbestos-Related Diseases, “About
Asbestos”, U. S. Department of Health, Education, and
Welfare, HEW Publication No. 78-10320: September
1978.
Public Information: Asbestos-Related Diseases, “U.S.
Standard: Asbestosis Separate from Mesothelioma, Lung
Cancer, Cancers of the Esophagus, Stomach, Colon, and
Rectum, U. S. Department of Health, Education, and
Welfare, HEW Publication No. 78-10320: September
1978.
Utter v. Asten-Hill Manufacturing Co., 453 Pa. 401, 309
A.2d 583 (1973).
Letter and enclosed Asbestos Litigation Quarterly Report
of March 31, 2000.
Asbestos Litigation Quarterly Report of June 30, 2000.
Asbestos Litigation Quarterly Report of December 31,
2002.
Revised AJN Coverage Chart.
Defense Research Institute Seminar Materials “Industry
Wide Litigation-Absestos Action Defense Techniques,
Sept. 19-20 1980 Las Vegas Nevada”
Asten Group Register of Excess Liability Policies

150

151

152
153
154
155
156
157
158
159
160

161

162
163
164
165
166

167

168

169
170
171

172

173

174

175

199

200

201

202

203

204

205

AJ005937-AJ005961





8

Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 9 of 14





EX. NO.

BATES NOS.

DATE

DESCRIPTION

206

207

209

AJ005982-AJ006006

N/A

AJN-R00113-115

210

AJN-R00116-118

211

AJN-R00119-120

212

AJN-R00121-122

213

AJN-R00123-124

214

AJN-R00125-126

215

216

AJN-R00127-128

AJN-R00129-130

217

AJN-R00131-132

218

AJN-R00133-134

219

AJN-R00135-136

220

AJN-R00137-138

221

AJN-R00139-140

222

AJN-R00141-142

223

ASNJ00000729-728

224

AJN-R00143-144



11/20/2003

































Asten Group Register of Comprehensive and General
Liability Policies
Letter from Ronald Schiller, Esq. to James Young, Esq,
dated November 20, 2003.
Excerpts from Lloyd?s London, issued to Keene
Corporation, policy number 543/50664/77

Excerpts from Aetna Casualty policy issued to Jim Walter
Corporation, policy number 23AL204831 SCA

Excerpts from Aetna policy issued to Jim Walter Building
Products, policy number 985LG8800060 SCA

Excerpts from Aetna policy issued to Jim Walter Building
Products, policy number 985LG8800216 SCA

Excerpts from Aetna Insurance Policy issued to Carey
Canada, policy number 985LG8800424 SCA

Excerpts from Aetna policy issued to Carey Canada,
policy number 985LG8800604 SCA

Excerpts from Aetna policy issued to Carey Canada,
policy number 985LG8800749 SCA
Excerpts from Aetna policy issued to Carey Canada,
policy number 985LG8800911 SCA

Declarations & Endorsement #2 from First State policy
issued to Pittsburgh Corning, policy no. 926715

Declarations & Endorsement #2 from First State policy
issued to H.K. Porter Company, policy no. 926715

Excerpts from Home Insurance policy issued to
Armstrong Cork, policy no. HEC 9-63-15-55

Certificate of Excess Insurance and Endorsement #1 from
California Union policy issued to Armstrong Cork, policy
no. ZCX 00-34-41

Certificate of Excess Insurance and Endorsement #1 from
California Union policy issued to Armstrong Cork, policy
no. ZCX 00-39-12

Declaration & Exclusion pages from CNA policy issued
to H.K. Porter, policy no. CCP 004-75-48-54

Declaration and Endorsements #s. 4 and 7 to First State
policy issued to ASARCO, Inc., policy no. 927956

Declaration and Endorsement #2 to National Union policy
issued to Johns-Manville, policy no. 991-03-99




9

Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 10 of 14





EX. NO.

BATES NOS.

DATE

DESCRIPTION

225

AJN-R00145-146

226

ASNJ00002240-255

227

AJN-R00147-163

228

AJN-R00164-165

229

AJN-R00104-105

230

AJN-R00106-108

231

ASNJ00000867-
ASNJ00000870

232

AJN-R00109-110

233

AJN-R00100-112

234

AJNR0001-5

235

AJN-R00006-36

236

AJN-R00037-72

237

238

239

AJN-R00166-210

FFSF001300-1316

FFP001676

240

FFP001486-91



































10

Declarations Page and Occupational Disease Exclusion to
Integrity Insurance Company?s Commercial Catastrophe
Liability Policy issued to H.K. Porter, policy no.
ISX108237

American Home Assurance policy issued to ASARCO,
Inc., policy no. BE1332245

American Home Assurance policy issued to ASARCO,
Inc., policy no. BE1332366

Cover Note and Endorsement page for insurance policy
no. 614/NTA826 issued by C.E. Heath to ASARCO, Inc.

Cover Note and Endorsement page for insurance policy
no. 614/NTB249 issued by C.E. Heath to ASARCO, Inc.

Lloyd?s Schedule page and Endorsement #1 for insurance
policy issued to ASARCO, Inc., policy no. 614/NTB250

Declarations page and Endorsement #1 for insurance
policy issued by New England Reinsurance To ASARCO,
Inc., policy no. 791864

Declarations page and Endorsement #1 New England
Reinsurance policy issued to ASARCO, Inc., policy no.
792014

Declarations page and Endorsement for Twin City Fire
policy issued to ASARCO, Inc., policy no. TXS102801

Respondent?s Appendix – Insurance Brokers Service
internal memoranda (Ex. C & G); K. Bergquist letter to J.
Kaiser at NUA, dated 05/14/1982 re H.K. Porter (Ex. I);
Kaiser telex to K. Bergquist dated 05/18/1982 re H.K.
Porter (Ex. J)

Senate Bill 2847 “Asbestos Health Hazards
Compensation Act of 1980”

H.R. 5224 “Asbestos Health Hazards Compensation Act
of 1980”

Excerpts from CAN policy manual

E&SR Casualty Training Guidelines, December 20, 1978

Cumulative Trauma Educational Meeting Asbestos
Claims Guide, November 14, 1979

Workers? Compensation Asbestos-Related Benefits,
December 4, 1979, plus attachment: “Asbestos-Related
Diseases”


Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 11 of 14





EX. NO.

BATES NOS.

DATE

DESCRIPTION

241

242

FFP001677

FFSG000067-139

243

FFSA008442-43

244

FFSA004943-48

245

AJN-R00081-82

246

FFSG001142-44

247

FFSA005487-96

248

249

250

251

252

253

254

255

256

257

258

FFSF000427-433

FFSA004914-15

FFSA004913

FFP001538

FFP001539-43

FFP001546

FFSA 008343

FFSA005029-34

FFSA004539

FFSA002602 -05

FFSA005363-65

259

FFP001553-55

FFSA005484-86

AJN-R00096-97

AJN-R00093-95

260

261

262



Asbestos Claims & Related Issues, December 17, 1979

Educational Meeting re Asbestos Claims & Related Issues
& Introducing The Asbestos Claims Guide, Jan „80

Occurrence Problem – Definition of Manifestation, June
5, 1980

Notes for Presentation at Initial Meeting of
Environmental Task Force – July 21, 1980

Memo to Commercial Lines Managers re Liability
Insurance Cumulative Trauma; Asbestos-Related
Diseases, July 21, 1980

Technical Bulletin – Asbestos, February 1973 Revised
November 1980

Cumulative Trauma Unit – Claims Organizational
Analysis, December 1980

Cumulative Trauma, 4-27-81

Environmental Litigation – An Overview, June 1, 1981

Cumulative Trauma, June 10, 1981

Asbestos 1-Day Review

Asbestos Litigation Meeting, 9-24-81

Asbestos-Related Diseases, January 14, 1982

C.T. Management, February 2, 1982

Management of Asbestos Litigation, February 3, 1982

Cumulative Trauma Reference Guide, March 22, 1982

Memo re Injury Codes (Severity Index), April 16, 1982

Asbestos Claims Management Draft Release for
Underwriting, January 14, 1983

Proposed Bulletin to Commercial Lines Managers on
Asbestos Hazards, January 18, 1983

An Overview of C.T. Claims, January 21, 1983

Asbestos – Medical Causation Issues, January 25, 1983

Medical Causation Issues – Areas for Further
Consideration, January 25, 1983














































11

Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 12 of 14





EX. NO.

BATES NOS.

DATE

DESCRIPTION

263

AJN-R00098-100

264

265

266

267

268

269

FFSA004593

FFSA006724-25

FFSA006854-57

AJN-R00101

AJN-R00102-103

AMER03575-3610

270

Amer00736-767

271

N/A

272

N/A

273

N/A























AMER-102 AJ2008624–AJ2008658

AMER-177 AJ003493–AJ003494

AMER-186 AJ005178

AMER-205 AJ2008760–AJ008769

AMER-221 AJ2006822–AJ2006827

AMER-224 AJ005135–AJ005143

AMER-225 AJ002286–AJ002287

AMER-277 AJ009469–AJ009471

AMER-296

CCC02193–CCC02194

AMER-348 AMER02649

AMER-402 AMER02695–AMER02697

AMER-403 AMER02698–AMER02704

AMER-404 AMER02711–AMER02714

AMER-422 AMER02722–AMER02724



04/21/1980

08/30/1979

10/11/1979

12/28/1979
12/28/1979

03/12/1980

03/13/1980

03/20/1981

08/14/1981
06/16/1983

07/14/1986

07/14.1986

07/14/1986

05/19/1988

12

Cumulative Trauma – Distributor of Cumulative Trauma
Producing Goods, February 15, 1983

Commercial Lines Underwriting Guide, March 8, 1983

Cumulative Trauma Unit, July 17, 1983

Letter re Injury Codes, October 17, 1983

Asbestos/Cumulative Trauma, December 13, 1983

Asbestos Exclusion, July 10, 1986

Complaint in AstenJohnson v. Allstate Insurance, et al.,
E.D. Pa. No. 03-1555, filed March 13, 2003

Argonaut Insurance Company Policy No. CL86-381-
005725, for the policy period April 1, 1980 to April 1,
1981
Policy Number XLX 153 47 73, covering the period
March 15, 1983 to March 15, 1984, that Fireman?s Fund
sold to ASARCO Inc.
Policy Number XLX 153 47 74, covering the period
March 15, 1983 to March 15, 1984, that Fireman?s Fund
sold to ASARCO Inc.
XLX 148 16 98, covering the period March 15, 1982 to
March 15, 1983, that Fireman?s Fund sold to ASARCO
Inc.
Amended Complaint in Trespass – Adgate v. Sun
Shipbuilding and Drydock Company, Inc. & Pacor, Inc.
Letter from L. A. Krupnick to J. A. Young re: defense of
case.
Memorandum re: Asbestos Cases.

Letter from J. A. Young to INA re: Adgate v. Asten-Hill.
Letter from P. Petrelius to Allstate Ins. Co. re: third Party
Complaint against Asten in Clune v. Johns-Manville.
Memorandum from G. T. Chapman to DVA re: Asbestos
Litigation.
Letter from J. G. Manta to J. A. Young re: Asbestosis
Claims against Asten-Hill.
Memorandum from R. A. Wilson re: Comprehensive
General Liability Insurance.
Letter from R. Hanebury to C. Valentin re: balance sheet.
Letter from J. Sandberg to J. A. Young re Various
Asbestos Claims -- Asten-Hill.
Letter from K. Moldrem to E. Mahoney re: pending
asbestos litigation.
Letter from K. Moldrem to G.T. Chapman re: receipt of
Asten-Hill Summons and Complaint.
Letter from K. Moldrem to G.T. Chapman re: referenced
policies.
Letter from K. Moldrem to E. Mahoney re: pending
asbestos litigation.

Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 13 of 14





EX. NO.

BATES NOS.

AMER-437 AMER03076–AMER03078

AMER-513 AMER03316–AMER03352

CCC1

AJ009456-AJ009460

CCC2

AJ002350

CCC-4

CCC-01743–CCC-01750

CCC-8

AMER03009–AMER03025

CCC-50

AJ005687–plus article

CCC-56

Letter enclosing
AJM0025–AJM0092

CCC-58

AJ011302–AJ011351

CCC-60

AJ005376–AJ005379

CCC-61

AJ002177–AJ002179

CCC-63

Letter enclosing
AJM0093–AJM0126

CCC-71

CCC03992–CCC03993

CCC-72

CCC00198

CCC-73

AJ001635–AJ001655

CCC-74

CCC03984–CCC03989

CCC-76

CCC03961–CCC03962

CCC-105

AJ2009226–AJ2009231

CCC-106

CCC00160–CCC00161

CCC-117

CCC03929–CCC03932

CCC-119

AJ001936–AJ001937

CCC-120

AJ009801–AJ009802

CCC-141

AJ2011013–AJ2011292

CCC-142

AJ2011790–AJ2011810

CCC-143

AJ003965–AJ003968

DATE
09/10/1990

06/10/2003

2/81

9/30/80

03/04/1981

1980

01/26/2000

01/04/05

06/10/03

02/13/1985

09/22/1989

02/24/05

11/02/2001

11/29/01
01/14/2002

03/15/2002

06/19/2002

06/21/1979

06/20/2002

07/12/2002

10/30/2002

04/17/2003

08/13/1980

1980

03/24/1994

DESCRIPTION

Letter from D. E. Forsman to E. Mahoney re: pending
asbestos litigation.
Letter fromJ. A. Young to C. J. Frandsen; D. Dayton; R.
Solano and J. M. Gibson with attached fuly executed
Claims Handling Agreement.
2/81 Babb Cancellation notice for various Argonaut
policies
9/30/80 John A. Flynn memo cc?d to G.T. Chapman RE:
Argonaut Insurance Co.
Letter from S. Blaustein to D. Sayles re: enclosed
application fro insurance.
Asten-Hill Action in Equity for Declaratory and Injuntive
Relief.
Memorandum from J. Gibson to W. A. Finn, T. Hardwick
and J. Chapman re: attached New York Times article.
Letter from M. Conley to R. P. Schiller Esq., S.S. Brown,
Esq, and P.A. Peters, Esq. re: additional AstenJohnson
Board Minutes and audited financials.
E-mail from J. A. Young to J. M. Gibson re: enclosed
“typical” Asten Interrogatories/Answers.
Letter from E. Mahoney to J. Murphy re: response to
letter of February 4, 1985.
Letter fromJ. A. Young to G. T. Chapman re: Asbestos
Related Actions filed by D. Weinfeld.
Letter from M. Conley to N. Rosenblum re: copies of
additional board related documents
Letter from J. Nagy to B. Mortensen re: notice of pending
asbestos litigation against Aston-Hill.
E-mail from J. Nagy to B. Mortensen re: cost sharing
Letter from J. Nagy to B. Mortensen re location of Asten
Hill policies.
Fax cover sheet and letter from J. A. Young to J. Nagy
and J.M. Gibson re: CNA/Columbia?s obligation to
provide indemnity benefits.
Letter from J. A. Young to E. K. Bower re: confirmation
of coverage
Letters from L. A. Krupnick to various insurers re:
Complaint in Cirone matter.
Letter from E. K. Bower to J. A. Young re: request for
Columbia coverage position.
Letter from C. E. Cameron to J.A. Young re Columbia?s
position regarding Asten?s request for settlement
authorization.
Letter from E. K. Bower to J. A. Young re: request to
conduct an exchange of information.
Letter from J. A. Young to S. L. Brown re: asbestos-
related bodily injury claims.
Asten Group, Inc. t/a Asten-Hill Co. Amended Complaint
from Asten v. Argonaut, with exhibits.
Plaintiff Asten Group?s Answer to Allstate?s Motion to
Compel Answers to Interrogatory No. 11.
Letter from J. A. Young to G. T. Chapman re: attached
draft letter to Laura Archie.



13

Case 2:03-cv-01552-LS Document 378-2 Filed 08/18/10 Page 14 of 14





EX. NO.

BATES NOS.

CCC-144

AJ003892–AJ003913

CCC-145

AMER03175–AMER03315

CCC-150

AJ003489–AJ003490

CCC-151

AMER01680–AMER01695

CCC-159

AJ002486–AJ002499

CCC-160

AJ005354 – AJ005361

CCC-161

AJ002646–AJ002704

CCC-163

AJ002099–AJ005065

CCC-170

AJ009848–AJ009866

CCC-200

N/A

CCC-229

AJ000407–AJ000430

CCC-269

N/A

CCC-271

AJ005411–AJ005423

CCC-273

CCC03978

CCC-274

CCC00186

CCC-275

AJ005144–AJ005155

CCC-276

AJ009867–AJ009883

CCC-277

AJ010097–AJ010118

DATE

N/A

07/27/1983

06/03/1980

08/14/1980

01/29/1986

09/08/1986

10/01/1986
10/16/1986

02/25/2003

03/13/2003

04/01/1982-
10/01/1983
08/26/2005
08/17/1084

04/02/2002

05/08/2002

05/28/1980

06/14/2000

04/01/1981-
04/01/1982

DESCRIPTION

Unexecuted Settlement Agreement between Asten and
certain insurers (1980 Coverage Action).
Letter from E. Mahoney to J. Sandberg re: new
comprehensive asbestos case lists and Asten brochure.
Letter from J. A. Young to A. Crist re: meeting regarding
asbestos-related lawsuits
Letter from G. Hirtz to Commerce & Industry Ins. Co. re:
Asten-Hill case lists
Letter from E. M. Mahoney to N. McCart re: attached
copies of notification letters to various insurers from the
Caruso v. Raymark matter.
Letter form E. M. Mahoney to N. McCart re: attached
copies of notification letters to various insurers from the
Kalkus v. U. S. Gypsum matter.
1986 correspondence and discovery re: Shockley case.
Letters from E. M. Mahoney to various insurers re: Erie v.
Asarco case.
Letter from J. A. Young to J. Lipscomb re:enclosing
corrected version of the response to the auditor?s letter
from J.A. Young to Delotte & Touche, dated 02/24/2003.
Complaint – AstenJohnson, Inc. v. Columbia Cas. Co.
and American Ins. Co..

Columbia Casualty Co. insurance policy # CCP 186 61 10

Affidavit of James A. Young.
Letter from M. Leighton to F. Hayeck re: settlement of
attached case list.
Letter from E. K. Bower to J.A. Young re: search for
policies and review materials sent.
Letter from E. K. Bower to J. A. Young re: forwarding
policy and underwriting information.
Memorandum from G.T. Chapman to D. V. Asten re
Asbestosis Litigation and attaching a letter from T. J.
Hagan to G.T. Chapman re Asbestosis Claims Asserted
Against Asten-Hill, dated 05/19/1980
Company Policy on behalf of SR International Business
Insurance Co. LTD., Policy No. 823KE9902603.

CNA Policy No. CCP 1866001





14